23rd Sep 2013 12:45
For filings with the FCA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Barclays plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | |||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ü | ||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: iii | The Capital Group Companies, Inc. | ||||
4. Full name of shareholder(s) (if different from 3.):iv | See Schedule A | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 19 September 2013 | ||||
6. Date on which issuer notified: | 20 September 2013 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | Above 6% | ||||
8. Notified details: | |||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
Ordinary (GB0031348658) | 638,025,654 | 638,025,654 | 638,027,354 | 4.955% | |||||||||||
ADRs (US06738E2046) | 85,322 | 341,288 | 341,764 | 0.003% | |||||||||||
B: Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx | ||||||||||
Nominal | Delta | ||||||||||||||
Nil Paid Rights (GB00BCRY6Q68) | GBP 1.85 | 02 Oct 2013 | 153,144,428 | 1.189% | |||||||||||
ADR Rights (US06738E1212) | USD 12.34 | 01 Oct 2013 | 74,543 | 0.001% | |||||||||||
Total (A+B+C) | |||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||
791,588,089 | 6.148% | ||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
See Schedule A | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | ||
15. Contact telephone number: | ||
Schedule A
As of 19 September 2013
Barclays plc
Number of Shares
| Percent of Outstanding | |
The Capital Group Companies, Inc. ("CG") holdings
| 791,588,089 | 6.148% |
Holdings by CG Management Companies and Funds: | ||
· Capital Guardian Trust Company
| 81,538,185 | 0.633% |
· Capital International Limited
| 1,705,250 | 0.013% |
· Capital International SÁrl
| 3,125,875 | 0.024% |
· Capital International, Inc
| 1,475,855 | 0.011% |
· Capital Research and Management Company | 703,742,924 | 5.465% |
· EuroPacific Growth Fund |
Related Shares:
Barclays