31st Oct 2013 16:11
For filings with the FCA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Barclays plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: iii | The Capital Group Companies, Inc. | ||||
4. Full name of shareholder(s) (if different from 3.):iv | See Schedule A | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 29 October 2013 | ||||
6. Date on which issuer notified: | 30 October 2013 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | Above 5% | ||||
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
Ordinary Shares (ISIN: GB0031348658) | 803,960,102 | 803,960,102 | 804,819,902 | 5.0003% | |||||||||||||
ADRs (ISIN: US06738E2046) | 91,810 | 367,240 | 369,712 | 0.0023% | |||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| ||||||||||||
| Nominal | Delta | |||||||||||||||
Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
805,189,614 | 5.0026% | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
See Schedule A | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | ||
15. Contact telephone number: | ||
Note: Annex should only be submitted to the FCA not the issuer | |
Annex: Notification of major interests in share | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities)
| The Capital Group Companies, Inc. |
Contact address (registered office for legal entities)
| 333 South Hope Street, 55th Floor Los Angeles, California 90071 |
Phone number & email
| (213) 615-0469 & |
Other useful information (at least legal representative for legal persons)
| |
B: Identity of the notifier, if applicable | |
Full name
| Christopher Aquino |
Contact address
| 333 South Hope Street, 55th Floor Los Angeles, California 90071 |
Phone number & email
| (213) 615-0469 & |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Fax: (213) 615-4056 |
C: Additional information | |
As of 29 October 2013 |
Schedule A
Barclays plc |
Number of shares |
Percentage of Outstanding |
The Capital Group Companies, Inc. ("CG") holdings 805,189,614 5.003%
Holdings by CG Management Companies and Funds:
• Capital Guardian Trust Company 90,307,710 0.561%
• Capital International Limited 1,927,950 0.012%
• Capital International SÁrl 3,200,375 0.020%
• Capital International, Inc. 1,549,155 0.010%
• Capital Research and Management Company 708,204,424 4.400%
Related Shares:
Barclays