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Form 8.5 (EPT/NON-RI) SCHNEIDER ELECTRIC SA

22nd Nov 2013 11:57

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose SCHNEIDER ELECTRIC SA
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Offeree
principal trader is connected
(d) Date position held/dealing undertaken: 21 November 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect INVENSYS PLC
of any other party to this offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,774,104 0.32% 1,535,795 0.27%
(2) Derivatives (other than
options): 2,255,693 0.40% 1,448,302 0.26%
(3) Options and agreements to
purchase/sell: 1,283,300 0.23% 1,715,000 0.31%
(4) TOTAL:
5,313,097 0.95% 4,699,097 0.84%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 6 59.4470 EUR
ORD Purchase 11 59.6390 EUR
ORD Purchase 25 59.9200 EUR
ORD Purchase 25 59.9390 EUR
ORD Purchase 34 59.7550 EUR
ORD Purchase 35 59.6200 EUR
ORD Purchase 45 59.5490 EUR
ORD Purchase 52 59.4390 EUR
ORD Purchase 52 59.4480 EUR
ORD Purchase 57 59.7300 EUR
ORD Purchase 59 59.5450 EUR
ORD Purchase 59 59.5650 EUR
ORD Purchase 64 59.8700 EUR
ORD Purchase 77 59.7400 EUR
ORD Purchase 100 59.9298 EUR
ORD Purchase 103 59.4250 EUR
ORD Purchase 104 59.4990 EUR
ORD Purchase 104 59.5150 EUR
ORD Purchase 104 59.7900 EUR
ORD Purchase 104 59.9000 EUR
ORD Purchase 108 59.4800 EUR
ORD Purchase 116 59.6700 EUR
ORD Purchase 122 59.7700 EUR
ORD Purchase 130 59.6490 EUR
ORD Purchase 133 59.6308 EUR
ORD Purchase 134 59.7100 EUR
ORD Purchase 136 59.7000 EUR
ORD (traded as ADR) Purchase 139 15.9853 USD
ORD Purchase 141 59.6450 EUR
ORD Purchase 150 59.3451 EUR
ORD Purchase 150 59.6900 EUR
ORD Purchase 156 59.7390 EUR
ORD Purchase 161 59.7450 EUR
ORD Purchase 164 59.5000 EUR
ORD Purchase 167 59.6050 EUR
ORD Purchase 170 59.4350 EUR
ORD Purchase 175 59.7275 EUR
ORD Purchase 185 59.6800 EUR
ORD Purchase 187 59.4700 EUR
ORD Purchase 195 59.6100 EUR
ORD (traded as ADR) Purchase 199 15.9900 USD
ORD Purchase 201 59.6400 EUR
ORD Purchase 207 59.7890 EUR
ORD Purchase 211 59.6000 EUR
ORD Purchase 216 59.4600 EUR
ORD Purchase 230 59.4692 EUR
ORD Purchase 254 59.7880 EUR
ORD Purchase 262 59.6980 EUR
ORD Purchase 284 59.6850 EUR
ORD Purchase 306 59.5700 EUR
ORD Purchase 314 59.6350 EUR
ORD Purchase 334 59.7500 EUR
ORD Purchase 369 59.6550 EUR
ORD Purchase 371 59.5100 EUR
ORD Purchase 468 59.4200 EUR
ORD Purchase 491 59.6300 EUR
ORD Purchase 535 59.6250 EUR
ORD Purchase 557 59.5400 EUR
ORD Purchase 568 59.7986 EUR
ORD Purchase 596 59.3100 EUR
ORD Purchase 622 59.6600 EUR
ORD Purchase 628 59.6120 EUR
ORD Purchase 670 59.4300 EUR
ORD Purchase 684 59.5500 EUR
ORD (traded as ADR) Purchase 730 15.9823 USD
ORD Purchase 784 59.3709 EUR
ORD Purchase 883 59.6500 EUR
ORD Purchase 1,186 59.4900 EUR
ORD Purchase 1,300 59.4100 EUR
ORD Purchase 1,367 59.5600 EUR
ORD Purchase 1,885 59.5411 EUR
ORD Purchase 2,494 59.4338 EUR
ORD Purchase 3,190 59.5605 EUR
ORD Purchase 5,192 59.4725 EUR
ORD Purchase 9,728 59.6540 EUR
ORD Purchase 11,158 59.5871 EUR
ORD Purchase 12,888 59.5748 EUR
ORD Purchase 18,402 59.7076 EUR
ORD Purchase 22,399 59.5796 EUR
ORD Purchase 40,940 59.6926 EUR
ORD Purchase 56,198 59.5340 EUR
ORD Sale 6 59.4470 EUR
ORD Sale 11 59.6390 EUR
ORD Sale 25 59.9200 EUR
ORD Sale 25 59.9390 EUR
ORD Sale 34 59.7550 EUR
ORD Sale 45 59.5490 EUR
ORD Sale 52 59.4390 EUR
ORD Sale 52 59.4480 EUR
ORD Sale 57 59.7300 EUR
ORD Sale 59 59.5450 EUR
ORD Sale 59 59.5650 EUR
ORD Sale 64 59.8700 EUR
ORD Sale 77 59.7400 EUR
ORD Sale 103 59.4250 EUR
ORD Sale 104 59.4990 EUR
ORD Sale 104 59.5150 EUR
ORD Sale 104 59.7900 EUR
ORD Sale 104 59.9000 EUR
ORD Sale 108 59.4800 EUR
ORD Sale 116 59.6700 EUR
ORD Sale 122 59.7700 EUR
ORD Sale 130 59.6490 EUR
ORD Sale 134 59.7100 EUR
ORD Sale 136 59.7000 EUR
ORD (traded as ADR) Sale 139 15.9853 USD
ORD Sale 141 59.6450 EUR
ORD (traded as ADR) Sale 145 16.2530 USD
ORD Sale 150 59.3451 EUR
ORD Sale 150 59.6900 EUR
ORD Sale 156 59.7390 EUR
ORD Sale 161 59.7450 EUR
ORD Sale 167 59.6050 EUR
ORD Sale 170 59.4350 EUR
ORD Sale 182 59.6400 EUR
ORD Sale 185 59.6800 EUR
ORD (traded as ADR) Sale 187 15.9600 USD
ORD Sale 187 59.4700 EUR
ORD Sale 195 59.6100 EUR
ORD Sale 207 59.7890 EUR
ORD Sale 211 59.6000 EUR
ORD Sale 216 59.4600 EUR
ORD Sale 230 59.4692 EUR
ORD Sale 254 59.7880 EUR
ORD Sale 262 59.6980 EUR
ORD Sale 284 59.6850 EUR
ORD Sale 306 59.5700 EUR
ORD Sale 314 59.6350 EUR
ORD Sale 333 59.5100 EUR
ORD Sale 334 59.7500 EUR
ORD Sale 367 59.5000 EUR
ORD Sale 369 59.6550 EUR
ORD Sale 371 59.5989 EUR
ORD Sale 468 59.4200 EUR
ORD Sale 482 59.6200 EUR
ORD Sale 490 59.6310 EUR
ORD Sale 491 59.6300 EUR
ORD (traded as ADR) Sale 540 15.9900 USD
ORD Sale 557 59.5400 EUR
ORD Sale 622 59.6600 EUR
ORD Sale 670 59.4300 EUR
ORD Sale 684 59.5500 EUR
ORD Sale 696 15.9853 USD
ORD Sale 710 59.5877 EUR
ORD Sale 882 59.4892 EUR
ORD Sale 883 59.6500 EUR
ORD Sale 1,000 59.6387 EUR
ORD Sale 1,186 59.4900 EUR
ORD Sale 1,300 59.4100 EUR
ORD Sale 1,367 59.5600 EUR
ORD Sale 3,365 59.6558 EUR
ORD Sale 3,468 59.3100 EUR
ORD Sale 3,942 59.5961 EUR
ORD Sale 8,495 59.5639 EUR
ORD Sale 9,698 59.3100 EUR
ORD Sale 10,458 59.4742 EUR
ORD Sale 12,267 59.6079 EUR
ORD Sale 19,754 59.6156 EUR
ORD Sale 23,598 59.5644 EUR
ORD Sale 69,218 59.5333 EUR

(b) Derivatives transactions (other than options)

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 300 59.6510 EUR
ORD CFD Long 1,650 59.4048 EUR
ORD CFD Long 1,684 59.5542 EUR
ORD SWAP Short 133 59.6308 EUR
ORD SWAP Short 174 59.8141 EUR
ORD SWAP Short 780 59.8901 EUR
ORD SWAP Short 1,458 59.8475 EUR
ORD CFD Short 1,674 59.9716 EUR
ORD CFD Short 11,158 59.5871 EUR
ORD CFD Short 65,552 59.6813 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercising

Class of relevant security Product description

e.g. call option

Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 22 Nov 2013
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:
Name of offeror/offeree in relation to whose SCHNEIDER ELECTRIC SA
relevant securities this from relates:

2. OPTIONS AND DERIVATIVES

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Futures Purchased 140,000 1.3340 20 Dec 2013
ORD Futures Selling -90,000 1.5200 20 Dec 2013
ORD Put Options Written -300,000 57.7500 European 18 Dec 2015
ORD Call Options Written -250,000 57.7500 European 18 Dec 2015
ORD Put Options Purchased 150,000 38.0000 American 20 Jun 2014
ORD Put Options Purchased 25,000 42.0000 American 20 Dec 2013
ORD Put Options Purchased 25,000 43.0000 American 20 Dec 2013
ORD Put Options Purchased 125,000 44.0000 American 20 Dec 2013
ORD Put Options Purchased 200,000 48.0000 American 20 Dec 2013
ORD Put Options Purchased 100,000 50.0000 American 20 Dec 2013
ORD Put Options Purchased 100,000 56.0000 American 20 Dec 2013
ORD Put Options Written -200,000 42.0000 American 20 Dec 2013
ORD Put Options Written -200,000 48.0000 American 20 Dec 2013
ORD Put Options Written -100,000 50.0000 American 20 Dec 2013
ORD Put Options Written -100,000 50.0000 American 19 Dec 2014
ORD Put Options Written -100,000 52.0000 American 20 Dec 2013
ORD Call Options Purchased 50,000 52.0000 American 20 Dec 2013
ORD Call Options Purchased 75,000 60.0000 American 19 Dec 2014
ORD Call Options Purchased 100,000 64.0000 American 20 Dec 2013
ORD Call Options Purchased 50,000 64.0000 American 19 Dec 2014
ORD Call Options Purchased 43,300 68.0000 American 17 Jan 2014
ORD Call Options Purchased 100,000 68.0000 American 20 Jun 2014
ORD Call Options Written -50,000 48.0000 American 20 Dec 2013
ORD Call Options Written -100,000 50.0000 American 20 Dec 2013
ORD Call Options Written -75,000 60.0000 American 20 Dec 2013
ORD Call Options Written -100,000 62.0000 American 20 Dec 2013

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2013

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