4th Oct 2013 15:59
FORM 8.5 (EPT/NON-RI) AMENDMENT
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||
| Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SA | ||
| relevant securities this form relates: | |||
| Name of the party to the offer with which exempt | Advisor to Offeree | ||
| principal trader is connected | |||
| Date position held/dealing undertaken: | 2 October 2013 | ||
| Has the EPT previously disclosed, or is it | YES: | ||
| today disclosing, under the Code in respect | INVENSYS PLC | ||
| of any other party to this offer? |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,601,746 | 0.29% | 1,581,631 | 0.28% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,312,183 | 0.41% | 1,397,133 | 0.25% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,115,000 | 0.20% | 1,690,000 | 0.30% | |||||||
| TOTAL: | |||||||||||
| 5,028,929 | 0.90% | 4,668,764 | 0.83% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 21 | 62.5240 EUR | ||||
| ORD | Purchase | 21 | 62.5330 EUR | ||||
| ORD | Purchase | 21 | 62.6480 EUR | ||||
| ORD | Purchase | 24 | 62.6740 EUR | ||||
| ORD | Purchase | 30 | 62.7000 EUR | ||||
| ORD | Purchase | 31 | 62.0500 EUR | ||||
| ORD | Purchase | 33 | 62.7090 EUR | ||||
| ORD | Purchase | 33 | 62.7190 EUR | ||||
| ORD | Purchase | 33 | 62.7940 EUR | ||||
| ORD | Purchase | 33 | 62.8730 EUR | ||||
| ORD | Purchase | 33 | 62.8740 EUR | ||||
| ORD | Purchase | 33 | 62.8880 EUR | ||||
| ORD | Purchase | 36 | 62.6150 EUR | ||||
| ORD | Purchase | 36 | 62.6450 EUR | ||||
| ORD | Purchase | 36 | 62.7100 EUR | ||||
| ORD | Purchase | 36 | 62.7150 EUR | ||||
| ORD | Purchase | 37 | 62.5390 EUR | ||||
| ORD | Purchase | 40 | 62.1100 EUR | ||||
| ORD | Purchase | 40 | 62.1140 EUR | ||||
| ORD | Purchase | 41 | 62.7650 EUR | ||||
| ORD | Purchase | 55 | 62.5250 EUR | ||||
| ORD | Purchase | 56 | 62.5350 EUR | ||||
| ORD | Purchase | 56 | 62.8600 EUR | ||||
| ORD | Purchase | 56 | 62.8650 EUR | ||||
| ORD | Purchase | 56 | 62.8750 EUR | ||||
| ORD | Purchase | 56 | 62.8850 EUR | ||||
| ORD | Purchase | 56 | 62.9150 EUR | ||||
| ORD | Purchase | 57 | 62.1350 EUR | ||||
| ORD | Purchase | 62 | 62.6650 EUR | ||||
| ORD | Purchase | 65 | 62.6340 EUR | ||||
| ORD | Purchase | 81 | 62.0350 EUR | ||||
| ORD | Purchase | 81 | 62.0890 EUR | ||||
| ORD | Purchase | 81 | 62.1240 EUR | ||||
| ORD | Purchase | 81 | 62.1950 EUR | ||||
| ORD | Purchase | 81 | 62.2350 EUR | ||||
| ORD | Purchase | 87 | 62.2381 EUR | ||||
| ORD | Purchase | 88 | 62.4950 EUR | ||||
| ORD | Purchase | 89 | 62.7500 EUR | ||||
| ORD | Purchase | 89 | 62.9250 EUR | ||||
| ORD | Purchase | 106 | 62.0450 EUR | ||||
| ORD | Purchase | 111 | 62.0650 EUR | ||||
| ORD | Purchase | 117 | 62.4040 EUR | ||||
| ORD | Purchase | 119 | 62.4840 EUR | ||||
| ORD | Purchase | 121 | 62.6680 EUR | ||||
| ORD | Purchase | 124 | 62.1690 EUR | ||||
| ORD | Purchase | 127 | 62.7340 EUR | ||||
| ORD | Purchase | 128 | 62.5440 EUR | ||||
| ORD | Purchase | 133 | 62.1830 EUR | ||||
| ORD | Purchase | 137 | 62.8050 EUR | ||||
| ORD | Purchase | 141 | 62.8500 EUR | ||||
| ORD | Purchase | 142 | 62.4150 EUR | ||||
| ORD | Purchase | 153 | 62.2450 EUR | ||||
| ORD | Purchase | 155 | 62.8690 EUR | ||||
| ORD | Purchase | 158 | 62.2031 EUR | ||||
| ORD | Purchase | 158 | 62.4890 EUR | ||||
| ORD | Purchase | 159 | 62.1500 EUR | ||||
| ORD | Purchase | 159 | 62.6000 EUR | ||||
| ORD | Purchase | 165 | 62.0300 EUR | ||||
| ORD | Purchase | 174 | 62.4800 EUR | ||||
| ORD | Purchase | 174 | 62.9390 EUR | ||||
| ORD | Purchase | 178 | 62.4850 EUR | ||||
| ORD | Purchase | 178 | 62.5500 EUR | ||||
| ORD | Purchase | 184 | 62.7300 EUR | ||||
| ORD | Purchase | 184 | 62.7600 EUR | ||||
| ORD | Purchase | 184 | 62.7900 EUR | ||||
| ORD | Purchase | 184 | 62.8190 EUR | ||||
| ORD | Purchase | 187 | 62.6490 EUR | ||||
| ORD | Purchase | 188 | 62.9200 EUR | ||||
| ORD | Purchase | 194 | 62.0600 EUR | ||||
| ORD | Purchase | 194 | 62.8000 EUR | ||||
| ORD | Purchase | 195 | 62.0700 EUR | ||||
| ORD | Purchase | 197 | 62.8990 EUR | ||||
| ORD | Purchase | 201 | 62.8840 EUR | ||||
| ORD | Purchase | 206 | 62.8100 EUR | ||||
| ORD | Purchase | 211 | 62.8350 EUR | ||||
| ORD | Purchase | 215 | 62.2050 EUR | ||||
| ORD | Purchase | 216 | 62.0800 EUR | ||||
| ORD | Purchase | 241 | 62.3900 EUR | ||||
| ORD | Purchase | 248 | 62.5100 EUR | ||||
| ORD | Purchase | 250 | 62.6300 EUR | ||||
| ORD | Purchase | 255 | 62.1150 EUR | ||||
| ORD | Purchase | 258 | 62.2040 EUR | ||||
| ORD | Purchase | 260 | 62.1000 EUR | ||||
| ORD | Purchase | 263 | 62.1400 EUR | ||||
| ORD | Purchase | 265 | 62.6360 EUR | ||||
| ORD | Purchase | 274 | 62.3300 EUR | ||||
| ORD | Purchase | 275 | 62.0850 EUR | ||||
| ORD | Purchase | 279 | 62.5300 EUR | ||||
| ORD | Purchase | 288 | 62.6750 EUR | ||||
| ORD | Purchase | 296 | 62.8250 EUR | ||||
| ORD | Purchase | 300 | 62.7290 EUR | ||||
| ORD | Purchase | 300 | 62.8790 EUR | ||||
| ORD | Purchase | 301 | 62.1650 EUR | ||||
| ORD | Purchase | 303 | 62.7690 EUR | ||||
| ORD | Purchase | 324 | 62.7050 EUR | ||||
| ORD | Purchase | 329 | 62.3800 EUR | ||||
| ORD | Purchase | 343 | 62.8700 EUR | ||||
| ORD | Purchase | 354 | 62.3400 EUR | ||||
| ORD | Purchase | 360 | 62.3841 EUR | ||||
| ORD | Purchase | 362 | 62.5600 EUR | ||||
| ORD | Purchase | 372 | 62.8300 EUR | ||||
| ORD | Purchase | 384 | 62.3950 EUR | ||||
| ORD | Purchase | 392 | 62.0100 EUR | ||||
| ORD | Purchase | 400 | 62.5000 EUR | ||||
| ORD | Purchase | 400 | 62.5700 EUR | ||||
| ORD | Purchase | 401 | 62.0000 EUR | ||||
| ORD | Purchase | 402 | 62.8900 EUR | ||||
| ORD | Purchase | 424 | 62.0050 EUR | ||||
| ORD | Purchase | 435 | 62.2200 EUR | ||||
| ORD | Purchase | 441 | 62.9100 EUR | ||||
| ORD | Purchase | 456 | 62.2958 EUR | ||||
| ORD | Purchase | 456 | 62.8290 EUR | ||||
| ORD | Purchase | 500 | 62.1290 EUR | ||||
| ORD | Purchase | 500 | 62.2900 EUR | ||||
| ORD | Purchase | 512 | 62.1700 EUR | ||||
| ORD | Purchase | 519 | 62.4100 EUR | ||||
| ORD | Purchase | 524 | 62.6800 EUR | ||||
| ORD | Purchase | 532 | 62.1300 EUR | ||||
| ORD | Purchase | 533 | 62.7400 EUR | ||||
| ORD | Purchase | 536 | 62.6400 EUR | ||||
| ORD | Purchase | 537 | 62.6700 EUR | ||||
| ORD | Purchase | 563 | 62.6600 EUR | ||||
| ORD | Purchase | 573 | 62.8150 EUR | ||||
| ORD | Purchase | 577 | 62.7951 EUR | ||||
| ORD | Purchase | 610 | 62.9000 EUR | ||||
| ORD | Purchase | 628 | 62.3282 EUR | ||||
| ORD | Purchase | 640 | 62.8400 EUR | ||||
| ORD | Purchase | 691 | 62.5400 EUR | ||||
| ORD | Purchase | 701 | 62.2300 EUR | ||||
| ORD | Purchase | 712 | 62.3986 EUR | ||||
| ORD | Purchase | 733 | 62.1200 EUR | ||||
| ORD | Purchase | 766 | 62.2400 EUR | ||||
| ORD | Purchase | 785 | 62.6100 EUR | ||||
| ORD | Purchase | 800 | 62.5990 EUR | ||||
| ORD | Purchase | 808 | 62.6900 EUR | ||||
| ORD | Purchase | 818 | 62.1800 EUR | ||||
| ORD | Purchase | 828 | 62.6500 EUR | ||||
| ORD | Purchase | 871 | 62.5900 EUR | ||||
| ORD | Purchase | 888 | 62.9090 EUR | ||||
| ORD | Purchase | 898 | 62.5748 EUR | ||||
| ORD | Purchase | 973 | 62.5800 EUR | ||||
| ORD | Purchase | 997 | 62.4000 EUR | ||||
| ORD | Purchase | 1,013 | 62.2000 EUR | ||||
| ORD | Purchase | 1,086 | 62.6200 EUR | ||||
| ORD | Purchase | 1,111 | 62.4900 EUR | ||||
| ORD | Purchase | 1,123 | 62.5200 EUR | ||||
| ORD | Purchase | 1,200 | 62.1741 EUR | ||||
| ORD | Purchase | 1,224 | 62.8200 EUR | ||||
| ORD | Purchase | 1,339 | 62.1900 EUR | ||||
| ORD | Purchase | 1,450 | 62.2100 EUR | ||||
| ORD | Purchase | 1,600 | 62.8800 EUR | ||||
| ORD | Purchase | 1,663 | 62.4344 EUR | ||||
| ORD | Purchase | 1,965 | 62.1600 EUR | ||||
| ORD | Purchase | 3,149 | 62.4354 EUR | ||||
| ORD | Purchase | 3,719 | 62.1999 EUR | ||||
| ORD | Purchase | 6,447 | 62.5679 EUR | ||||
| ORD | Purchase | 8,724 | 62.5876 EUR | ||||
| ORD | Purchase | 9,015 | 62.6005 EUR | ||||
| ORD | Purchase | 11,248 | 62.4786 EUR | ||||
| ORD | Purchase | 18,934 | 62.4933 EUR | ||||
| ORD | Purchase | 19,824 | 62.4734 EUR | ||||
| ORD | Purchase | 36,657 | 62.5033 EUR | ||||
| ORD | Purchase | 130,000 | 62.7294 EUR | ||||
| ORD | Purchase | 2,085 | 62.3021 EUR | ||||
| ORD (traded as ADR) | Purchase | 4 | 16.8900 USD | ||||
| ORD (traded as ADR) | Purchase | 101 | 16.9700 USD | ||||
| ORD (traded as ADR) | Purchase | 316 | 16.9163 USD | ||||
| ORD (traded as ADR) | Sale | 4 | 16.8900 USD | ||||
| ORD (traded as ADR) | Sale | 101 | 16.9700 USD | ||||
| ORD (traded as ADR) | Sale | 316 | 16.9163 USD | ||||
| ORD | Sale | 760 | 62.2200 EUR | ||||
| ORD | Sale | 10 | 62.4600 EUR | ||||
| ORD | Sale | 21 | 62.5240 EUR | ||||
| ORD | Sale | 21 | 62.5330 EUR | ||||
| ORD | Sale | 21 | 62.6480 EUR | ||||
| ORD | Sale | 24 | 62.6740 EUR | ||||
| ORD | Sale | 30 | 62.7000 EUR | ||||
| ORD | Sale | 31 | 62.0500 EUR | ||||
| ORD | Sale | 33 | 62.7090 EUR | ||||
| ORD | Sale | 33 | 62.7190 EUR | ||||
| ORD | Sale | 33 | 62.7940 EUR | ||||
| ORD | Sale | 33 | 62.8730 EUR | ||||
| ORD | Sale | 33 | 62.8740 EUR | ||||
| ORD | Sale | 33 | 62.8880 EUR | ||||
| ORD | Sale | 36 | 62.6150 EUR | ||||
| ORD | Sale | 36 | 62.6450 EUR | ||||
| ORD | Sale | 36 | 62.7100 EUR | ||||
| ORD | Sale | 36 | 62.7150 EUR | ||||
| ORD | Sale | 37 | 62.5390 EUR | ||||
| ORD | Sale | 38 | 62.8352 EUR | ||||
| ORD | Sale | 40 | 62.1100 EUR | ||||
| ORD | Sale | 40 | 62.1140 EUR | ||||
| ORD | Sale | 41 | 62.7650 EUR | ||||
| ORD | Sale | 55 | 62.5250 EUR | ||||
| ORD | Sale | 56 | 62.5350 EUR | ||||
| ORD | Sale | 56 | 62.8600 EUR | ||||
| ORD | Sale | 56 | 62.8650 EUR | ||||
| ORD | Sale | 56 | 62.8750 EUR | ||||
| ORD | Sale | 56 | 62.8850 EUR | ||||
| ORD | Sale | 56 | 62.9150 EUR | ||||
| ORD | Sale | 57 | 62.1350 EUR | ||||
| ORD | Sale | 62 | 62.6650 EUR | ||||
| ORD | Sale | 65 | 62.6340 EUR | ||||
| ORD | Sale | 81 | 62.0350 EUR | ||||
| ORD | Sale | 81 | 62.0890 EUR | ||||
| ORD | Sale | 81 | 62.1240 EUR | ||||
| ORD | Sale | 81 | 62.1950 EUR | ||||
| ORD | Sale | 81 | 62.2350 EUR | ||||
| ORD | Sale | 88 | 62.4950 EUR | ||||
| ORD | Sale | 89 | 62.7500 EUR | ||||
| ORD | Sale | 89 | 62.9250 EUR | ||||
| ORD | Sale | 106 | 62.0450 EUR | ||||
| ORD | Sale | 111 | 62.0650 EUR | ||||
| ORD | Sale | 117 | 62.4040 EUR | ||||
| ORD | Sale | 119 | 62.4840 EUR | ||||
| ORD | Sale | 121 | 62.6680 EUR | ||||
| ORD | Sale | 124 | 62.1690 EUR | ||||
| ORD | Sale | 127 | 62.7340 EUR | ||||
| ORD | Sale | 128 | 62.5440 EUR | ||||
| ORD | Sale | 137 | 62.8050 EUR | ||||
| ORD | Sale | 141 | 62.8500 EUR | ||||
| ORD | Sale | 142 | 62.4150 EUR | ||||
| ORD | Sale | 149 | 62.5636 EUR | ||||
| ORD | Sale | 153 | 62.2450 EUR | ||||
| ORD | Sale | 155 | 62.8690 EUR | ||||
| ORD | Sale | 157 | 62.9724 EUR | ||||
| ORD | Sale | 158 | 62.4890 EUR | ||||
| ORD | Sale | 159 | 62.6000 EUR | ||||
| ORD | Sale | 165 | 62.0300 EUR | ||||
| ORD | Sale | 172 | 62.1700 EUR | ||||
| ORD | Sale | 174 | 62.4800 EUR | ||||
| ORD | Sale | 174 | 62.9390 EUR | ||||
| ORD | Sale | 178 | 62.4850 EUR | ||||
| ORD | Sale | 178 | 62.5500 EUR | ||||
| ORD | Sale | 179 | 62.2000 EUR | ||||
| ORD | Sale | 184 | 62.7300 EUR | ||||
| ORD | Sale | 184 | 62.7600 EUR | ||||
| ORD | Sale | 184 | 62.7900 EUR | ||||
| ORD | Sale | 184 | 62.8190 EUR | ||||
| ORD | Sale | 187 | 62.6490 EUR | ||||
| ORD | Sale | 188 | 62.9200 EUR | ||||
| ORD | Sale | 194 | 62.0600 EUR | ||||
| ORD | Sale | 194 | 62.8000 EUR | ||||
| ORD | Sale | 195 | 62.0700 EUR | ||||
| ORD | Sale | 197 | 62.8990 EUR | ||||
| ORD | Sale | 201 | 62.8840 EUR | ||||
| ORD | Sale | 206 | 62.8100 EUR | ||||
| ORD | Sale | 211 | 62.8350 EUR | ||||
| ORD | Sale | 215 | 62.2050 EUR | ||||
| ORD | Sale | 216 | 62.0800 EUR | ||||
| ORD | Sale | 241 | 62.3900 EUR | ||||
| ORD | Sale | 248 | 62.5100 EUR | ||||
| ORD | Sale | 250 | 62.6300 EUR | ||||
| ORD | Sale | 255 | 62.1150 EUR | ||||
| ORD | Sale | 258 | 62.2040 EUR | ||||
| ORD | Sale | 260 | 62.1000 EUR | ||||
| ORD | Sale | 265 | 62.6360 EUR | ||||
| ORD | Sale | 270 | 62.1600 EUR | ||||
| ORD | Sale | 274 | 62.3300 EUR | ||||
| ORD | Sale | 275 | 62.0850 EUR | ||||
| ORD | Sale | 279 | 62.5300 EUR | ||||
| ORD | Sale | 288 | 62.6750 EUR | ||||
| ORD | Sale | 296 | 62.8250 EUR | ||||
| ORD | Sale | 300 | 62.7290 EUR | ||||
| ORD | Sale | 300 | 62.8790 EUR | ||||
| ORD | Sale | 301 | 62.1650 EUR | ||||
| ORD | Sale | 303 | 62.7690 EUR | ||||
| ORD | Sale | 324 | 62.7050 EUR | ||||
| ORD | Sale | 329 | 62.3800 EUR | ||||
| ORD | Sale | 343 | 62.8700 EUR | ||||
| ORD | Sale | 354 | 62.3400 EUR | ||||
| ORD | Sale | 362 | 62.5600 EUR | ||||
| ORD | Sale | 372 | 62.8300 EUR | ||||
| ORD | Sale | 384 | 62.3950 EUR | ||||
| ORD | Sale | 392 | 62.0100 EUR | ||||
| ORD | Sale | 400 | 62.5000 EUR | ||||
| ORD | Sale | 400 | 62.5700 EUR | ||||
| ORD | Sale | 401 | 62.0000 EUR | ||||
| ORD | Sale | 401 | 62.1300 EUR | ||||
| ORD | Sale | 402 | 62.8900 EUR | ||||
| ORD | Sale | 413 | 62.2200 EUR | ||||
| ORD | Sale | 424 | 62.0050 EUR | ||||
| ORD | Sale | 441 | 62.9100 EUR | ||||
| ORD | Sale | 444 | 62.2300 EUR | ||||
| ORD | Sale | 456 | 62.8290 EUR | ||||
| ORD | Sale | 500 | 62.1290 EUR | ||||
| ORD | Sale | 500 | 62.2900 EUR | ||||
| ORD | Sale | 519 | 62.4100 EUR | ||||
| ORD | Sale | 524 | 62.6800 EUR | ||||
| ORD | Sale | 533 | 62.7400 EUR | ||||
| ORD | Sale | 536 | 62.6400 EUR | ||||
| ORD | Sale | 537 | 62.6700 EUR | ||||
| ORD | Sale | 563 | 62.6600 EUR | ||||
| ORD | Sale | 573 | 62.8150 EUR | ||||
| ORD | Sale | 574 | 62.2100 EUR | ||||
| ORD | Sale | 609 | 62.2400 EUR | ||||
| ORD | Sale | 610 | 62.9000 EUR | ||||
| ORD | Sale | 628 | 62.3282 EUR | ||||
| ORD | Sale | 640 | 62.8400 EUR | ||||
| ORD | Sale | 651 | 62.6281 EUR | ||||
| ORD | Sale | 691 | 62.5400 EUR | ||||
| ORD | Sale | 733 | 62.1200 EUR | ||||
| ORD | Sale | 785 | 62.6100 EUR | ||||
| ORD | Sale | 800 | 62.5990 EUR | ||||
| ORD | Sale | 808 | 62.6900 EUR | ||||
| ORD | Sale | 828 | 62.6500 EUR | ||||
| ORD | Sale | 871 | 62.5900 EUR | ||||
| ORD | Sale | 888 | 62.9090 EUR | ||||
| ORD | Sale | 918 | 62.5800 EUR | ||||
| ORD | Sale | 997 | 62.4000 EUR | ||||
| ORD | Sale | 1,086 | 62.6200 EUR | ||||
| ORD | Sale | 1,111 | 62.4900 EUR | ||||
| ORD | Sale | 1,123 | 62.5200 EUR | ||||
| ORD | Sale | 1,220 | 62.6629 EUR | ||||
| ORD | Sale | 1,224 | 62.8200 EUR | ||||
| ORD | Sale | 1,404 | 62.1900 EUR | ||||
| ORD | Sale | 1,583 | 16.9163 USD | ||||
| ORD | Sale | 1,600 | 62.8800 EUR | ||||
| ORD | Sale | 4,754 | 62.5613 EUR | ||||
| ORD | Sale | 5,195 | 62.4980 EUR | ||||
| ORD | Sale | 6,665 | 62.7521 EUR | ||||
| ORD | Sale | 14,467 | 62.6101 EUR | ||||
| ORD | Sale | 15,142 | 62.6130 EUR | ||||
| ORD | Sale | 15,209 | 62.4400 EUR | ||||
| ORD | Sale | 23,465 | 62.5365 EUR | ||||
| ORD | Sale | 30,186 | 62.7993 EUR | ||||
| ORD | Sale | 47,107 | 62.5332 EUR | ||||
| ORD | Sale | 57,129 | 62.5593 EUR |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 38 | 62.8354 EUR | |||||
| ORD | SWAP | Long | 149 | 62.5636 EUR | |||||
| ORD | SWAP | Long | 157 | 62.9718 EUR | |||||
| ORD | SWAP | Long | 270 | 62.1506 EUR | |||||
| ORD | CFD | Long | 317 | 16.9163 USD | |||||
| ORD | CFD | Short | 1,400 | 16.8615 USD | |||||
| ORD | CFD | Long | 1,400 | 62.3300 EUR | |||||
| ORD | SWAP | Long | 4,764 | 62.5605 EUR | |||||
| ORD | CFD | Short | 316 | 62.3221 EUR | |||||
| ORD | SWAP | Short | 418 | 62.7594 EUR | |||||
| ORD | SWAP | Short | 7,030 | 62.4702 EUR | |||||
| ORD | CFD | Short | 9,015 | 62.6005 EUR | |||||
| ORD | SWAP | Short | 20,848 | 62.5231 EUR |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 4 Oct 2013 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | BARCLAYS CAPITAL SECURITIES LTD | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SA | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Futures | Purchased | 140,000 | 1.3340 | 20 Dec 2013 | ||||||||
| ORD | Futures | Selling | -90,000 | 1.5200 | 20 Dec 2013 | ||||||||
| ORD | Put Options | Written | -300,000 | 57.7500 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -250,000 | 57.7500 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | 150,000 | 38.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | 25,000 | 42.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Purchased | 25,000 | 43.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Purchased | 125,000 | 44.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Purchased | 200,000 | 48.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Purchased | 100,000 | 50.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Purchased | 100,000 | 56.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Written | -200,000 | 42.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Written | -200,000 | 48.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Written | -100,000 | 50.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Written | -100,000 | 50.0000 | American | 19 Dec 2014 | |||||||
| ORD | Put Options | Written | -100,000 | 52.0000 | American | 20 Dec 2013 | |||||||
| ORD | Call Options | Purchased | 50,000 | 52.0000 | American | 20 Dec 2013 | |||||||
| ORD | Call Options | Purchased | 100,000 | 64.0000 | American | 20 Dec 2013 | |||||||
| ORD | Call Options | Purchased | 100,000 | 68.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Written | -50,000 | 48.0000 | American | 20 Dec 2013 | |||||||
| ORD | Call Options | Written | -100,000 | 50.0000 | American | 20 Dec 2013 | |||||||
| ORD | Call Options | Written | -100,000 | 60.0000 | American | 18 Oct 2013 | |||||||
| ORD | Call Options | Written | -100,000 | 68.0000 | American | 20 Dec 2013 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2013
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