17th Dec 2013 11:43
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SCHNEIDER ELECTRIC SA | |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Advisor to Offeree | |
| (d) Date position held/dealing undertaken: | 16 DEC 2013 | |
| (e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES: INVENSYS PLC |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,683,019 | 0.30% | 1,437,719 | 0.26% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,211,454 | 0.39% | 1,312,057 | 0.23% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,377,000 | 0.25% | 1,589,000 | 0.28% | |||||||
| (4) | TOTAL: | ||||||||||
| 5,271,473 | 0.94% | 4,338,776 | 0.77% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
| (a) | Purchases and sales | ||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ORD | Purchase | 2 | 60.5750 EUR | ||||||
| ORD (traded as ADR) | Purchase | 4 | 16.6600 USD | ||||||
| ORD | Purchase | 9 | 60.5920 EUR | ||||||
| ORD (traded as ADR) | Purchase | 9 | 16.6300 USD | ||||||
| ORD | Purchase | 21 | 60.8120 EUR | ||||||
| ORD | Purchase | 24 | 58.5900 EUR | ||||||
| ORD | Purchase | 27 | 60.5050 EUR | ||||||
| ORD | Purchase | 32 | 60.7060 EUR | ||||||
| ORD | Purchase | 32 | 60.7320 EUR | ||||||
| ORD | Purchase | 32 | 60.7360 EUR | ||||||
| ORD | Purchase | 32 | 60.7610 EUR | ||||||
| ORD | Purchase | 34 | 58.5800 EUR | ||||||
| ORD | Purchase | 34 | 59.7500 EUR | ||||||
| ORD | Purchase | 34 | 59.8100 EUR | ||||||
| ORD | Purchase | 34 | 60.4800 EUR | ||||||
| ORD | Purchase | 36 | 60.6250 EUR | ||||||
| ORD (traded as ADR) | Purchase | 36 | 16.6800 USD | ||||||
| ORD | Purchase | 37 | 60.5110 EUR | ||||||
| ORD | Purchase | 42 | 60.6010 EUR | ||||||
| ORD | Purchase | 42 | 60.6200 EUR | ||||||
| ORD | Purchase | 42 | 60.6550 EUR | ||||||
| ORD | Purchase | 43 | 60.5910 EUR | ||||||
| ORD | Purchase | 43 | 60.6700 EUR | ||||||
| ORD | Purchase | 43 | 60.8310 EUR | ||||||
| ORD | Purchase | 46 | 60.5950 EUR | ||||||
| ORD | Purchase | 46 | 60.5960 EUR | ||||||
| ORD | Purchase | 46 | 60.6860 EUR | ||||||
| ORD | Purchase | 47 | 60.6950 EUR | ||||||
| ORD | Purchase | 48 | 60.9200 EUR | ||||||
| ORD | Purchase | 52 | 60.6150 EUR | ||||||
| ORD | Purchase | 55 | 60.5360 EUR | ||||||
| ORD | Purchase | 56 | 60.3500 EUR | ||||||
| ORD | Purchase | 57 | 59.4900 EUR | ||||||
| ORD | Purchase | 57 | 59.8050 EUR | ||||||
| ORD | Purchase | 64 | 60.4000 EUR | ||||||
| ORD | Purchase | 67 | 60.8300 EUR | ||||||
| ORD | Purchase | 73 | 60.5510 EUR | ||||||
| ORD | Purchase | 73 | 60.5560 EUR | ||||||
| ORD | Purchase | 73 | 60.7860 EUR | ||||||
| ORD | Purchase | 75 | 60.5550 EUR | ||||||
| ORD | Purchase | 76 | 60.5850 EUR | ||||||
| ORD | Purchase | 78 | 60.5450 EUR | ||||||
| ORD | Purchase | 103 | 60.8350 EUR | ||||||
| ORD | Purchase | 110 | 59.3000 EUR | ||||||
| ORD | Purchase | 110 | 59.8200 EUR | ||||||
| ORD | Purchase | 110 | 60.5390 EUR | ||||||
| ORD | Purchase | 111 | 60.7150 EUR | ||||||
| ORD | Purchase | 114 | 60.8050 EUR | ||||||
| ORD | Purchase | 115 | 60.5800 EUR | ||||||
| ORD | Purchase | 119 | 60.6450 EUR | ||||||
| ORD | Purchase | 121 | 60.7900 EUR | ||||||
| ORD | Purchase | 128 | 60.7850 EUR | ||||||
| ORD | Purchase | 133 | 60.6710 EUR | ||||||
| ORD | Purchase | 135 | 60.5150 EUR | ||||||
| ORD | Purchase | 138 | 60.4950 EUR | ||||||
| ORD | Purchase | 143 | 60.6650 EUR | ||||||
| ORD | Purchase | 146 | 60.5350 EUR | ||||||
| ORD | Purchase | 156 | 60.5300 EUR | ||||||
| ORD | Purchase | 170 | 60.5250 EUR | ||||||
| ORD | Purchase | 201 | 60.6210 EUR | ||||||
| ORD | Purchase | 203 | 60.9110 EUR | ||||||
| ORD | Purchase | 212 | 60.7110 EUR | ||||||
| ORD | Purchase | 216 | 60.5200 EUR | ||||||
| ORD | Purchase | 220 | 59.8300 EUR | ||||||
| ORD | Purchase | 224 | 60.5400 EUR | ||||||
| ORD | Purchase | 225 | 60.7250 EUR | ||||||
| ORD | Purchase | 231 | 60.7350 EUR | ||||||
| ORD | Purchase | 241 | 60.6891 EUR | ||||||
| ORD | Purchase | 245 | 60.5000 EUR | ||||||
| ORD | Purchase | 257 | 60.8000 EUR | ||||||
| ORD | Purchase | 266 | 60.8900 EUR | ||||||
| ORD | Purchase | 268 | 60.6110 EUR | ||||||
| ORD | Purchase | 271 | 60.7730 EUR | ||||||
| ORD | Purchase | 289 | 60.6050 EUR | ||||||
| ORD | Purchase | 295 | 60.6600 EUR | ||||||
| ORD | Purchase | 295 | 60.7200 EUR | ||||||
| ORD | Purchase | 300 | 60.6410 EUR | ||||||
| ORD | Purchase | 330 | 59.8600 EUR | ||||||
| ORD | Purchase | 340 | 60.6810 EUR | ||||||
| ORD | Purchase | 357 | 60.6800 EUR | ||||||
| ORD (traded as ADR) | Purchase | 364 | 16.6723 USD | ||||||
| ORD | Purchase | 365 | 60.6610 EUR | ||||||
| ORD | Purchase | 385 | 60.8620 EUR | ||||||
| ORD | Purchase | 396 | 60.7510 EUR | ||||||
| ORD | Purchase | 398 | 60.5900 EUR | ||||||
| ORD | Purchase | 400 | 60.7020 EUR | ||||||
| ORD | Purchase | 413 | 60.7050 EUR | ||||||
| ORD | Purchase | 428 | 60.7120 EUR | ||||||
| ORD | Purchase | 430 | 60.6863 EUR | ||||||
| ORD | Purchase | 455 | 60.6500 EUR | ||||||
| ORD | Purchase | 470 | 60.7309 EUR | ||||||
| ORD | Purchase | 473 | 60.8800 EUR | ||||||
| ORD | Purchase | 490 | 59.8700 EUR | ||||||
| ORD | Purchase | 500 | 60.5927 EUR | ||||||
| ORD | Purchase | 500 | 60.6400 EUR | ||||||
| ORD | Purchase | 504 | 60.7800 EUR | ||||||
| ORD | Purchase | 520 | 60.5100 EUR | ||||||
| ORD | Purchase | 555 | 60.7700 EUR | ||||||
| ORD | Purchase | 569 | 60.4300 EUR | ||||||
| ORD | Purchase | 588 | 60.7010 EUR | ||||||
| ORD | Purchase | 600 | 60.6910 EUR | ||||||
| ORD | Purchase | 602 | 59.8500 EUR | ||||||
| ORD | Purchase | 616 | 60.7410 EUR | ||||||
| ORD | Purchase | 716 | 60.7500 EUR | ||||||
| ORD | Purchase | 786 | 60.6000 EUR | ||||||
| ORD | Purchase | 809 | 60.6900 EUR | ||||||
| ORD | Purchase | 899 | 60.7050 EUR | ||||||
| ORD | Purchase | 925 | 60.6100 EUR | ||||||
| ORD | Purchase | 944 | 60.7310 EUR | ||||||
| ORD | Purchase | 1,087 | 60.5600 EUR | ||||||
| ORD | Purchase | 1,238 | 60.7000 EUR | ||||||
| ORD | Purchase | 1,633 | 60.7300 EUR | ||||||
| ORD | Purchase | 1,854 | 60.7600 EUR | ||||||
| ORD | Purchase | 2,334 | 60.7100 EUR | ||||||
| ORD | Purchase | 2,606 | 60.4538 EUR | ||||||
| ORD | Purchase | 2,930 | 60.7147 EUR | ||||||
| ORD | Purchase | 2,983 | 60.7400 EUR | ||||||
| ORD | Purchase | 3,733 | 60.6553 EUR | ||||||
| ORD | Purchase | 3,959 | 60.6792 EUR | ||||||
| ORD | Purchase | 5,020 | 60.2256 EUR | ||||||
| ORD | Purchase | 5,999 | 60.6341 EUR | ||||||
| ORD | Purchase | 6,276 | 60.4970 EUR | ||||||
| ORD | Purchase | 9,388 | 60.5500 EUR | ||||||
| ORD | Purchase | 14,616 | 60.7949 EUR | ||||||
| ORD | Purchase | 25,493 | 60.6445 EUR | ||||||
| ORD | Purchase | 26,193 | 60.8200 EUR | ||||||
| ORD | Purchase | 53,526 | 60.5817 EUR | ||||||
| ORD | Purchase | 95,753 | 60.6088 EUR | ||||||
| ORD | Sale | 2 | 60.5750 EUR | ||||||
| ORD | Sale | 9 | 60.5920 EUR | ||||||
| ORD (traded as ADR) | Sale | 12 | 16.6387 USD | ||||||
| ORD | Sale | 21 | 60.8120 EUR | ||||||
| ORD | Sale | 27 | 60.5050 EUR | ||||||
| ORD | Sale | 32 | 60.7060 EUR | ||||||
| ORD | Sale | 32 | 60.7320 EUR | ||||||
| ORD | Sale | 32 | 60.7360 EUR | ||||||
| ORD | Sale | 32 | 60.7610 EUR | ||||||
| ORD | Sale | 34 | 59.7500 EUR | ||||||
| ORD | Sale | 34 | 59.8100 EUR | ||||||
| ORD | Sale | 34 | 60.4800 EUR | ||||||
| ORD (traded as ADR) | Sale | 36 | 16.6800 USD | ||||||
| ORD | Sale | 36 | 60.6250 EUR | ||||||
| ORD | Sale | 37 | 60.5110 EUR | ||||||
| ORD | Sale | 42 | 60.6010 EUR | ||||||
| ORD | Sale | 42 | 60.6200 EUR | ||||||
| ORD | Sale | 42 | 60.6550 EUR | ||||||
| ORD | Sale | 43 | 60.5910 EUR | ||||||
| ORD | Sale | 43 | 60.6700 EUR | ||||||
| ORD | Sale | 43 | 60.8310 EUR | ||||||
| ORD | Sale | 46 | 60.5950 EUR | ||||||
| ORD | Sale | 46 | 60.5960 EUR | ||||||
| ORD | Sale | 46 | 60.6860 EUR | ||||||
| ORD | Sale | 47 | 60.6950 EUR | ||||||
| ORD | Sale | 48 | 60.9200 EUR | ||||||
| ORD | Sale | 52 | 60.6150 EUR | ||||||
| ORD | Sale | 55 | 60.5360 EUR | ||||||
| ORD | Sale | 56 | 60.3500 EUR | ||||||
| ORD | Sale | 57 | 59.4900 EUR | ||||||
| ORD | Sale | 57 | 59.8050 EUR | ||||||
| ORD | Sale | 67 | 60.8300 EUR | ||||||
| ORD | Sale | 73 | 60.5510 EUR | ||||||
| ORD | Sale | 73 | 60.5560 EUR | ||||||
| ORD | Sale | 73 | 60.7860 EUR | ||||||
| ORD | Sale | 75 | 60.5550 EUR | ||||||
| ORD | Sale | 76 | 60.5850 EUR | ||||||
| ORD | Sale | 78 | 60.5450 EUR | ||||||
| ORD | Sale | 103 | 60.8350 EUR | ||||||
| ORD | Sale | 110 | 59.3000 EUR | ||||||
| ORD | Sale | 110 | 59.8200 EUR | ||||||
| ORD | Sale | 110 | 60.5390 EUR | ||||||
| ORD | Sale | 111 | 60.7150 EUR | ||||||
| ORD | Sale | 112 | 60.5400 EUR | ||||||
| ORD | Sale | 114 | 60.8050 EUR | ||||||
| ORD | Sale | 115 | 60.5800 EUR | ||||||
| ORD | Sale | 119 | 60.6450 EUR | ||||||
| ORD | Sale | 121 | 60.7900 EUR | ||||||
| ORD | Sale | 128 | 60.4000 EUR | ||||||
| ORD | Sale | 128 | 60.7850 EUR | ||||||
| ORD | Sale | 133 | 60.6710 EUR | ||||||
| ORD | Sale | 135 | 60.5150 EUR | ||||||
| ORD | Sale | 138 | 60.4950 EUR | ||||||
| ORD | Sale | 143 | 60.6650 EUR | ||||||
| ORD | Sale | 146 | 60.5350 EUR | ||||||
| ORD | Sale | 156 | 60.5300 EUR | ||||||
| ORD | Sale | 170 | 60.5250 EUR | ||||||
| ORD | Sale | 201 | 60.6210 EUR | ||||||
| ORD | Sale | 203 | 60.9110 EUR | ||||||
| ORD | Sale | 212 | 60.7110 EUR | ||||||
| ORD | Sale | 216 | 60.5200 EUR | ||||||
| ORD | Sale | 220 | 59.8300 EUR | ||||||
| ORD | Sale | 225 | 60.7250 EUR | ||||||
| ORD | Sale | 231 | 60.7350 EUR | ||||||
| ORD | Sale | 245 | 60.5000 EUR | ||||||
| ORD | Sale | 257 | 60.8000 EUR | ||||||
| ORD | Sale | 266 | 60.8900 EUR | ||||||
| ORD | Sale | 268 | 60.6110 EUR | ||||||
| ORD | Sale | 269 | 60.2055 EUR | ||||||
| ORD | Sale | 271 | 60.7730 EUR | ||||||
| ORD | Sale | 289 | 60.6050 EUR | ||||||
| ORD | Sale | 295 | 60.6600 EUR | ||||||
| ORD | Sale | 295 | 60.7200 EUR | ||||||
| ORD | Sale | 300 | 60.6410 EUR | ||||||
| ORD | Sale | 330 | 59.8600 EUR | ||||||
| ORD | Sale | 340 | 60.6810 EUR | ||||||
| ORD | Sale | 357 | 60.6800 EUR | ||||||
| ORD (traded as ADR) | Sale | 364 | 16.6723 USD | ||||||
| ORD | Sale | 365 | 60.6610 EUR | ||||||
| ORD | Sale | 385 | 60.8620 EUR | ||||||
| ORD | Sale | 396 | 60.7510 EUR | ||||||
| ORD | Sale | 398 | 60.5900 EUR | ||||||
| ORD | Sale | 400 | 60.7020 EUR | ||||||
| ORD | Sale | 428 | 60.7120 EUR | ||||||
| ORD | Sale | 434 | 60.2833 EUR | ||||||
| ORD | Sale | 455 | 60.6500 EUR | ||||||
| ORD | Sale | 473 | 60.8800 EUR | ||||||
| ORD | Sale | 504 | 60.7800 EUR | ||||||
| ORD | Sale | 520 | 60.5100 EUR | ||||||
| ORD | Sale | 540 | 60.5600 EUR | ||||||
| ORD | Sale | 555 | 60.7700 EUR | ||||||
| ORD | Sale | 569 | 60.4300 EUR | ||||||
| ORD | Sale | 588 | 60.4976 EUR | ||||||
| ORD | Sale | 588 | 60.7010 EUR | ||||||
| ORD | Sale | 600 | 60.6910 EUR | ||||||
| ORD | Sale | 602 | 59.8500 EUR | ||||||
| ORD | Sale | 616 | 60.7410 EUR | ||||||
| ORD | Sale | 639 | 59.7853 EUR | ||||||
| ORD | Sale | 716 | 60.7500 EUR | ||||||
| ORD | Sale | 800 | 60.6400 EUR | ||||||
| ORD | Sale | 809 | 60.6900 EUR | ||||||
| ORD | Sale | 899 | 60.7050 EUR | ||||||
| ORD | Sale | 925 | 60.6100 EUR | ||||||
| ORD | Sale | 944 | 60.7310 EUR | ||||||
| ORD | Sale | 1,238 | 60.7000 EUR | ||||||
| ORD | Sale | 1,286 | 60.6000 EUR | ||||||
| ORD | Sale | 1,530 | 59.8700 EUR | ||||||
| ORD | Sale | 1,633 | 60.7300 EUR | ||||||
| ORD | Sale | 1,819 | 16.6723 USD | ||||||
| ORD | Sale | 1,823 | 60.5681 EUR | ||||||
| ORD | Sale | 1,854 | 60.7600 EUR | ||||||
| ORD | Sale | 1,942 | 60.8200 EUR | ||||||
| ORD | Sale | 2,334 | 60.7100 EUR | ||||||
| ORD | Sale | 2,393 | 60.7254 EUR | ||||||
| ORD | Sale | 2,922 | 60.7260 EUR | ||||||
| ORD | Sale | 2,951 | 59.8434 EUR | ||||||
| ORD | Sale | 2,968 | 59.8284 EUR | ||||||
| ORD | Sale | 2,983 | 60.7400 EUR | ||||||
| ORD | Sale | 12,223 | 60.5066 EUR | ||||||
| ORD | Sale | 14,525 | 60.3031 EUR | ||||||
| ORD | Sale | 21,079 | 60.3282 EUR | ||||||
| ORD | Sale | 32,765 | 60.5372 EUR | ||||||
| ORD | Sale | 137,788 | 60.6973 EUR | ||||||
| (b) | Derivatives transactions (other than options) | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 830 | 59.3530 EUR | |||||
| ORD | SWAP | Long | 1,040 | 59.8622 EUR | |||||
| ORD | SWAP | Long | 2,393 | 60.7254 EUR | |||||
| ORD | SWAP | Long | 2,922 | 60.7260 EUR | |||||
| ORD | SWAP | Long | 11,393 | 60.5907 EUR | |||||
| ORD | CFD | Long | 14,525 | 60.3031 EUR | |||||
| ORD | CFD | Short | 9 | 58.5444 EUR | |||||
| ORD | CFD | Short | 189 | 58.6012 EUR | |||||
| ORD | SWAP | Short | 241 | 60.6891 EUR | |||||
| ORD | CFD | Short | 800 | 60.7155 EUR | |||||
| ORD | CFD | Short | 14,176 | 60.8251 EUR |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 17 DEC 2013 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | BARCLAYS CAPITAL SECURITIES LTD | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SCHNEIDER ELECTRIC SA |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Futures | Purchased | 140,000 | 1.3340 | 20 Dec 2013 | ||||||||
| ORD | Futures | Selling | -90,000 | 1.5200 | 20 Dec 2013 | ||||||||
| ORD | Put Options | Written | -300,000 | 57.7500 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -250,000 | 57.7500 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | 150,000 | 38.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | 25,000 | 42.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Purchased | 25,000 | 43.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Purchased | 200,000 | 48.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Purchased | 100,000 | 48.0000 | American | 19 Dec 2014 | |||||||
| ORD | Put Options | Purchased | 100,000 | 50.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Purchased | 100,000 | 56.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Written | -200,000 | 48.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Written | -100,000 | 50.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Written | -100,000 | 50.0000 | American | 19 Dec 2014 | |||||||
| ORD | Put Options | Written | -100,000 | 52.0000 | American | 20 Dec 2013 | |||||||
| ORD | Call Options | Purchased | 50,000 | 52.0000 | American | 20 Dec 2013 | |||||||
| ORD | Call Options | Purchased | 63,700 | 60.0000 | American | 21 Feb 2014 | |||||||
| ORD | Call Options | Purchased | 75,000 | 60.0000 | American | 19 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 55,000 | 64.0000 | American | 20 Dec 2013 | |||||||
| ORD | Call Options | Purchased | 50,000 | 64.0000 | American | 19 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 43,300 | 68.0000 | American | 17 Jan 2014 | |||||||
| ORD | Call Options | Purchased | 100,000 | 68.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 100,000 | 80.0000 | American | 19 Dec 2014 | |||||||
| ORD | Call Options | Written | -50,000 | 48.0000 | American | 20 Dec 2013 | |||||||
| ORD | Call Options | Written | -100,000 | 50.0000 | American | 20 Dec 2013 | |||||||
| ORD | Call Options | Written | -75,000 | 60.0000 | American | 20 Dec 2013 | |||||||
| ORD | Call Options | Written | -119,000 | 60.0000 | American | 21 Feb 2014 | |||||||
| ORD | Call Options | Written | -55,000 | 62.0000 | American | 20 Dec 2013 | |||||||
| ORD | Call Options | Written | -50,000 | 64.0000 | American | 20 Dec 2013 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2013
Related Shares:
Barclays