23rd Apr 2013 14:41
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Barclays PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ü | |||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | His Highness Sheikh Mansour Bin Zayed Al Nahyan ("HHSM") | |||
4. Full name of shareholder(s) (if different from 3.):iv | Yas Capital Limited ("YCL") | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | Transaction date: 27 April 2011 Date threshold crossed: 18 April 2013 | |||
6. Date on which issuer notified: | 23 April 2013 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 6% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Ordinary shares | 758,437,618 | 758,437,618 | Nil | Nil | 758,437,618 | Nil% | 5.896% | |||||||||
ISIN GB0031348658 | ||||||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
Cash-settled options referencing ordinary shares | 13,297,166 | Nominal | Delta | |||||||||||||
0.103% | ||||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
771,734,784 | 5.999% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
The cash-settled options are legally owned by YCL. YCL is, in turn, wholly owned by HHSM.
The triggering event is a decrease in the total voting rights deemed to be held by YCL under the cash-settled options (pursuant to DTR 5.3.1R) to 13,297,166. Accordingly, as a result of the triggering event, YCL is deemed to hold directly, and HHSM is deemed to hold indirectly, 0.103% of the voting rights in Barclays PLC through YCL's total holding of cash-settled options.
For the avoidance of doubt, YCL has no right to acquire or exercise any voting rights in Barclays PLC.
The indirect holding by HHSM of the cash-settled options, when aggregated with HHSM's pre-existing indirect holding of ordinary shares (which has been the subject of previous notifications), is now less than the 6% threshold for voting rights that is notifiable by HHSM pursuant to DTR 5.1.2R. | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | As required under the Disclosure Rules, this notification has been prepared using the total voting rights figure of 12,862,852,852 as set out in the regulatory announcement made by Barclays PLC dated 2 April 2013 | |
14. Contact name: | Michael Latefi | |
15. Contact telephone number: | +971.566.852.568 | |
Related Shares:
Barclays