Close
Company Search
Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

FORM 8.5 (EPT/NON-RI) Schneider Electric SA

18th Dec 2013 11:49

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose SCHNEIDER ELECTRIC SA
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Offeree
principal trader is connected
(d) Date position held/dealing undertaken: 17 December 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect INVENSYS PLC
of any other party to this offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,679,273 0.30% 1,420,300 0.25%
(2) Derivatives (other than
options): 2,194,383 0.40% 1,317,393 0.24%
(3) Options and agreements to
purchase/sell: 1,377,000 0.25% 1,589,000 0.28%
(4) TOTAL:
5,250,656 0.95% 4,326,693 0.77%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 4 59.8690 EUR
ORD Purchase 4 59.8850 EUR
ORD Purchase 26 60.0030 EUR
ORD Purchase 27 60.1040 EUR
ORD Purchase 28 59.7060 EUR
ORD Purchase 28 59.7160 EUR
ORD Purchase 28 59.8840 EUR
ORD Purchase 31 59.9100 EUR
ORD Purchase 31 59.9720 EUR
ORD Purchase 31 60.0110 EUR
ORD Purchase 34 60.4029 EUR
ORD Purchase 35 59.7750 EUR
ORD Purchase 39 59.5910 EUR
ORD Purchase 43 59.8600 EUR
ORD Purchase 46 60.0410 EUR
ORD Purchase 46 60.0500 EUR
ORD Purchase 47 59.7100 EUR
ORD Purchase 51 59.6700 EUR
ORD Purchase 51 59.9550 EUR
ORD Purchase 53 59.8710 EUR
ORD Purchase 53 59.8730 EUR
ORD Purchase 53 59.8770 EUR
ORD Purchase 53 60.0070 EUR
ORD Purchase 53 60.0650 EUR
ORD Purchase 53 60.0750 EUR
ORD Purchase 54 60.1330 EUR
ORD Purchase 55 60.1550 EUR
ORD Purchase 58 59.7410 EUR
ORD Purchase 60 60.0850 EUR
ORD Purchase 60 60.1950 EUR
ORD Purchase 61 59.7310 EUR
ORD Purchase 63 59.9500 EUR
ORD Purchase 65 59.5850 EUR
ORD Purchase 65 59.5950 EUR
ORD Purchase 65 59.6150 EUR
ORD Purchase 65 59.6250 EUR
ORD Purchase 65 59.6650 EUR
ORD Purchase 65 59.6660 EUR
ORD Purchase 65 60.1590 EUR
ORD Purchase 74 59.8360 EUR
ORD Purchase 77 59.8650 EUR
ORD Purchase 77 59.9250 EUR
ORD Purchase 77 59.9400 EUR
ORD Purchase 77 59.9800 EUR
ORD Purchase 77 60.0950 EUR
ORD Purchase 77 60.2250 EUR
ORD Purchase 80 59.9450 EUR
ORD Purchase 87 59.7950 EUR
ORD Purchase 91 60.1750 EUR
ORD Purchase 91 60.2550 EUR
ORD Purchase 110 59.6800 EUR
ORD Purchase 110 59.8150 EUR
ORD Purchase 110 59.9010 EUR
ORD Purchase 110 59.9810 EUR
ORD Purchase 110 60.1110 EUR
ORD Purchase 110 60.1790 EUR
ORD Purchase 110 60.2150 EUR
ORD Purchase 110 60.2800 EUR
ORD Purchase 110 60.3400 EUR
ORD (traded as ADR) Purchase 111 16.3234 USD
ORD Purchase 113 59.9150 EUR
ORD Purchase 115 59.7510 EUR
ORD Purchase 116 59.8250 EUR
ORD Purchase 116 59.8460 EUR
ORD (traded as ADR) Purchase 116 16.3200 USD
ORD Purchase 130 59.8750 EUR
ORD Purchase 131 59.7450 EUR
ORD Purchase 133 59.7500 EUR
ORD Purchase 136 59.6000 EUR
ORD Purchase 137 60.1150 EUR
ORD Purchase 139 59.7800 EUR
ORD Purchase 145 59.9900 EUR
ORD Purchase 146 60.2900 EUR
ORD Purchase 166 59.7400 EUR
ORD Purchase 167 59.7210 EUR
ORD (traded as ADR) Purchase 167 16.2900 USD
ORD Purchase 171 60.1507 EUR
ORD Purchase 176 60.2400 EUR
ORD Purchase 194 60.6100 EUR
ORD Purchase 198 59.7010 EUR
ORD Purchase 200 60.2700 EUR
ORD (traded as ADR) Purchase 200 16.4700 USD
ORD Purchase 204 59.6900 EUR
ORD Purchase 215 60.3100 EUR
ORD Purchase 220 60.2450 EUR
ORD Purchase 226 59.8350 EUR
ORD Purchase 228 59.9600 EUR
ORD Purchase 240 60.3500 EUR
ORD Purchase 243 60.1400 EUR
ORD Purchase 251 60.3900 EUR
ORD Purchase 256 59.8800 EUR
ORD Purchase 265 59.8500 EUR
ORD Purchase 265 60.1800 EUR
ORD Purchase 272 60.3300 EUR
ORD Purchase 274 59.9420 EUR
ORD Purchase 275 60.2600 EUR
ORD Purchase 276 59.7650 EUR
ORD Purchase 277 60.2000 EUR
ORD Purchase 290 59.7550 EUR
ORD Purchase 290 59.8200 EUR
ORD Purchase 300 59.6500 EUR
ORD Purchase 300 59.9200 EUR
ORD Purchase 303 59.9700 EUR
ORD Purchase 311 60.2200 EUR
ORD Purchase 328 59.9000 EUR
ORD Purchase 352 59.7900 EUR
ORD Purchase 367 59.6100 EUR
ORD Purchase 397 60.0900 EUR
ORD Purchase 398 60.1700 EUR
ORD Purchase 400 59.8000 EUR
ORD Purchase 424 59.8900 EUR
ORD Purchase 447 59.7600 EUR
ORD Purchase 448 60.3200 EUR
ORD Purchase 449 60.0800 EUR
ORD Purchase 458 59.6200 EUR
ORD Purchase 500 60.1100 EUR
ORD Purchase 503 60.1500 EUR
ORD Purchase 540 60.1200 EUR
ORD Purchase 577 59.8100 EUR
ORD Purchase 639 60.2100 EUR
ORD Purchase 654 59.8479 EUR
ORD (traded as ADR) Purchase 656 16.3600 USD
ORD Purchase 742 60.1300 EUR
ORD Purchase 810 60.1600 EUR
ORD Purchase 837 16.2900 USD
ORD Purchase 907 60.1000 EUR
ORD Purchase 941 60.2500 EUR
ORD Purchase 1,138 60.2300 EUR
ORD Purchase 1,358 59.7617 EUR
ORD Purchase 1,638 60.1900 EUR
ORD Purchase 1,702 59.7540 EUR
ORD Purchase 1,864 59.5000 EUR
ORD Purchase 2,440 59.9914 EUR
ORD Purchase 5,864 60.0042 EUR
ORD Purchase 6,035 59.9394 EUR
ORD Purchase 6,327 59.8446 EUR
ORD Purchase 7,301 59.9501 EUR
ORD Purchase 10,100 59.8531 EUR
ORD Purchase 10,333 59.7520 EUR
ORD Purchase 25,988 60.0723 EUR
ORD Purchase 51,782 59.6521 EUR
ORD Purchase 61,291 59.9362 EUR
ORD Sale 4 59.8690 EUR
ORD Sale 4 59.8850 EUR
ORD Sale 16 59.5200 EUR
ORD Sale 26 60.0030 EUR
ORD Sale 27 60.1040 EUR
ORD Sale 28 59.7060 EUR
ORD Sale 28 59.7160 EUR
ORD Sale 28 59.8840 EUR
ORD Sale 31 59.9100 EUR
ORD Sale 31 59.9720 EUR
ORD Sale 31 60.0110 EUR
ORD Sale 35 59.7750 EUR
ORD Sale 39 59.5910 EUR
ORD Sale 43 59.8600 EUR
ORD Sale 46 60.0410 EUR
ORD Sale 46 60.0500 EUR
ORD Sale 47 59.7100 EUR
ORD Sale 51 59.6700 EUR
ORD Sale 53 59.8710 EUR
ORD Sale 53 59.8730 EUR
ORD Sale 53 59.8770 EUR
ORD Sale 53 60.0070 EUR
ORD Sale 53 60.0650 EUR
ORD Sale 53 60.0750 EUR
ORD Sale 54 60.1330 EUR
ORD Sale 55 60.1550 EUR
ORD Sale 58 59.7410 EUR
ORD Sale 60 60.0850 EUR
ORD Sale 60 60.1950 EUR
ORD Sale 61 59.7310 EUR
ORD Sale 62 60.3300 EUR
ORD Sale 62 60.3500 EUR
ORD Sale 63 59.9500 EUR
ORD Sale 65 59.5850 EUR
ORD Sale 65 59.5950 EUR
ORD Sale 65 59.6150 EUR
ORD Sale 65 59.6250 EUR
ORD Sale 65 59.6650 EUR
ORD Sale 65 59.6660 EUR
ORD Sale 65 60.1590 EUR
ORD Sale 74 59.8360 EUR
ORD Sale 77 59.8650 EUR
ORD Sale 77 59.9250 EUR
ORD Sale 77 59.9400 EUR
ORD Sale 77 59.9800 EUR
ORD Sale 77 60.0950 EUR
ORD Sale 77 60.2250 EUR
ORD Sale 80 59.9450 EUR
ORD Sale 82 59.9550 EUR
ORD Sale 87 59.7950 EUR
ORD Sale 91 60.1750 EUR
ORD Sale 91 60.2550 EUR
ORD Sale 110 59.6800 EUR
ORD Sale 110 59.8150 EUR
ORD Sale 110 59.9010 EUR
ORD Sale 110 59.9810 EUR
ORD Sale 110 60.1110 EUR
ORD Sale 110 60.1790 EUR
ORD Sale 110 60.2150 EUR
ORD Sale 110 60.2500 EUR
ORD Sale 110 60.2600 EUR
ORD Sale 110 60.2800 EUR
ORD (traded as ADR) Sale 111 16.3234 USD
ORD Sale 113 59.9150 EUR
ORD Sale 115 59.7510 EUR
ORD (traded as ADR) Sale 116 16.3200 USD
ORD Sale 116 59.8250 EUR
ORD Sale 116 59.8460 EUR
ORD Sale 130 59.8750 EUR
ORD Sale 131 59.7450 EUR
ORD Sale 133 59.7500 EUR
ORD Sale 136 59.6000 EUR
ORD Sale 137 60.1150 EUR
ORD Sale 139 59.7800 EUR
ORD Sale 145 59.9900 EUR
ORD Sale 146 60.2900 EUR
ORD Sale 161 60.2200 EUR
ORD Sale 166 59.7400 EUR
ORD (traded as ADR) Sale 167 16.2900 USD
ORD Sale 167 59.7210 EUR
ORD Sale 176 60.2400 EUR
ORD Sale 186 59.9120 EUR
ORD Sale 198 59.7010 EUR
ORD (traded as ADR) Sale 200 16.4700 USD
ORD Sale 204 59.6900 EUR
ORD Sale 210 59.5600 EUR
ORD Sale 219 60.1500 EUR
ORD Sale 220 60.0900 EUR
ORD Sale 220 60.2450 EUR
ORD Sale 222 59.6350 EUR
ORD Sale 226 59.8350 EUR
ORD Sale 228 59.9600 EUR
ORD Sale 228 60.1200 EUR
ORD Sale 228 60.1300 EUR
ORD Sale 238 60.2100 EUR
ORD Sale 256 59.8800 EUR
ORD Sale 265 59.8500 EUR
ORD Sale 265 60.1800 EUR
ORD Sale 276 59.7650 EUR
ORD Sale 286 60.1700 EUR
ORD Sale 290 59.7550 EUR
ORD Sale 290 59.8200 EUR
ORD Sale 300 59.8000 EUR
ORD Sale 300 59.6500 EUR
ORD Sale 300 59.9200 EUR
ORD Sale 303 59.9700 EUR
ORD Sale 328 59.9000 EUR
ORD Sale 346 59.7208 EUR
ORD Sale 352 59.7900 EUR
ORD Sale 363 60.1100 EUR
ORD Sale 367 59.6100 EUR
ORD Sale 400 59.8000 EUR
ORD Sale 424 59.8900 EUR
ORD Sale 448 59.5587 EUR
ORD Sale 449 60.0800 EUR
ORD Sale 457 60.2300 EUR
ORD Sale 458 59.6200 EUR
ORD Sale 565 60.1600 EUR
ORD Sale 577 59.8100 EUR
ORD Sale 605 59.9055 EUR
ORD Sale 611 60.0344 EUR
ORD Sale 675 60.1000 EUR
ORD Sale 872 60.1900 EUR
ORD Sale 985 60.2254 EUR
ORD Sale 1,000 59.9200 EUR
ORD Sale 1,000 16.4700 USD
ORD (traded as ADR) Sale 1,238 16.3600 USD
ORD Sale 1,702 59.5218 EUR
ORD Sale 1,819 59.7600 EUR
ORD Sale 1,833 60.0681 EUR
ORD Sale 1,858 60.0646 EUR
ORD Sale 1,900 60.0583 EUR
ORD Sale 1,931 59.9013 EUR
ORD Sale 2,500 59.7822 EUR
ORD Sale 3,982 60.0245 EUR
ORD Sale 4,723 59.5595 EUR
ORD Sale 9,500 60.0760 EUR
ORD Sale 19,247 59.7616 EUR
ORD Sale 25,000 59.8685 EUR
ORD Sale 25,243 59.5000 EUR
ORD Sale 32,891 60.0013 EUR
ORD Sale 48,520 59.8690 EUR

(b) Derivatives transactions (other than options)

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 276 59.7572 EUR
ORD SWAP Long 611 60.0344 EUR
ORD CFD Long 5,397 59.5504 EUR
ORD SWAP Short 400 59.5000 EUR
ORD CFD Short 564 60.3970 EUR
ORD SWAP Short 2,526 59.9754 EUR
ORD CFD Short 10,333 59.7520 EUR
ORD CFD Short 15,232 59.9669 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercising

Class of relevant security Product description

e.g. call option

Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 18 Dec 2013
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:
Name of offeror/offeree in relation to whose SCHNEIDER ELECTRIC SA
relevant securities this from relates:

2. OPTIONS AND DERIVATIVES

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Futures Purchased 140,000 1.3340 20 Dec 2013
ORD Futures Selling -90,000 1.5200 20 Dec 2013
ORD Put Options Written -300,000 57.7500 European 18 Dec 2015
ORD Call Options Written -250,000 57.7500 European 18 Dec 2015
ORD Put Options Purchased 150,000 38.0000 American 20 Jun 2014
ORD Put Options Purchased 25,000 42.0000 American 20 Dec 2013
ORD Put Options Purchased 25,000 43.0000 American 20 Dec 2013
ORD Put Options Purchased 200,000 48.0000 American 20 Dec 2013
ORD Put Options Purchased 100,000 48.0000 American 19 Dec 2014
ORD Put Options Purchased 100,000 50.0000 American 20 Dec 2013
ORD Put Options Purchased 100,000 56.0000 American 20 Dec 2013
ORD Put Options Written -200,000 48.0000 American 20 Dec 2013
ORD Put Options Written -100,000 50.0000 American 20 Dec 2013
ORD Put Options Written -100,000 50.0000 American 19 Dec 2014
ORD Put Options Written -100,000 52.0000 American 20 Dec 2013
ORD Call Options Purchased 50,000 52.0000 American 20 Dec 2013
ORD Call Options Purchased 63,700 60.0000 American 21 Feb 2014
ORD Call Options Purchased 75,000 60.0000 American 19 Dec 2014
ORD Call Options Purchased 55,000 64.0000 American 20 Dec 2013
ORD Call Options Purchased 50,000 64.0000 American 19 Dec 2014
ORD Call Options Purchased 43,300 68.0000 American 17 Jan 2014
ORD Call Options Purchased 100,000 68.0000 American 20 Jun 2014
ORD Call Options Purchased 100,000 80.0000 American 19 Dec 2014
ORD Call Options Written -50,000 48.0000 American 20 Dec 2013
ORD Call Options Written -100,000 50.0000 American 20 Dec 2013
ORD Call Options Written -75,000 60.0000 American 20 Dec 2013
ORD Call Options Written -119,000 60.0000 American 21 Feb 2014
ORD Call Options Written -55,000 62.0000 American 20 Dec 2013
ORD Call Options Written -50,000 64.0000 American 20 Dec 2013

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2013

Related Shares:

Barclays
FTSE 100 Latest
Value10,379.08
Change-77.93