16th Sep 2026 07:00
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0007099541
Issuer Name
Prudential Public Limited Company
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
UBS Group AG-Investment Bank & Global Wealth Management
City of registered office (if applicable)
London
Country of registered office (if applicable)
United Kingdom
4. Details of the shareholder
Name | City of registered office | Country of registered office |
UBS AG | London | United Kingdom |
5. Date on which the threshold was crossed or reached
11-Sep-2026
6. Date on which Issuer notified
15-Sep-2026
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 5.012263 | 0.106229 | 5.118492 | 127595234 |
Position of previous notification (if applicable) | 0.000000 | 0.000000 | 0.000000 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB0007099541 | 124947129 | 5.012263 | ||
Sub Total 8.A | 124947129 | 5.012263% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Depositary Receipts (US74435K2042) | At any time | 1252 | 0.000050 | |
Right to recall on Depositary Receipts (US74435K2042) | At any time | 617624 | 0.024776 | |
Long Call Option | 14/12/2026 - 18/06/2027 | 965496 | 0.038731 | |
Sub Total 8.B1 | 1584372 | 0.063557% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Long Call Option | 09/10/2026 - 02/12/2026 | Cash | 37221 | 0.001493 | |
Short Put Option | 18/12/2026 - 18/06/2027 | Physical | 947000 | 0.037989 | |
Equity Swaps | 19/02/2027 - 26/03/2029 | Cash | 7534 | 0.000302 | |
Swaps on Baskets | 14/07/2027 - 27/09/2030 | Cash | 27611 | 0.001108 | |
Reverse Convertible Bond | 29/10/2026 | Physical | 44367 | 0.001780 | |
Sub Total 8.B2 | 1063733 | 0.042672% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
UBS Group AG (Chain 1) | ||||
UBS Group AG (Chain 1) | UBS AG | 5.011321 | 5.117500% | |
UBS Group AG (Chain 2) | ||||
UBS Group AG (Chain 2) | UBS AG | 5.011321 | 5.117500% | |
UBS Group AG (Chain 2) | UBS Bank (Canada) | |||
UBS Group AG (Chain 3) | ||||
UBS Group AG (Chain 3) | UBS AG | 5.011321 | 5.117500% | |
UBS Group AG (Chain 3) | UBS Americas Holding LLC | |||
UBS Group AG (Chain 3) | UBS Americas Inc. | |||
UBS Group AG (Chain 3) | UBS Securities LLC | |||
UBS Group AG (Chain 4) | ||||
UBS Group AG (Chain 4) | UBS AG | 5.011321 | 5.117500% | |
UBS Group AG (Chain 4) | UBS Americas Holding LLC | |||
UBS Group AG (Chain 4) | UBS Americas Inc. | |||
UBS Group AG (Chain 4) | UBS Financial Services Inc. |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
If date does not apply, explain below
11. Additional Information
12. Date of Completion
15-Sep-2026
13. Place Of Completion
Zurich, Switzerland
Related Shares:
Prudential