20th Sep 2013 12:02
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||
| (b) | Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SA | |||
| relevant securities this form relates: | |||||
| (c) | Name of the party to the offer with which exempt | Advisor to Offeree | |||
| principal trader is connected | |||||
| (d) | Date position held/dealing undertaken: | 19 September 2013 | |||
| (e) | Has the EPT previously disclosed, or is it | YES: | |||
| today disclosing, under the Code in respect | INVENSYS PLC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,210,513 | 0.22% | 1,086,467 | 0.19% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 1,914,026 | 0.34% | 1,239,178 | 0.22% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,293,500 | 0.23% | 1,840,000 | 0.33% | |||||||
| (4) | TOTAL: | ||||||||||
| 4,418,039 | 0.79% | 4,165,645 | 0.74% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 16 | 65.0650 EUR | ||||
| ORD | Purchase | 17 | 66.4250 EUR | ||||
| ORD | Purchase | 26 | 66.3750 EUR | ||||
| ORD | Purchase | 26 | 66.3950 EUR | ||||
| ORD | Purchase | 26 | 66.5000 EUR | ||||
| ORD | Purchase | 35 | 66.0600 EUR | ||||
| ORD | Purchase | 35 | 66.0700 EUR | ||||
| ORD | Purchase | 35 | 66.0750 EUR | ||||
| ORD | Purchase | 35 | 66.2350 EUR | ||||
| ORD | Purchase | 35 | 66.2590 EUR | ||||
| ORD | Purchase | 35 | 66.3540 EUR | ||||
| ORD | Purchase | 35 | 66.4040 EUR | ||||
| ORD | Purchase | 35 | 66.4140 EUR | ||||
| ORD | Purchase | 35 | 66.4350 EUR | ||||
| ORD | Purchase | 35 | 66.4650 EUR | ||||
| ORD | Purchase | 36 | 65.2550 EUR | ||||
| ORD | Purchase | 38 | 65.3420 EUR | ||||
| ORD | Purchase | 59 | 65.0950 EUR | ||||
| ORD | Purchase | 59 | 66.0900 EUR | ||||
| ORD | Purchase | 59 | 66.1450 EUR | ||||
| ORD | Purchase | 59 | 66.3500 EUR | ||||
| ORD | Purchase | 59 | 66.3550 EUR | ||||
| ORD | Purchase | 59 | 66.4240 EUR | ||||
| ORD | Purchase | 59 | 66.4450 EUR | ||||
| ORD | Purchase | 60 | 65.3300 EUR | ||||
| ORD | Purchase | 67 | 65.3050 EUR | ||||
| ORD | Purchase | 67 | 65.3250 EUR | ||||
| ORD | Purchase | 67 | 65.3660 EUR | ||||
| ORD | Purchase | 67 | 65.4150 EUR | ||||
| ORD | Purchase | 94 | 66.3650 EUR | ||||
| ORD | Purchase | 94 | 66.4170 EUR | ||||
| ORD | Purchase | 95 | 65.9200 EUR | ||||
| ORD | Purchase | 100 | 65.8933 EUR | ||||
| ORD | Purchase | 104 | 66.2200 EUR | ||||
| ORD | Purchase | 109 | 65.1010 EUR | ||||
| ORD | Purchase | 109 | 65.4800 EUR | ||||
| ORD | Purchase | 109 | 65.9000 EUR | ||||
| ORD | Purchase | 109 | 66.5090 EUR | ||||
| ORD | Purchase | 109 | 66.5400 EUR | ||||
| ORD | Purchase | 112 | 65.9233 EUR | ||||
| ORD | Purchase | 114 | 65.9300 EUR | ||||
| ORD | Purchase | 116 | 65.8900 EUR | ||||
| ORD | Purchase | 117 | 66.3000 EUR | ||||
| ORD | Purchase | 118 | 66.3850 EUR | ||||
| ORD | Purchase | 119 | 65.8500 EUR | ||||
| ORD | Purchase | 120 | 65.8984 EUR | ||||
| ORD | Purchase | 127 | 65.4520 EUR | ||||
| ORD | Purchase | 129 | 66.3300 EUR | ||||
| ORD | Purchase | 131 | 66.0000 EUR | ||||
| ORD | Purchase | 133 | 65.4000 EUR | ||||
| ORD | Purchase | 133 | 65.4100 EUR | ||||
| ORD | Purchase | 133 | 65.5600 EUR | ||||
| ORD | Purchase | 133 | 65.6100 EUR | ||||
| ORD | Purchase | 138 | 65.8100 EUR | ||||
| ORD | Purchase | 143 | 66.3390 EUR | ||||
| ORD | Purchase | 143 | 66.3530 EUR | ||||
| ORD | Purchase | 145 | 66.1500 EUR | ||||
| ORD | Purchase | 147 | 65.9732 EUR | ||||
| ORD | Purchase | 148 | 65.0500 EUR | ||||
| ORD | Purchase | 158 | 65.4500 EUR | ||||
| ORD | Purchase | 164 | 65.3900 EUR | ||||
| ORD | Purchase | 170 | 66.1090 EUR | ||||
| ORD | Purchase | 171 | 66.4150 EUR | ||||
| ORD | Purchase | 176 | 65.2450 EUR | ||||
| ORD | Purchase | 182 | 66.2000 EUR | ||||
| ORD | Purchase | 191 | 65.2800 EUR | ||||
| ORD | Purchase | 191 | 65.3150 EUR | ||||
| ORD | Purchase | 191 | 65.3210 EUR | ||||
| ORD | Purchase | 194 | 65.3610 EUR | ||||
| ORD | Purchase | 195 | 65.4400 EUR | ||||
| ORD | Purchase | 200 | 65.4110 EUR | ||||
| ORD | Purchase | 202 | 66.4100 EUR | ||||
| ORD | Purchase | 204 | 65.2700 EUR | ||||
| ORD | Purchase | 210 | 65.2500 EUR | ||||
| ORD | Purchase | 215 | 66.3700 EUR | ||||
| ORD | Purchase | 223 | 65.2900 EUR | ||||
| ORD | Purchase | 223 | 65.9100 EUR | ||||
| ORD | Purchase | 230 | 65.8700 EUR | ||||
| ORD | Purchase | 233 | 65.3500 EUR | ||||
| ORD | Purchase | 238 | 66.0400 EUR | ||||
| ORD | Purchase | 241 | 65.3306 EUR | ||||
| ORD | Purchase | 249 | 66.3600 EUR | ||||
| ORD | Purchase | 255 | 65.3800 EUR | ||||
| ORD | Purchase | 257 | 65.3600 EUR | ||||
| ORD | Purchase | 271 | 66.3900 EUR | ||||
| ORD | Purchase | 280 | 65.8400 EUR | ||||
| ORD | Purchase | 291 | 65.4700 EUR | ||||
| ORD | Purchase | 292 | 65.5100 EUR | ||||
| ORD | Purchase | 300 | 66.3100 EUR | ||||
| ORD | Purchase | 300 | 66.4800 EUR | ||||
| ORD | Purchase | 303 | 66.4500 EUR | ||||
| ORD | Purchase | 343 | 65.8000 EUR | ||||
| ORD | Purchase | 354 | 66.3800 EUR | ||||
| ORD | Purchase | 386 | 65.3400 EUR | ||||
| ORD | Purchase | 389 | 66.3870 EUR | ||||
| ORD | Purchase | 400 | 66.2100 EUR | ||||
| ORD | Purchase | 400 | 66.2300 EUR | ||||
| ORD | Purchase | 435 | 66.2400 EUR | ||||
| ORD | Purchase | 447 | 66.4090 EUR | ||||
| ORD | Purchase | 500 | 65.6400 EUR | ||||
| ORD | Purchase | 515 | 66.4400 EUR | ||||
| ORD | Purchase | 573 | 65.2300 EUR | ||||
| ORD | Purchase | 608 | 66.2800 EUR | ||||
| ORD | Purchase | 619 | 66.1700 EUR | ||||
| ORD | Purchase | 649 | 65.4615 EUR | ||||
| ORD | Purchase | 657 | 66.3990 EUR | ||||
| ORD | Purchase | 678 | 65.2847 EUR | ||||
| ORD | Purchase | 712 | 65.3100 EUR | ||||
| ORD | Purchase | 716 | 66.3890 EUR | ||||
| ORD | Purchase | 838 | 65.2400 EUR | ||||
| ORD | Purchase | 909 | 66.1000 EUR | ||||
| ORD | Purchase | 1,016 | 66.3189 EUR | ||||
| ORD | Purchase | 1,389 | 65.5900 EUR | ||||
| ORD | Purchase | 1,801 | 65.4104 EUR | ||||
| ORD | Purchase | 1,886 | 66.4021 EUR | ||||
| ORD | Purchase | 1,947 | 65.5916 EUR | ||||
| ORD | Purchase | 2,027 | 65.6154 EUR | ||||
| ORD | Purchase | 2,403 | 65.4630 EUR | ||||
| ORD | Purchase | 2,949 | 66.4000 EUR | ||||
| ORD | Purchase | 3,500 | 66.7300 EUR | ||||
| ORD | Purchase | 3,550 | 66.4200 EUR | ||||
| ORD | Purchase | 3,999 | 66.4050 EUR | ||||
| ORD | Purchase | 4,668 | 65.3901 EUR | ||||
| ORD | Purchase | 5,030 | 65.6218 EUR | ||||
| ORD | Purchase | 5,993 | 65.3472 EUR | ||||
| ORD | Purchase | 12,698 | 66.4033 EUR | ||||
| ORD | Purchase | 15,505 | 66.3594 EUR | ||||
| ORD | Purchase | 17,099 | 66.1173 EUR | ||||
| ORD | Purchase | 29,787 | 65.4889 EUR | ||||
| ORD | Purchase | 32,060 | 65.6687 EUR | ||||
| ORD | Purchase | 800 | 65.4500 EUR | ||||
| ORD (traded as ADR) | Purchase | 7 | 17.7300 USD | ||||
| ORD (traded as ADR) | Purchase | 317 | 17.7000 USD | ||||
| ORD | Sale | 756 | 66.5638 EUR | ||||
| ORD | Sale | 1,281 | 65.0423 EUR | ||||
| ORD (traded as ADR) | Sale | 7 | 17.7300 USD | ||||
| ORD (traded as ADR) | Sale | 317 | 17.7000 USD | ||||
| ORD | Sale | 16 | 65.0650 EUR | ||||
| ORD | Sale | 17 | 66.4250 EUR | ||||
| ORD | Sale | 26 | 66.3750 EUR | ||||
| ORD | Sale | 26 | 66.3950 EUR | ||||
| ORD | Sale | 26 | 66.5000 EUR | ||||
| ORD | Sale | 35 | 66.0600 EUR | ||||
| ORD | Sale | 35 | 66.0700 EUR | ||||
| ORD | Sale | 35 | 66.0750 EUR | ||||
| ORD | Sale | 35 | 66.2350 EUR | ||||
| ORD | Sale | 35 | 66.2590 EUR | ||||
| ORD | Sale | 35 | 66.3540 EUR | ||||
| ORD | Sale | 35 | 66.4040 EUR | ||||
| ORD | Sale | 35 | 66.4140 EUR | ||||
| ORD | Sale | 35 | 66.4350 EUR | ||||
| ORD | Sale | 35 | 66.4650 EUR | ||||
| ORD | Sale | 36 | 65.2550 EUR | ||||
| ORD | Sale | 38 | 65.3420 EUR | ||||
| ORD | Sale | 56 | 65.6300 EUR | ||||
| ORD | Sale | 59 | 65.0950 EUR | ||||
| ORD | Sale | 59 | 66.0900 EUR | ||||
| ORD | Sale | 59 | 66.1450 EUR | ||||
| ORD | Sale | 59 | 66.3500 EUR | ||||
| ORD | Sale | 59 | 66.3550 EUR | ||||
| ORD | Sale | 59 | 66.4240 EUR | ||||
| ORD | Sale | 59 | 66.4450 EUR | ||||
| ORD | Sale | 60 | 65.3300 EUR | ||||
| ORD | Sale | 67 | 65.3050 EUR | ||||
| ORD | Sale | 67 | 65.3250 EUR | ||||
| ORD | Sale | 67 | 65.3660 EUR | ||||
| ORD | Sale | 67 | 65.4150 EUR | ||||
| ORD | Sale | 94 | 66.3650 EUR | ||||
| ORD | Sale | 94 | 66.4170 EUR | ||||
| ORD | Sale | 104 | 66.2200 EUR | ||||
| ORD | Sale | 109 | 65.1010 EUR | ||||
| ORD | Sale | 109 | 65.4800 EUR | ||||
| ORD | Sale | 109 | 66.5090 EUR | ||||
| ORD | Sale | 109 | 66.5400 EUR | ||||
| ORD | Sale | 117 | 66.3000 EUR | ||||
| ORD | Sale | 118 | 66.3850 EUR | ||||
| ORD | Sale | 118 | 66.4200 EUR | ||||
| ORD | Sale | 127 | 65.4520 EUR | ||||
| ORD | Sale | 129 | 66.3300 EUR | ||||
| ORD | Sale | 131 | 66.0000 EUR | ||||
| ORD | Sale | 133 | 65.4000 EUR | ||||
| ORD | Sale | 133 | 65.4100 EUR | ||||
| ORD | Sale | 133 | 65.5600 EUR | ||||
| ORD | Sale | 133 | 65.6100 EUR | ||||
| ORD | Sale | 143 | 66.3390 EUR | ||||
| ORD | Sale | 143 | 66.3530 EUR | ||||
| ORD | Sale | 145 | 66.1500 EUR | ||||
| ORD | Sale | 148 | 65.0500 EUR | ||||
| ORD | Sale | 158 | 65.4500 EUR | ||||
| ORD | Sale | 170 | 66.1090 EUR | ||||
| ORD | Sale | 171 | 66.4150 EUR | ||||
| ORD | Sale | 176 | 65.2450 EUR | ||||
| ORD | Sale | 182 | 66.2000 EUR | ||||
| ORD | Sale | 191 | 65.2800 EUR | ||||
| ORD | Sale | 191 | 65.3150 EUR | ||||
| ORD | Sale | 191 | 65.3210 EUR | ||||
| ORD | Sale | 194 | 65.3610 EUR | ||||
| ORD | Sale | 195 | 65.4400 EUR | ||||
| ORD | Sale | 200 | 65.4110 EUR | ||||
| ORD | Sale | 202 | 66.4100 EUR | ||||
| ORD | Sale | 204 | 65.2700 EUR | ||||
| ORD | Sale | 210 | 65.2500 EUR | ||||
| ORD | Sale | 215 | 66.3700 EUR | ||||
| ORD | Sale | 223 | 65.2900 EUR | ||||
| ORD | Sale | 233 | 65.3500 EUR | ||||
| ORD | Sale | 238 | 66.0400 EUR | ||||
| ORD | Sale | 249 | 66.3600 EUR | ||||
| ORD | Sale | 255 | 65.3800 EUR | ||||
| ORD | Sale | 257 | 65.3600 EUR | ||||
| ORD | Sale | 271 | 66.3900 EUR | ||||
| ORD | Sale | 291 | 65.4700 EUR | ||||
| ORD | Sale | 292 | 65.5100 EUR | ||||
| ORD | Sale | 300 | 66.3100 EUR | ||||
| ORD | Sale | 300 | 66.4800 EUR | ||||
| ORD | Sale | 303 | 66.4500 EUR | ||||
| ORD | Sale | 354 | 66.3800 EUR | ||||
| ORD | Sale | 358 | 66.7300 EUR | ||||
| ORD | Sale | 385 | 66.3313 EUR | ||||
| ORD | Sale | 386 | 65.3400 EUR | ||||
| ORD | Sale | 389 | 66.3870 EUR | ||||
| ORD | Sale | 400 | 66.2100 EUR | ||||
| ORD | Sale | 400 | 66.2300 EUR | ||||
| ORD | Sale | 435 | 66.2400 EUR | ||||
| ORD | Sale | 438 | 65.2400 EUR | ||||
| ORD | Sale | 447 | 66.4090 EUR | ||||
| ORD | Sale | 457 | 65.3776 EUR | ||||
| ORD | Sale | 500 | 65.6400 EUR | ||||
| ORD | Sale | 525 | 66.4400 EUR | ||||
| ORD | Sale | 573 | 65.2300 EUR | ||||
| ORD | Sale | 608 | 66.2800 EUR | ||||
| ORD | Sale | 619 | 66.1700 EUR | ||||
| ORD | Sale | 627 | 65.7199 EUR | ||||
| ORD | Sale | 657 | 66.3990 EUR | ||||
| ORD | Sale | 712 | 65.3100 EUR | ||||
| ORD | Sale | 716 | 66.3890 EUR | ||||
| ORD | Sale | 909 | 65.6715 EUR | ||||
| ORD | Sale | 909 | 66.1000 EUR | ||||
| ORD | Sale | 1,039 | 65.6717 EUR | ||||
| ORD | Sale | 1,209 | 66.3766 EUR | ||||
| ORD | Sale | 1,381 | 66.4000 EUR | ||||
| ORD | Sale | 1,587 | 17.7000 USD | ||||
| ORD | Sale | 1,664 | 65.3900 EUR | ||||
| ORD | Sale | 2,323 | 66.1546 EUR | ||||
| ORD | Sale | 2,361 | 65.5900 EUR | ||||
| ORD | Sale | 2,500 | 65.1500 EUR | ||||
| ORD | Sale | 3,354 | 66.2160 EUR | ||||
| ORD | Sale | 3,760 | 66.2613 EUR | ||||
| ORD | Sale | 3,999 | 66.4050 EUR | ||||
| ORD | Sale | 4,757 | 65.8160 EUR | ||||
| ORD | Sale | 6,573 | 65.9949 EUR | ||||
| ORD | Sale | 7,551 | 65.6512 EUR | ||||
| ORD | Sale | 8,219 | 65.8178 EUR | ||||
| ORD | Sale | 10,516 | 66.1890 EUR | ||||
| ORD | Sale | 12,000 | 66.4161 EUR | ||||
| ORD | Sale | 15,282 | 65.8503 EUR | ||||
| ORD | Sale | 16,677 | 65.9418 EUR | ||||
| ORD | Sale | 20,997 | 65.3519 EUR | ||||
| ORD | Sale | 22,895 | 66.3200 EUR | ||||
| ORD | Sale | 31,035 | 66.0305 EUR | ||||
| ORD | Sale | 41,552 | 65.6082 EUR | ||||
| ORD | Sale | 61,993 | 65.7139 EUR |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 909 | 65.6716 EUR | |||||
| ORD | SWAP | Long | 1,585 | 66.3874 EUR | |||||
| ORD | CFD | Long | 2,450 | 65.7600 EUR | |||||
| ORD | SWAP | Long | 4,500 | 65.5900 EUR | |||||
| ORD | CFD | Long | 8,219 | 65.8178 EUR | |||||
| ORD | SWAP | Long | 8,406 | 65.7162 EUR | |||||
| ORD | CFD | Short | 2,450 | 17.7828 USD | |||||
| ORD | SWAP | Long | 12,000 | 66.4161 EUR | |||||
| ORD | CFD | Long | 102,144 | 65.6525 EUR | |||||
| ORD | CFD | Short | 318 | 65.3750 EUR | |||||
| ORD | SWAP | Short | 2,133 | 65.8126 EUR | |||||
| ORD | SWAP | Short | 2,403 | 65.4630 EUR | |||||
| ORD | SWAP | Short | 4,244 | 65.2879 EUR | |||||
| ORD | SWAP | Short | 5,300 | 65.5900 EUR |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 20 Sep 2013 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | BARCLAYS CAPITAL SECURITIES LTD | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SA | |
| relevant securities this from relates: |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Futures | Purchased | 140,000 | 1.3340 | 20 Dec 2013 | ||||||||
| ORD | Futures | Selling | -90,000 | 1.5200 | 20 Dec 2013 | ||||||||
| ORD | Put Options | Written | -300,000 | 57.7500 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -250,000 | 57.7500 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | 150,000 | 38.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | 25,000 | 42.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Purchased | 25,000 | 43.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Purchased | 125,000 | 44.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Purchased | 200,000 | 48.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Purchased | 100,000 | 50.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Purchased | 100,000 | 56.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Written | -200,000 | 42.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Written | -200,000 | 48.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Written | -100,000 | 50.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Written | -100,000 | 50.0000 | American | 19 Dec 2014 | |||||||
| ORD | Put Options | Written | -100,000 | 52.0000 | American | 20 Dec 2013 | |||||||
| ORD | Put Options | Written | -50,000 | 60.0000 | American | 20 Sep 2013 | |||||||
| ORD | Call Options | Purchased | 50,000 | 52.0000 | American | 20 Dec 2013 | |||||||
| ORD | Call Options | Purchased | 278,500 | 60.0000 | American | 20 Sep 2013 | |||||||
| ORD | Call Options | Purchased | 100,000 | 64.0000 | American | 20 Dec 2013 | |||||||
| ORD | Call Options | Written | -50,000 | 48.0000 | American | 20 Dec 2013 | |||||||
| ORD | Call Options | Written | -100,000 | 50.0000 | American | 20 Dec 2013 | |||||||
| ORD | Call Options | Written | -100,000 | 60.0000 | American | 20 Sep 2013 | |||||||
| ORD | Call Options | Written | -100,000 | 60.0000 | American | 18 Oct 2013 | |||||||
| ORD | Call Options | Written | -100,000 | 68.0000 | American | 20 Dec 2013 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2013
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