12th Oct 2010 14:45
|
|
||||
|
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
||||
|
|
|
|||
|
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Barclays PLC |
|||
|
2 Reason for the notification (please tick the appropriate box or boxes): |
||||
|
An acquisition or disposal of voting rights |
ü |
|||
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
|||
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
ü |
|||
|
An event changing the breakdown of voting rights |
|
|||
|
Other (please specify): |
|
|
||
|
3. Full name of person(s) subject to the notification obligation: iii |
His Highness Sheikh Mansour Bin Zayed Al Nahyan ("HHSM")
Abu Dhabi International United Investments LLC ("ADIUI") |
|||
|
4. Full name of shareholder(s) (if different from 3.):iv |
PCP Gulf Invest 3 Limited ("PCP3") |
|||
|
5. Date of the transaction and date on which the threshold is crossed or reached: v |
7 July 2010 |
|||
|
6. Date on which issuer notified: |
11 October 2010 |
|||
|
7. Threshold(s) that is/are crossed or reached: vi, vii |
Below 3% to 6% |
|||
|
8. Notified details: |
||||||||||||||||
|
A: Voting rights attached to shares viii, ix |
||||||||||||||||
|
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
||||||||||||||
|
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x |
||||||||||||
|
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
||||||||||||
|
Ordinary shares |
Nil |
Nil |
Nil |
Nil |
626,835,443 |
Nil |
5.20% |
|||||||||
|
ISIN GB0031348658 |
||||||||||||||||
|
|
||||||||||||||||
|
B: Qualifying Financial Instruments |
||||||||||||||||
|
Resulting situation after the triggering transaction |
||||||||||||||||
|
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||||
|
|
|
|
|
|
||||||||||||
|
|
||||||||||||||||
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
||||||||||||||||
|
Resulting situation after the triggering transaction |
||||||||||||||||
|
Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
|||||||||||
|
Warrants |
197.775p |
31 October 2013 |
27 November 2008 - 31 October 2013 |
131,602,175 |
Nominal |
Delta |
||||||||||
|
1.09% |
1.09% |
|||||||||||||||
|
|
||||||||||||||||
|
Total (A+B+C) |
||||||||||||||||
|
Number of voting rights |
Percentage of voting rights |
|||||||||||||||
|
758,437,618 |
6.30% |
|||||||||||||||
|
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
||
|
The financial instruments are legally owned by PCP3. PCP3 is, in turn, wholly owned by Nexus Capital Investing Ltd. ("NCIL").
Prior to the triggering transaction, NCIL was wholly owned by Mr. Abdul Aziz Al Ketbi ("Mr. Al Ketbi").
The triggering transaction is the transfer, on 7 July 2010, of the entire share capital in NCIL from Mr. Al Ketbi to ADIUI. ADIUI is wholly owned by HHSM.
|
||
|
|
||
|
Proxy Voting: |
||
|
10. Name of the proxy holder: |
|
|
|
11. Number of voting rights proxy holder will cease to hold: |
|
|
|
12. Date on which proxy holder will cease to hold voting rights: |
|
|
|
|
||
|
13. Additional information: |
As required under the Disclosure Rules, this notification has been prepared using the total voting rights figure of 12,047,979,019 as set out in the regulatory announcement made by Barclays PLC dated 30 September 2010. Consequently the quoted percentages of voting rights detailed in this notification have been calculated without including the further shares to be issued when the warrants included in this notification are exercised. This results in the percentage figure for the holding of the warrants being artificially high. |
|
|
14. Contact name: |
Mohamed Almulla |
|
|
15. Contact telephone number: |
+971.50.4566.023 |
|
Related Shares:
Barclays