4th Mar 2013 15:33
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Barclays PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ü | |||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | His Highness Sheikh Mansour Bin Zayed Al Nahyan ("HHSM")
Abu Dhabi International United Investments LLC ("ADIUI")
Nexus Capital Investing Ltd. ("NCIL")
PCP Gulf Invest 3 Limited | |||
4. Full name of shareholder(s) (if different from 3.):iv | PCP Gulf Invest 3 Limited ("PCP") | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | Transaction date: Not relevant Date threshold crossed: 26 February 2013 | |||
6. Date on which issuer notified: | 4 March 2013 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 6% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Ordinary shares | 758,437,618 | 758,437,618 | 758,437,618 (in the case of PCP) | 758,437,618 (in the case of PCP) | 758,437,618 (in the case of HHSM, ADIUI and NCIL) | 5.897% (in the case of PCP) | 5.897% (in the case of HHSM, ADIUI and NCIL) | |||||||||
ISIN GB0031348658 | ||||||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
Cash-settled options referencing ordinary shares | 25,072,081 (in the case of HHSM only) | Nominal | Delta | |||||||||||||
0.1949% (in the case of HHSM only) | ||||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
783,509,699 (in the case of HHSM only) 758,437,618 (in the case of PCP, ADIUI and NCIL) | 6.092% (in the case of HHSM only) 5.897% (in the case of PCP, ADIUI and NCIL) | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
PCP holds voting rights in relation to 758,437,618 ordinary shares in Barclays PLC. PCP is, in turn, wholly owned by NCIL and NCIL is in turn wholly owned by ADIUI, which is in turn wholly owned by HHSM.
The cash-settled options are legally owned by Yas Capital Limited ("YCL"). YCL is, in turn, wholly owned by HHSM. For the avoidance of doubt, YCL has no right to acquire or exercise any voting rights in Barclays PLC.
The triggering event is an increase in the total voting rights in Barclays PLC to 12,860,575,306 as set out in the regulatory announcement dated 26 February 2013. Accordingly, as a result of the triggering event, PCP holds directly, and HHSM, ADIUI and NCIL hold indirectly, 5.897% of the voting rights in Barclays PLC through PCP's holding of voting rights in relation to ordinary shares. PCP therefore now holds less than the 6% threshold for voting rights and its change in holding is notifiable pursuant to DTR 5.1.2R. | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | As required under the Disclosure Rules, this notification has been prepared using the total voting rights figure of 12,860,575,306 as set out in the regulatory announcement made by Barclays PLC dated 26 February 2013 | |
14. Contact name: | Michael Latefi | |
15. Contact telephone number: | +971.566.852.568 | |
Related Shares:
Barclays