2nd Jul 2014 12:13
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||||||||||||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | Barclays plc | |||||||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||||||||||||||
An acquisition or disposal of voting rights | X | |||||||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||||||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||||||||||||||
An event changing the breakdown of voting rights | ||||||||||||||||
Other (please specify): | ||||||||||||||||
3. Full name of person(s) subject to thenotification obligation: | The Capital Group Companies, Inc. | |||||||||||||||
4. Full name of shareholder(s) (if different from 3.): | See Schedule A | |||||||||||||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: | 30 June 2014 | |||||||||||||||
6. Date on which issuer notified: | 1 July 2014 | |||||||||||||||
7. Threshold(s) that is/are crossed orreached: | Below 6% | |||||||||||||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | ||||||||||||
Direct | Direct | Indirect | Direct | Indirect | ||||||||||||
Ordinary (GB0031348658) | 984,160,093 | 984,160,093 | 980,011,500 | 5.9694% | ||||||||||||
ADRs (US06738E2046) | 494,759 | 1,979,036 | 2,002,236 | 0.0122% | ||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate | Exercise/Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
n/a | ||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to
| % of voting rights
| |||||||||||
n/a |
| Nominal | Delta | |||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
982,013,736 | 5.9816% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | ||||||||||||||||
See Schedule A | ||||||||||||||||
Proxy Voting: | ||||||||||||||||
10. Name of the proxy holder: | ||||||||||||||||
11. Number of voting rights proxy holder will ceaseto hold: | ||||||||||||||||
12. Date on which proxy holder will cease to holdvoting rights: | ||||||||||||||||
13. Additional information: | ||||||||||||||||
14. Contact name: | Ines Watson, Assistant Company Secretary, Barclays PLC | |||||||||||||||
15. Contact telephone number: | +44 (0)20 7116 3882 | |||||||||||||||
SCHEDULE A | |||
As of 30 June 2014 | |||
Barclays plc | |||
Number of | Percent of | ||
Shares | Outstanding | ||
The Capital Group Companies, Inc. ("CG") holdings | 982,013,736 | 5.982% | |
Holdings by CG Management Companies and Funds: | |||
• Capital Guardian Trust Company | 47,990,085 | 0.292% | |
• Capital International Limited | 918,675 | 0.006% | |
• Capital International SÁrl | 1,347,675 | 0.008% | |
• Capital International, Inc. | 786,755 | 0.005% | |
• Capital Research and Management Company | 930,970,546 | 5.671% | |
• EuroPacific Growth Fund | |||
Related Shares:
Barclays