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Form 8.5 (EPT/NON-RI) - SCHNEIDER ELECTRIC SA

9th Jan 2014 11:58

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

SCHNEIDER ELECTRIC SA

relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Offeree
principal trader is connected
(d) Date position held/dealing undertaken: 8 January 2014
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect INVENSYS PLC
of any other party to this offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,735,214 0.31% 1,504,406 0.27%
(2) Derivatives (other than
options): 1,561,380 0.28% 332,862 0.06%
(3) Options and agreements to
purchase/sell: 682,000 0.12% 869,000 0.15%
TOTAL:
3,978,594 0.71% 2,706,268 0.48%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
ORD (traded as ADR) Purchase 9 16.7200 USD
ORD Purchase 25 61.7910 EUR
ORD Purchase 25 61.8020 EUR
ORD Purchase 36 61.8800 EUR
ORD Purchase 43 61.4479 EUR
ORD Purchase 43 61.7850 EUR
ORD Purchase 43 61.7960 EUR
ORD Purchase 43 61.8150 EUR
ORD Purchase 43 61.8160 EUR
ORD Purchase 52 61.4420 EUR
ORD Purchase 54 61.4020 EUR
ORD Purchase 57 61.5480 EUR
ORD Purchase 58 61.7290 EUR
ORD Purchase 62 61.6760 EUR
ORD Purchase 75 61.3800 EUR
ORD Purchase 75 61.7100 EUR
ORD Purchase 81 61.4550 EUR
ORD Purchase 85 61.8765 EUR
ORD Purchase 86 61.5190 EUR
ORD Purchase 87 61.6750 EUR
ORD Purchase 87 61.7310 EUR
ORD Purchase 87 61.8050 EUR
ORD Purchase 95 61.4720 EUR
ORD Purchase 95 61.8250 EUR
ORD Purchase 103 61.8200 EUR
ORD Purchase 103 61.9100 EUR
ORD Purchase 103 61.9500 EUR
ORD Purchase 103 61.9900 EUR
ORD Purchase 121 61.4190 EUR
ORD Purchase 132 61.9700 EUR
ORD Purchase 147 61.9000 EUR
ORD Purchase 148 61.3500 EUR
ORD Purchase 150 61.4810 EUR
ORD Purchase 150 61.4900 EUR
ORD Purchase 158 61.4400 EUR
ORD Purchase 159 61.5250 EUR
ORD Purchase 162 61.4650 EUR
ORD Purchase 165 61.5290 EUR
ORD Purchase 168 61.5400 EUR
ORD Purchase 181 61.3700 EUR
ORD Purchase 186 61.8600 EUR
ORD Purchase 191 61.7900 EUR
ORD Purchase 194 61.3910 EUR
ORD Purchase 204 61.7500 EUR
ORD Purchase 209 61.8400 EUR
ORD Purchase 211 61.4500 EUR
ORD Purchase 242 61.3850 EUR
ORD Purchase 242 61.3950 EUR
ORD Purchase 259 61.6950 EUR
ORD Purchase 265 61.3610 EUR
ORD Purchase 270 61.4090 EUR
ORD Purchase 273 61.4850 EUR
ORD Purchase 285 61.4950 EUR
ORD Purchase 287 61.4300 EUR
ORD Purchase 287 61.7827 EUR
ORD Purchase 295 61.8500 EUR
ORD Purchase 300 61.6910 EUR
ORD Purchase 305 61.3900 EUR
ORD Purchase 309 61.7700 EUR
ORD Purchase 311 61.7800 EUR
ORD Purchase 323 61.3600 EUR
ORD Purchase 323 61.7150 EUR
ORD Purchase 336 61.4200 EUR
ORD Purchase 361 61.4100 EUR
ORD Purchase 363 61.3650 EUR
ORD Purchase 367 61.4341 EUR
ORD Purchase 379 61.6700 EUR
ORD Purchase 401 61.5200 EUR
ORD Purchase 420 61.7400 EUR
ORD Purchase 423 61.6800 EUR
ORD Purchase 424 61.4800 EUR
ORD Purchase 435 61.7300 EUR
ORD Purchase 450 61.8100 EUR
ORD Purchase 478 61.7191 EUR
ORD Purchase 484 61.5150 EUR
ORD Purchase 549 61.4750 EUR
ORD Purchase 591 61.4350 EUR
ORD Purchase 612 61.6400 EUR
ORD Purchase 618 61.5300 EUR
ORD Purchase 655 61.8300 EUR
ORD Purchase 783 61.6429 EUR
ORD Purchase 847 61.5350 EUR
ORD Purchase 890 61.4150 EUR
ORD Purchase 946 61.5520 EUR
ORD Purchase 1,031 61.4050 EUR
ORD Purchase 1,271 61.6974 EUR
ORD Purchase 1,335 61.7350 EUR
ORD Purchase 1,344 61.7600 EUR
ORD (traded as ADR) Purchase 1,347 16.7310 USD
ORD Purchase 2,220 61.5700 EUR
ORD Purchase 2,373 61.5000 EUR
ORD Purchase 2,585 61.9300 EUR
ORD Purchase 2,627 61.4000 EUR
ORD Purchase 3,729 61.7000 EUR
ORD Purchase 4,298 61.7189 EUR
ORD Purchase 5,298 61.4344 EUR
ORD Purchase 5,690 61.6820 EUR
ORD Purchase 6,649 61.7777 EUR
ORD Purchase 7,606 61.5132 EUR
ORD Purchase 28,630 61.6482 EUR
ORD Purchase 40,681 61.6911 EUR
ORD Purchase 43,541 61.6560 EUR
ORD Purchase 115,000 61.4564 EUR
ORD (traded as ADR) Sale 9 16.7200 USD
ORD Sale 25 61.7910 EUR
ORD Sale 25 61.8020 EUR
ORD Sale 29 61.6560 EUR
ORD Sale 36 61.8800 EUR
ORD Sale 43 61.7850 EUR
ORD Sale 43 61.7960 EUR
ORD Sale 43 61.8150 EUR
ORD Sale 43 61.8160 EUR
ORD Sale 52 61.4420 EUR
ORD Sale 54 61.4020 EUR
ORD Sale 57 61.5480 EUR
ORD Sale 58 61.7290 EUR
ORD Sale 62 61.6760 EUR
ORD Sale 75 61.3800 EUR
ORD Sale 75 61.7100 EUR
ORD Sale 81 61.4550 EUR
ORD Sale 86 61.5190 EUR
ORD Sale 87 61.6750 EUR
ORD Sale 87 61.7310 EUR
ORD Sale 87 61.8050 EUR
ORD Sale 95 61.4720 EUR
ORD Sale 95 61.8250 EUR
ORD Sale 103 61.9100 EUR
ORD Sale 103 61.9500 EUR
ORD Sale 103 61.9900 EUR
ORD Sale 110 61.6918 EUR
ORD Sale 121 61.4190 EUR
ORD Sale 132 61.9300 EUR
ORD Sale 132 61.9700 EUR
ORD Sale 147 61.9000 EUR
ORD Sale 148 61.3500 EUR
ORD Sale 150 61.4810 EUR
ORD Sale 150 61.4900 EUR
ORD Sale 158 61.4400 EUR
ORD Sale 159 61.5250 EUR
ORD Sale 162 61.4650 EUR
ORD Sale 165 61.5290 EUR
ORD Sale 168 61.5400 EUR
ORD Sale 181 61.3700 EUR
ORD Sale 186 61.8600 EUR
ORD Sale 191 61.7900 EUR
ORD Sale 194 61.3910 EUR
ORD Sale 194 61.9800 EUR
ORD Sale 204 61.7500 EUR
ORD Sale 209 61.8400 EUR
ORD Sale 211 61.4500 EUR
ORD Sale 242 61.3850 EUR
ORD Sale 242 61.3950 EUR
ORD Sale 259 61.6950 EUR
ORD Sale 265 61.3610 EUR
ORD Sale 270 61.4090 EUR
ORD Sale 273 61.4850 EUR
ORD Sale 285 61.4950 EUR
ORD Sale 287 61.4300 EUR
ORD Sale 295 61.8500 EUR
ORD Sale 300 61.6910 EUR
ORD Sale 305 61.3900 EUR
ORD Sale 309 61.7700 EUR
ORD Sale 311 61.7800 EUR
ORD Sale 323 61.5200 EUR
ORD Sale 323 61.7150 EUR
ORD Sale 336 61.4200 EUR
ORD Sale 353 61.8200 EUR
ORD Sale 361 61.4100 EUR
ORD Sale 363 61.3650 EUR
ORD Sale 420 61.7400 EUR
ORD Sale 423 61.6800 EUR
ORD Sale 424 61.4800 EUR
ORD Sale 435 61.7300 EUR
ORD Sale 450 61.8100 EUR
ORD Sale 451 61.3600 EUR
ORD Sale 484 61.5150 EUR
ORD Sale 549 61.4750 EUR
ORD Sale 591 61.4350 EUR
ORD Sale 612 61.6400 EUR
ORD Sale 618 61.5300 EUR
ORD Sale 655 61.8300 EUR
ORD Sale 735 61.7121 EUR
ORD Sale 847 61.5350 EUR
ORD Sale 882 61.6687 EUR
ORD Sale 890 61.4150 EUR
ORD Sale 1,031 61.4050 EUR
ORD Sale 1,110 61.5700 EUR
ORD Sale 1,289 61.6882 EUR
ORD Sale 1,335 61.7350 EUR
ORD Sale 1,344 61.7600 EUR
ORD (traded as ADR) Sale 1,347 16.7310 USD
ORD Sale 2,373 61.5000 EUR
ORD Sale 2,379 61.6700 EUR
ORD Sale 2,627 61.4000 EUR
ORD Sale 2,845 61.4124 EUR
ORD Sale 3,037 61.9375 EUR
ORD Sale 3,307 61.4093 EUR
ORD Sale 3,787 61.7000 EUR
ORD Sale 5,146 61.5007 EUR
ORD Sale 6,035 61.6713 EUR
ORD Sale 6,736 16.7310 USD
ORD Sale 7,191 61.4765 EUR
ORD Sale 7,332 61.5557 EUR
ORD Sale 16,330 61.6568 EUR
ORD Sale 20,660 61.4336 EUR
ORD Sale 23,353 61.4969 EUR
ORD Sale 24,002 61.5440 EUR
ORD Sale 29,986 61.6914 EUR
ORD Sale 40,644 61.5386 EUR
ORD Sale 50,000 61.7670 EUR

(b) Derivatives transactions (other than options)

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 111 61.4919 EUR
ORD CFD Long 601 61.9706 EUR
ORD SWAP Long 2,080 61.5619 EUR
ORD CFD Long 4,540 61.6832 EUR
ORD CFD Short 4 61.9350 EUR
ORD CFD Short 5 61.7460 EUR
ORD CFD Short 100 61.9353 EUR
ORD SWAP Short 946 61.5520 EUR
ORD SWAP Short 2,416 61.5491 EUR
ORD CFD Short 4,928 61.5490 EUR
ORD CFD Short 7,150 61.9352 EUR
ORD CFD Short 15,911 61.5752 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercising

Class of relevant security Product description

e.g. call option

Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 9 Jan 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:
Name of offeror/offeree in relation to whose SCHNEIDER ELECTRIC SA
relevant securities this from relates:

2. OPTIONS AND DERIVATIVES

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Put Options Written -300,000 57.7500 European 18 Dec 2015
ORD Call Options Written -250,000 57.7500 European 18 Dec 2015
ORD Put Options Purchased 150,000 38.0000 American 20 Jun 2014
ORD Put Options Purchased 100,000 48.0000 American 19 Dec 2014
ORD Put Options Written -100,000 50.0000 American 19 Dec 2014
ORD Put Options Written -50,000 52.0000 American 19 Dec 2014
ORD Call Options Purchased 63,700 60.0000 American 21 Feb 2014
ORD Call Options Purchased 75,000 60.0000 American 19 Dec 2014
ORD Call Options Purchased 50,000 64.0000 American 19 Dec 2014
ORD Call Options Purchased 43,300 68.0000 American 17 Jan 2014
ORD Call Options Purchased 100,000 68.0000 American 20 Jun 2014
ORD Call Options Purchased 100,000 80.0000 American 19 Dec 2014
ORD Call Options Written -119,000 60.0000 American 21 Feb 2014
ORD Call Options Written -50,000 64.0000 American 19 Dec 2014

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2014

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