1st Nov 2013 12:01
AP 17
Form 38.5
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS
1. KEY INFORMATION
| Name of exempt market-maker | BARCLAYS CAPITAL INC | |
| Company dealt in | PERRIGO CO | |
| Class of relevant security to which the | without par value common stock | |
| dealings being disclosed relate | ||
| Date of dealing | 31 October 2013 |
2. DEALINGS (Note 2)
(a) Purchases and sales
| Total number of relevant | Highest price paid | Lowest price paid | |||
| securities acquired | |||||
| 57,884 | 138.3700 USD | 134.85 USD |
| Total number of relevant | Highest price received | Lowest price received | |||
| securities disposed | |||||
| 55,102 | 138.4500 USD | 133.9 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD | Nature of transaction (Note 4) | Number of relevant securities (Note 5) | Price per unit (Note 3) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price | Type | Expiry date | Option money paid/received per unit | |||||||
| Call Options | Purchasing | 1,500 | 120 USD | American | 16 Nov 2013 | 13.8000 USD | |||||||
| Call Options | Purchasing | 1,000 | 135 USD | American | 16 Nov 2013 | 2.2060 USD | |||||||
| Call Options | Purchasing | 100 | 140 USD | American | 16 Nov 2013 | 0.6500 USD | |||||||
| Call Options | Purchasing | 100 | 145 USD | American | 16 Nov 2013 | 0.3000 USD | |||||||
| Call Options | Selling | 1,000 | 140 USD | American | 16 Nov 2013 | 0.6060 USD | |||||||
| Put Options | Purchasing | 4,200 | 135 USD | American | 16 Nov 2013 | 0.9466 USD | |||||||
| Put Options | Selling | 500 | 95 USD | American | 22 Feb 2014 | 0.2500 USD | |||||||
| Put Options | Selling | 200 | 130 USD | American | 16 Nov 2013 | 0.2300 USD |
(ii) Exercising
| Product name e.g. call option | Number of securities | Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings related to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights or any relevant securities under any option referred to on this form relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
| NONE |
| Date of disclosure: | 1 Nov 2013 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 | |
| Name of offeree/offeror with which connected | PERRIGO CO | |
| Nature of connection | Advisor to Offeror |
NOTES ON FORM 38.5
1 See the definition of “relevant securities” in Rule 2.1 of Part A of the Rules.
2 See the definition of “dealing” in Rule 2.1 of Part A of the Rules.
3 For all prices and other monetary amounts, the currency must be stated.
4 If a long position has been increased or decreased as a result of the dealing, write “increased long” or “decreased long” respectively. If a short position has been increased or decreased as a result of the dealing, write “increased short” or “decreased short” respectively. If the dealing has not resulted in a long or short position being increased or reduced, give details of the variation or other dealing.
5 See Rule 2.7(d) of Part A of the Rules.
6 See the definition of “connected market-maker” in Rule 2.3 of Part A of the Rules.
For full details of disclosure requirements, see Rules 8 and 38.5 of the Rules.
If in doubt, consult the Panel.
References in these notes to “the Rules” are to the Irish Takeover Panel Act, 1997, Takeover Rules, 2007 (as amended).
Copyright Business Wire 2013
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