Close
Company Search
Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.5 (EPT/NON-RI) SCHNEIDER ELECTRIC SA

11th Dec 2013 11:01

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

SCHNEIDER ELECTRIC SA

relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Offeree
principal trader is connected
(d) Date position held/dealing undertaken: 10 December 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect INVENSYS PLC
of any other party to this offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,677,748 0.30% 1,514,024 0.27%
(2) Derivatives (other than
options): 2,285,644 0.41% 1,370,656 0.24%
(3) Options and agreements to
purchase/sell: 1,438,300 0.26% 1,670,000 0.30%
(4) TOTAL:
5,401,692 0.96% 4,554,680 0.81%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 15 60.0330 EUR
ORD Purchase 21 60.0150 EUR
ORD Purchase 28 59.9500 EUR
ORD Purchase 34 59.2040 EUR
ORD Purchase 37 59.9150 EUR
ORD (traded as ADR) Purchase 37 16.3700 USD
ORD Purchase 38 59.2300 EUR
ORD (traded as ADR) Purchase 47 16.2000 USD
ORD Purchase 49 59.7700 EUR
ORD Purchase 57 59.0550 EUR
ORD Purchase 57 59.2150 EUR
ORD Purchase 81 59.9000 EUR
ORD Purchase 100 59.1750 EUR
ORD Purchase 118 59.9800 EUR
ORD (traded as ADR) Purchase 119 16.1900 USD
ORD Purchase 133 59.4900 EUR
ORD Purchase 134 59.2000 EUR
ORD Purchase 136 59.7900 EUR
ORD Purchase 166 59.1290 EUR
ORD Purchase 181 59.9600 EUR
ORD Purchase 248 59.0000 EUR
ORD Purchase 300 59.1800 EUR
ORD Purchase 356 59.1700 EUR
ORD Purchase 370 59.9900 EUR
ORD Purchase 377 59.1000 EUR
ORD Purchase 400 59.6600 EUR
ORD Purchase 496 59.9200 EUR
ORD Purchase 500 59.5270 EUR
ORD Purchase 594 59.9700 EUR
ORD Purchase 672 59.3847 EUR
ORD Purchase 790 59.2500 EUR
ORD Purchase 1,064 60.0000 EUR
ORD Purchase 1,151 59.5731 EUR
ORD Purchase 1,153 59.2100 EUR
ORD (traded as ADR) Purchase 1,162 16.1894 USD
ORD Purchase 1,271 59.5043 EUR
ORD Purchase 1,917 59.1709 EUR
ORD Purchase 2,875 59.5625 EUR
ORD Purchase 3,182 59.6996 EUR
ORD Purchase 3,410 59.9269 EUR
ORD Purchase 4,358 59.2430 EUR
ORD Purchase 4,999 59.5998 EUR
ORD Purchase 5,511 59.1500 EUR
ORD Purchase 5,811 16.1894 USD
ORD Purchase 16,331 59.5382 EUR
ORD Purchase 17,885 59.5711 EUR
ORD Purchase 21,488 59.4147 EUR
ORD Purchase 34,089 59.4003 EUR
ORD Sale 3 59.0683 EUR
ORD (traded as ADR) Sale 11 16.4630 USD
ORD Sale 15 60.0330 EUR
ORD Sale 21 60.0150 EUR
ORD Sale 28 59.9500 EUR
ORD Sale 34 59.2040 EUR
ORD (traded as ADR) Sale 37 16.3700 USD
ORD Sale 37 59.9150 EUR
ORD Sale 38 59.2300 EUR
ORD Sale 49 59.7700 EUR
ORD Sale 54 59.0669 EUR
ORD Sale 57 59.0550 EUR
ORD Sale 57 59.2150 EUR
ORD Sale 81 59.9000 EUR
ORD Sale 99 59.6974 EUR
ORD Sale 100 59.1750 EUR
ORD Sale 114 60.0400 EUR
ORD Sale 118 59.9800 EUR
ORD Sale 133 59.4900 EUR
ORD Sale 133 59.4900 EUR
ORD Sale 134 59.2000 EUR
ORD Sale 136 59.7900 EUR
ORD (traded as ADR) Sale 166 16.1928 USD
ORD Sale 166 59.1290 EUR
ORD Sale 181 59.9600 EUR
ORD Sale 183 16.3700 USD
ORD Sale 198 59.0700 EUR
ORD Sale 210 59.1500 EUR
ORD Sale 241 59.3092 EUR
ORD Sale 248 59.0000 EUR
ORD Sale 285 59.0364 EUR
ORD Sale 300 59.1800 EUR
ORD Sale 327 59.6643 EUR
ORD Sale 356 59.1700 EUR
ORD Sale 377 59.1000 EUR
ORD Sale 396 59.1722 EUR
ORD Sale 400 59.6600 EUR
ORD Sale 496 59.9200 EUR
ORD Sale 511 59.1500 EUR
ORD Sale 577 59.1691 EUR
ORD Sale 594 59.9700 EUR
ORD Sale 657 59.8993 EUR
ORD Sale 790 59.2500 EUR
ORD Sale 1,064 60.0000 EUR
ORD Sale 1,122 59.9854 EUR
ORD Sale 1,153 59.2100 EUR
ORD (traded as ADR) Sale 1,162 16.1894 USD
ORD Sale 1,176 59.1612 EUR
ORD Sale 1,387 59.1993 EUR
ORD Sale 1,458 59.1638 EUR
ORD Sale 2,000 59.8184 EUR
ORD Sale 2,256 59.9492 EUR
ORD Sale 2,316 59.1856 EUR
ORD Sale 2,463 59.3422 EUR
ORD Sale 4,080 59.2392 EUR
ORD Sale 4,358 59.1865 EUR
ORD Sale 5,058 59.5484 EUR
ORD Sale 6,335 59.1900 EUR
ORD Sale 6,433 59.4865 EUR
ORD Sale 6,966 59.9900 EUR
ORD Sale 7,491 59.6829 EUR
ORD Sale 13,287 59.5451 EUR
ORD Sale 14,753 59.6466 EUR
ORD Sale 41,126 59.3484 EUR
ORD Sale 71,567 59.2705 EUR

(b) Derivatives transactions (other than options)

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 26 59.1850 EUR
ORD SWAP Long 248 58.9911 EUR
ORD SWAP Long 327 59.6643 EUR
ORD SWAP Long 396 59.1722 EUR
ORD SWAP Long 1,458 59.1638 EUR
ORD CFD Long 2,256 59.9492 EUR
ORD SWAP Long 7,491 59.6829 EUR
ORD SWAP Long 7,883 59.4236 EUR
ORD SWAP Long 11,682 59.5206 EUR
ORD SWAP Long 19,811 59.6215 EUR
ORD CFD Long 51,976 59.1849 EUR
ORD CFD Short 37 59.2175 EUR
ORD CFD Short 83 59.9879 EUR
ORD SWAP Short 660 59.3305 EUR
ORD SWAP Short 1,406 59.1961 EUR
ORD CFD Short 3,386 59.2153 EUR
ORD SWAP Short 4,138 59.3637 EUR
ORD SWAP Short 5,169 59.0894 EUR
ORD SWAP Short 9,214 59.1422 EUR
ORD CFD Short 6,946 59.0136 EUR
ORD CFD Short 19,179 59.9064 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercising

Class of relevant security Product description

e.g. call option

Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 11 Dec 2013
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:
Name of offeror/offeree in relation to whose SCHNEIDER ELECTRIC SA
relevant securities this from relates:

2. OPTIONS AND DERIVATIVES

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Futures Purchased 140,000 1.3340 20 Dec 2013
ORD Futures Selling -90,000 1.5200 20 Dec 2013
ORD Put Options Written -300,000 57.7500 European 18 Dec 2015
ORD Call Options Written -250,000 57.7500 European 18 Dec 2015
ORD Put Options Purchased 150,000 38.0000 American 20 Jun 2014
ORD Put Options Purchased 25,000 42.0000 American 20 Dec 2013
ORD Put Options Purchased 25,000 43.0000 American 20 Dec 2013
ORD Put Options Purchased 125,000 44.0000 American 20 Dec 2013
ORD Put Options Purchased 200,000 48.0000 American 20 Dec 2013
ORD Put Options Purchased 100,000 48.0000 American 19 Dec 2014
ORD Put Options Purchased 100,000 50.0000 American 20 Dec 2013
ORD Put Options Purchased 100,000 56.0000 American 20 Dec 2013
ORD Put Options Written -200,000 42.0000 American 20 Dec 2013
ORD Put Options Written -200,000 48.0000 American 20 Dec 2013
ORD Put Options Written -100,000 50.0000 American 20 Dec 2013
ORD Put Options Written -100,000 50.0000 American 19 Dec 2014
ORD Put Options Written -100,000 52.0000 American 20 Dec 2013
ORD Call Options Purchased 50,000 52.0000 American 20 Dec 2013
ORD Call Options Purchased 75,000 60.0000 American 19 Dec 2014
ORD Call Options Purchased 55,000 64.0000 American 20 Dec 2013
ORD Call Options Purchased 50,000 64.0000 American 19 Dec 2014
ORD Call Options Purchased 43,300 68.0000 American 17 Jan 2014
ORD Call Options Purchased 100,000 68.0000 American 20 Jun 2014
ORD Call Options Purchased 100,000 80.0000 American 19 Dec 2014
ORD Call Options Written -50,000 48.0000 American 20 Dec 2013
ORD Call Options Written -100,000 50.0000 American 20 Dec 2013
ORD Call Options Written -75,000 60.0000 American 20 Dec 2013
ORD Call Options Written -55,000 62.0000 American 20 Dec 2013
ORD Call Options Written -50,000 64.0000 American 20 Dec 2013

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2013

Related Shares:

Barclays
FTSE 100 Latest
Value10,391.81
Change12.73