24th Apr 2014 17:00
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Barclays plc | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | The Capital Group Companies, Inc. | |||
4. Full name of shareholder(s) (if different from 3.):iv | See Schedule A | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 22 April 2014 | |||
6. Date on which issuer notified: | 23 April 2014 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | Below 6% | |||
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
Ordinary Shares (GB0031348658) | 987,335,854 | 987,335,854 | 979,905,840 | 5.979% | |||||||||||||
ADRs (US06738E2046) | 489,532 | 1,958,128 | 1,961,460 | 0.012% | |||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| ||||||||||||
| Nominal | Delta | |||||||||||||||
Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
981,867,300 | 5.991% | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
See Schedule A | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | Marie Smith, Assistant Company Secretary | |
15. Contact telephone number: | 020 7116 1000 | |
Schedule A
As of 22 April 2014
Barclays plc
Number of Percent of
Shares Outstanding
The Capital Group Companies, Inc. ("CG") holdings 981,867,300 5.990%
Holdings by CG Management Companies and Funds:
Capital Guardian Trust Company 67,589,013 0.412%
• Capital International Limited 1,441,150 0.009%
• Capital International SÁrl 1,827,875 0.011%
• Capital International, Inc. 971,655 0.006%
• Capital Research and Management Company 910,037,607 5.552%
• EuroPacific Growth Fund
Related Shares:
Barclays