31st Jan 2013 16:38
For filings with the FSA include the annex |
For filings with the issuer exclude the annex |
TR-1: Notification of Major Interests in Shares | ||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Barclays plc | |||
2. Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to the notification obligation:
| The Capital Group Companies, Inc. | |||
4. Full name of shareholder(s) (if different from 3.):
| See Schedule A | |||
5. Date of the transaction and date on which the threshold is crossed reached:
| 29 January 2013 | |||
6. Date on which the issuer notified:
| 30 January 2013 | |||
7. Threshold(s) that is/are crossed or reached:
| Above 4% | |||
8. Notified details: | ||||||||
A: Voting rights attached to shares | ||||||||
Class/type of shares If possible using the ISIN CODE | Situation previous to the Triggering transaction | Resulting situation after the triggering transaction | ||||||
Number of shares | Number of voting rights | Number of shares | Number of voting rights | % of voting rights | ||||
Direct | Indirect | Direct | Indirect | Direct | Indirect | |||
Ordinary (GB0031348658) | 485,448,724 | 485,448,724 | 492,619,694 | 492,619,694 | 4.0238%* | |||
ADRs (US06738E2046) | 8,389 | 33,556 | 8,389 | 33,556 | 0.0003% | |||
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
N/A | ||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights
| |
N/A |
| Nominal | Delta | |||
Total (A+B+C) | |
Number of voting rights | % of voting rights |
492,653,250 | 4.024% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
|
See Schedule A |
Proxy Voting: | |
10. Name of the proxy holder:
| |
11. Number of voting rights proxy holder will cease to hold:
| |
12. Date on which proxy holder will cease to hold voting rights:
| |
13. Additional information:
| |
14. Contact Name:
| Gina Martinez |
15. Contact telephone number:
| (213) 615-0469 |
Schedule A
As of 29 January 2013
BARCLAYS PLC
Number of Shares | Percent of Outstanding | |
The Capital Group Companies, Inc. ("CG") Holdings | 492,653,250 | 4.024% |
Holdings by CG Management Companies and Funds: | ||
Capital Guardian Trust Company
| 68,214,001 | 0.557% |
Capital International Limited
| 1,709,900 | 0.014% |
Capital International SÁrl
| 2,265,400 | 0.019%
|
Capital International, Inc.
| 2,414,685 | 0.020% |
Capital Research and Management Company
| 418,049,264 | 3.415% |
Related Shares:
Barclays