13th Oct 2026 10:59
FORM 38.5(b) | |||||||
IRISH TAKEOVER PANEL | |||||||
OPENING POSITION DISCLOSURE/DEALING DISCLOSURE | |||||||
UNDER RULE 38.5(b) OF THE IRISH TAKEOVER | |||||||
PANEL ACT, 1997, TAKEOVER RULES, 2022 BY A CONNECTED | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED | |||||||
INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY | |||||||
STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY | |||||||
1. KEY INFORMATION | |||||||
(a) Name of exempt principal trader | BARCLAYS CAPITAL SECURITIES LTD | ||||||
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: | DCC ENERGY PLC | ||||||
(c) Name of the party to the offer with which exempt principal trader is connected (Note 1) | ENERGY CAPITAL PARTNERS, LLC AND KOHLBERG KRAVIS ROBERTS & CO. L. P. | ||||||
(d) Date position held/dealing undertaken: | 12 Oct 2026 | ||||||
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? | NO | ||||||
2. INTERESTS AND SHORT POSITIONS | |||||||
Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) (Note 2) | |||||||
(Note 2) | |||||||
Class of relevant security : | €0.25 ordinary shares | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 1,738,374 | 2.03% | 32,696 | 0.04% | |||
(2) Cash-settled derivatives: | 31,304 | 0.04% | 1,567,147 | 1.83% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,769,678 | 2.07% | 1,599,843 | 1.87% | |||
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (Note 4) | |||||||
(a) Purchases and sales | |||||||
Class of relevant Security | Purchase/sale | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
€0.25 ordinary shares | Sale | 256,060 | 64.3678 GBP | 64.2984 GBP | |||
€0.25 ordinary shares | Purchase | 334,643 | 64.3500 GBP | 64.2778 GBP | |||
(b) Cash-settled derivative transactions | |||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit(Note 4) | |||
€0.25 ordinary shares | SWAP | Decreasing Short | 93,822 | 64.3011 GBP | |||
€0.25 ordinary shares | SWAP | Decreasing Short | 573 | 64.3490 GBP | |||
€0.25 ordinary shares | SWAP | Increasing Short | 113 | 64.3500 GBP | |||
€0.25 ordinary shares | SWAP | Increasing Short | 35 | 64.3250 GBP | |||
€0.25 ordinary shares | SWAP | Increasing Short | 2,306 | 64.3532 GBP | |||
€0.25 ordinary shares | SWAP | Closing Short | 3,447 | 64.3467 GBP | |||
€0.25 ordinary shares | SWAP | Opening Long | 2,859 | 64.3467 GBP | |||
€0.25 ordinary shares | SWAP | Closing Short | 13,500 | 64.3678 GBP | |||
€0.25 ordinary shares | SWAP | Decreasing Short | 268 | 64.3405 GBP | |||
€0.25 ordinary shares | CFD | Decreasing Short | 1,541 | 64.3442 GBP | |||
€0.25 ordinary shares | CFD | Increasing Short | 6,138 | 64.3038 GBP | |||
€0.25 ordinary shares | SWAP | Decreasing Short | 1,469 | 64.3467 GBP | |||
€0.25 ordinary shares | SWAP | Increasing Short | 3,000 | 64.3000 GBP | |||
€0.25 ordinary shares | SWAP | Decreasing Short | 1,078 | 64.3454 GBP | |||
€0.25 ordinary shares | SWAP | Decreasing Short | 2,428 | 64.3057 GBP | |||
€0.25 ordinary shares | SWAP | Increasing Short | 391 | 64.3500 GBP | |||
€0.25 ordinary shares | SWAP | Increasing Long | 142 | 64.3000 GBP | |||
€0.25 ordinary shares | SWAP | Increasing Short | 6 | 64.3500 GBP | |||
€0.25 ordinary shares | SWAP | Decreasing Short | 686 | 64.3431 GBP | |||
€0.25 ordinary shares | SWAP | Decreasing Long | 1,618 | 64.3000 GBP | |||
€0.25 ordinary shares | SWAP | Decreasing Short | 29,572 | 64.3000 GBP | |||
€0.25 ordinary shares | SWAP | Decreasing Short | 71 | 64.3429 GBP | |||
€0.25 ordinary shares | SWAP | Decreasing Long | 540 | 64.3266 GBP | |||
€0.25 ordinary shares | SWAP | Increasing Short | 27,933 | 64.3096 GBP | |||
€0.25 ordinary shares | SWAP | Decreasing Short | 85 | 64.3000 GBP | |||
€0.25 ordinary shares | SWAP | Decreasing Long | 19 | 64.3500 GBP | |||
€0.25 ordinary shares | SWAP | Increasing Short | 50,000 | 64.3321 GBP | |||
€0.25 ordinary shares | SWAP | Increasing Short | 2 | 64.3500 GBP | |||
€0.25 ordinary shares | SWAP | Decreasing Long | 115 | 64.3500 GBP | |||
€0.25 ordinary shares | SWAP | Increasing Short | 85,000 | 64.3321 GBP | |||
€0.25 ordinary shares | SWAP | Increasing Short | 4,244 | 64.3326 GBP | |||
€0.25 ordinary shares | SWAP | Closing Long | 709 | 64.3500 GBP | |||
€0.25 ordinary shares | SWAP | Increasing Short | 50,000 | 64.3321 GBP | |||
€0.25 ordinary shares | SWAP | Decreasing Short | 1,995 | 64.3462 GBP | |||
(c) Stock-settled derivative transactions (including options) | |||||||
(i) Writing, selling, purchasing or varying | |||||||
Class of | Product description | Writing, purchasing, | Number of securities | Exercise price | Type | Expiry date | Option money |
relevant security | selling, | to which option | per unit | paid/received per unit | |||
varying etc. | relates (Note 7) | ||||||
(ii) Exercising | |||||||
Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) Other dealings (including subscribing for new securities) | |||||||
Class of relevant security | Nature of Dealings | Details | Price per unit | ||||
(Note 7) | (if applicable) (Note 4) | ||||||
4. OTHER INFORMATION | |||||||
(a) Indemnity and other dealings arrangements | |||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities | |||||||
which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any | |||||||
party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) Agreements, arrangements or understandings relating to options or derivatives | |||||||
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the | |||||||
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or | |||||||
disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. | |||||||
NONE | |||||||
(c) Attachments | |||||||
Is a Supplemental Form 8 attached? | NO | ||||||
Date of disclosure: | 13 Oct 2026 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
BarclaysDCC