13th Aug 2013 11:28
Appendix 3
Disclosure Forms
FORM 8.1(a)&(b)(i)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1(a) AND (b)(i) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY OFFERORS, OFFEREES OR THEIR ASSOCIATES FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS
1. KEY INFORMATION
| Name of person dealing (Note 1) | BARCLAYS PLC | ||
| Company dealt in | PERRIGO COMPANY | ||
| Class of relevant security to which the dealings being disclosed relate (Note 2) | without par value common stock | ||
| Date of dealing | 12 August 2013 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 67,251 | 0.07% | 143,309 | 0.15% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 3,000 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 122,800 | 0.13% | 64,800 | 0.07% | |||||||
| (4) | TOTAL: | ||||||||||
| 193,051 | 0.21% | 208,109 | 0.22% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | |||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| (2) | Derivatives (other than options): | ||||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | |||||||||||
| (4) | TOTAL: |
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit (in USD) | |||
| Purchase | 300 | 128.435 | |||
| Purchase | 500 | 128.518 | |||
| Purchase | 200 | 128.560 | |||
| Purchase | 118 | 128.567 | |||
| Purchase | 500 | 128.405 | |||
| Purchase | 258 | 128.418 | |||
| Purchase | 182 | 128.605 | |||
| Purchase | 1335 | 128.377 | |||
| Purchase | 110 | 128.300 | |||
| Purchase | 500 | 128.382 | |||
| Purchase | 30653 | 128.465 | |||
| Purchase | 900 | 128.363 | |||
| Purchase | 101 | 128.439 | |||
| Sale | 900 | 128.450 | |||
| Sale | 110 | 128.300 | |||
| Sale | 800 | 128.464 | |||
| Sale | 54 | 128.100 | |||
| Sale | 25 | 128.100 | |||
| Sale | 3014 | 128.449 | |||
| Sale | 5407 | 128.468 | |||
| Sale | 200 | 128.495 | |||
| Sale | 200 | 128.516 | |||
| Sale | 1650 | 128.463 | |||
| Sale | 10438 | 128.472 | |||
| Sale | 7458 | 128.456 | |||
| Sale | 1300 | 128.468 | |||
| Sale | 400 | 128.483 | |||
| Sale | 1900 | 128.450 | |||
| Sale | 300 | 128.435 |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry date | Option money | |||||||
| e.g. call option | purchasing, | of | Price | paid/received | |||||||||
| selling, | securities | USD | per unit (Note 5) | ||||||||||
| varying etc | to which | USD | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| Call Option | Purchasing | 15000 | 130 | American | 22/02/2014 | 7.607 | |||||||
| Call Option | Selling | 10000 | 130 | American | 22/02/2014 | 7.625 | |||||||
| Call Option | Selling | 5000 | 130 | American | 22/02/2014 | 7.570 | |||||||
| Put Option | Selling | 15000 | 130 | American | 22/02/2014 | 9.107 | |||||||
| Put Option | Purchasing | 10000 | 130 | American | 22/02/2014 | 9.125 | |||||||
| Put Option | Purchasing | 5000 | 130 | American | 22/02/2014 | 9.070 |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unite (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES
| Date of disclosure | 13 Aug 2013 | ||
| Contact name | Rajesh Muthanna | ||
| Telephone number | 020 3555 4634 | ||
| Name of offeree/offeror with which associated | Perrigo Company | ||
| Specify category and nature of associate status (Note 10) |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry date | ||||||
| purchased | relevant securities | Price | |||||||||
| to which the option | USD | ||||||||||
| or derivative | |||||||||||
| relates | |||||||||||
| Put Options | Purchased | -100 | 100 | American | 17082013 | ||||||
| Put Options | Purchased | -400 | 105 | American | 17082013 | ||||||
| Put Options | Purchased | -1,500 | 110 | American | 17082013 | ||||||
| Put Options | Purchased | -100 | 115 | American | 17082013 | ||||||
| Put Options | Purchased | -21,300 | 110 | American | 17082013 | ||||||
| Put Options | Purchased | -22,600 | 115 | American | 17082013 | ||||||
| Put Options | Purchased | -100 | 105 | American | 16112013 | ||||||
| Put Options | Purchased | -100 | 110 | American | 16112013 | ||||||
| Put Options | Purchased | -100 | 105 | American | 17082013 | ||||||
| Put Options | Purchased | -1,400 | 110 | American | 17082013 | ||||||
| Put Options | Purchased | -100 | 105 | American | 16112013 | ||||||
| Put Options | Purchased | -2,400 | 120 | American | 21092013 | ||||||
| Put Options | Purchased | -600 | 125 | American | 21092013 | ||||||
| Put Options | Purchased | -3,300 | 130 | American | 22022014 | ||||||
| Put Options | Written | 800 | 85 | American | 17082013 | ||||||
| Put Options | Written | 1,700 | 90 | American | 17082013 | ||||||
| Put Options | Written | 4,400 | 120 | American | 17082013 | ||||||
| Put Options | Written | 21,800 | 125 | American | 17082013 | ||||||
| Put Options | Written | 200 | 130 | American | 17082013 | ||||||
| Put Options | Written | 100 | 100 | American | 16112013 | ||||||
| Put Options | Written | 1,400 | 110 | American | 16112013 | ||||||
| Put Options | Written | 1,900 | 120 | American | 16112013 | ||||||
| Put Options | Written | 500 | 125 | American | 16112013 | ||||||
| Put Options | Written | 3,200 | 130 | American | 16112013 | ||||||
| Put Options | Written | 300 | 115 | American | 22022014 | ||||||
| Call Options | Purchased | 900 | 125 | American | 17082013 | ||||||
| Call Options | Purchased | 1,200 | 130 | American | 17082013 | ||||||
| Call Options | Purchased | 5,500 | 130 | American | 17082013 | ||||||
| Call Options | Purchased | 22,700 | 115 | American | 17082013 | ||||||
| Call Options | Purchased | 15,100 | 120 | American | 17082013 | ||||||
| Call Options | Purchased | 200 | 125 | American | 16112013 | ||||||
| Call Options | Purchased | 100 | 130 | American | 16112013 | ||||||
| Call Options | Purchased | 300 | 110 | American | 17082013 | ||||||
| Call Options | Purchased | 1,700 | 115 | American | 17082013 | ||||||
| Call Options | Purchased | 4,100 | 120 | American | 17082013 | ||||||
| Call Options | Purchased | 23,400 | 130 | American | 17082013 | ||||||
| Call Options | Purchased | 2,400 | 135 | American | 17082013 | ||||||
| Call Options | Purchased | 100 | 140 | American | 17082013 | ||||||
| Call Options | Purchased | 1,900 | 130 | American | 16112013 | ||||||
| Call Options | Purchased | 1,100 | 145 | American | 16112013 | ||||||
| Call Options | Purchased | 1,500 | 120 | American | 21092013 | ||||||
| Call Options | Purchased | 1,900 | 125 | American | 21092013 | ||||||
| Call Options | Purchased | 700 | 130 | American | 21092013 | ||||||
| Call Options | Purchased | 1,100 | 135 | American | 21092013 | ||||||
| Call Options | Purchased | 600 | 140 | American | 22022014 | ||||||
| Call Options | Written | -1,300 | 100 | American | 17082013 | ||||||
| Call Options | Written | -1,300 | 120 | American | 16112013 | ||||||
| Call Options | Written | -400 | 125 | American | 16112013 | ||||||
| Call Options | Written | -7,600 | 135 | American | 16112013 | ||||||
| Call Options | Written | -100 | 150 | American | 16112013 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Copyright Business Wire 2013
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