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Form 8.5 (EPT/NON-RI) - Schneider Electric Plc - AMENDMENT

20th Dec 2013 11:53

FORM 8.5 (EPT/NON-RI) - AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose SCHNEIDER ELECTRIC SA
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Advisor to Offeree
principal trader is connected
(d) Date position held/dealing undertaken: 18 December 2013
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect INVENSYS PLC
of any other party to this offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,857,439 0.34% 1,408,071 0.25%
(2) Derivatives (other than
options): 2,182,112 0.40% 1,320,878 0.24%
(3) Options and agreements to
purchase/sell: 1,502,000 0.27% 1,889,000 0.34%
(4) TOTAL:
5,541,551 1.01% 4,617,949 0.82%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 7 59.6600 EUR
ORD Purchase 36 59.8600 EUR
ORD Purchase 36 59.8800 EUR
ORD Purchase 41 59.8200 EUR
ORD Purchase 52 59.6100 EUR
ORD Purchase 62 59.7700 EUR
ORD Purchase 89 59.5700 EUR
ORD Purchase 99 59.6500 EUR
ORD Purchase 99 59.7000 EUR
ORD Purchase 108 59.8000 EUR
ORD Purchase 149 59.8212 EUR
ORD Purchase 159 59.7200 EUR
ORD Purchase 175 59.6354 EUR
ORD Purchase 187 59.4900 EUR
ORD Purchase 200 59.4500 EUR
ORD Purchase 220 59.7100 EUR
ORD Purchase 300 59.4300 EUR
ORD Purchase 423 59.5000 EUR
ORD Purchase 428 59.5933 EUR
ORD Purchase 600 16.4383 USD
ORD Purchase 1,352 59.5439 EUR
ORD Purchase 2,102 59.8057 EUR
ORD Purchase 2,622 59.4904 EUR
ORD Purchase 3,150 59.4730 EUR
ORD Purchase 4,218 59.8100 EUR
ORD Purchase 6,214 59.5758 EUR
ORD Purchase 6,500 59.7500 EUR
ORD Purchase 8,400 59.5329 EUR
ORD Purchase 12,273 59.6618 EUR
ORD Purchase 12,778 59.6051 EUR
ORD Purchase 13,243 59.5221 EUR
ORD Purchase 45,137 59.6200 EUR
ORD Purchase 45,217 59.4600 EUR
ORD Purchase 46,583 59.6636 EUR
ORD Purchase 90,275 59.7600 EUR
ORD (traded as ADR) Purchase 5 16.4100 USD
ORD (traded as ADR) Purchase 65 16.5300 USD
ORD (traded as ADR) Purchase 120 16.4383 USD
ORD (traded as ADR) Purchase 270 16.4227 USD
ORD (traded as ADR) Purchase 312 16.4300 USD
ORD (traded as ADR) Sale 71 16.5208 USD
ORD (traded as ADR) Sale 120 16.4383 USD
ORD (traded as ADR) Sale 171 16.4300 USD
ORD (traded as ADR) Sale 270 16.4227 USD
ORD Sale 36 59.8600 EUR
ORD Sale 36 59.8800 EUR
ORD Sale 41 59.8200 EUR
ORD Sale 52 59.6100 EUR
ORD Sale 62 59.7700 EUR
ORD Sale 80 59.4600 EUR
ORD Sale 89 59.5700 EUR
ORD Sale 99 59.7000 EUR
ORD Sale 113 59.7200 EUR
ORD Sale 187 59.4900 EUR
ORD Sale 187 59.5724 EUR
ORD Sale 200 59.4500 EUR
ORD Sale 202 59.7299 EUR
ORD Sale 220 59.7100 EUR
ORD Sale 255 59.7708 EUR
ORD Sale 300 59.4300 EUR
ORD Sale 423 59.5000 EUR
ORD Sale 428 59.7003 EUR
ORD Sale 531 59.6644 EUR
ORD Sale 904 59.7500 EUR
ORD Sale 1,000 59.4571 EUR
ORD Sale 1,348 16.4227 USD
ORD Sale 2,036 59.8000 EUR
ORD Sale 2,850 59.7303 EUR
ORD Sale 4,915 59.7571 EUR
ORD Sale 10,814 59.6624 EUR
ORD Sale 24,275 59.6494 EUR
ORD Sale 26,673 59.8100 EUR
ORD Sale 27,680 59.7344 EUR

(b) Derivatives transactions (other than options)

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 78 59.8800 EUR
ORD CFD Long 167 59.7922 EUR
ORD SWAP Long 500 59.6966 EUR
ORD CFD Long 4,915 59.7571 EUR
ORD SWAP Long 24,030 59.6398 EUR
ORD CFD Long 270 16.4227 USD
ORD CFD Short 120 16.4383 USD
ORD CFD Short 9 59.8055 EUR
ORD CFD Short 200 59.8051 EUR
ORD SWAP Short 400 59.6277 EUR
ORD CFD Short 435 59.8050 EUR
ORD SWAP Short 2,102 59.8057 EUR
ORD CFD Short 2,726 59.8150 EUR
ORD SWAP Short 3,150 59.4730 EUR
ORD SWAP Short 3,688 59.4888 EUR
ORD CFD Short 4,244 59.8012 EUR
ORD SWAP Short 5,678 59.5116 EUR
ORD SWAP Short 14,446 59.4884 EUR
ORD SWAP Short 16,800 59.5746 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
ORD Call Options Selling 50,000 64 EUR American 19 Dec 2014 4.2900 EUR
ORD Put Options Selling 50,000 52 EUR American 19 Dec 2014 3.9100 EUR

(ii) Exercising

Class of relevant security Product description

e.g. call option

Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 20 Dec 2013
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:
Name of offeror/offeree in relation to whose SCHNEIDER ELECTRIC SA
relevant securities this from relates:

2. OPTIONS AND DERIVATIVES

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Futures Purchased 140,000 1.3340 20 Dec 2013
ORD Futures Selling -90,000 1.5200 20 Dec 2013
ORD Put Options Written -300,000 57.7500 European 18 Dec 2015
ORD Call Options Written -250,000 57.7500 European 18 Dec 2015
ORD Put Options Purchased 150,000 38.0000 American 20 Jun 2014
ORD Put Options Purchased 25,000 42.0000 American 20 Dec 2013
ORD Put Options Purchased 25,000 43.0000 American 20 Dec 2013
ORD Put Options Purchased 125,000 44.0000 American 20 Dec 2013
ORD Put Options Purchased 200,000 48.0000 American 20 Dec 2013
ORD Put Options Purchased 100,000 48.0000 American 19 Dec 2014
ORD Put Options Purchased 100,000 50.0000 American 20 Dec 2013
ORD Put Options Purchased 100,000 56.0000 American 20 Dec 2013
ORD Put Options Written -200,000 42.0000 American 20 Dec 2013
ORD Put Options Written -200,000 48.0000 American 20 Dec 2013
ORD Put Options Written -100,000 50.0000 American 20 Dec 2013
ORD Put Options Written -100,000 50.0000 American 19 Dec 2014
ORD Put Options Written -100,000 52.0000 American 20 Dec 2013
ORD Put Options Written -50,000 52.0000 American 19 Dec 2014
ORD Call Options Purchased 50,000 52.0000 American 20 Dec 2013
ORD Call Options Purchased 63,700 60.0000 American 21 Feb 2014
ORD Call Options Purchased 75,000 60.0000 American 19 Dec 2014
ORD Call Options Purchased 55,000 64.0000 American 20 Dec 2013
ORD Call Options Purchased 50,000 64.0000 American 19 Dec 2014
ORD Call Options Purchased 43,300 68.0000 American 17 Jan 2014
ORD Call Options Purchased 100,000 68.0000 American 20 Jun 2014
ORD Call Options Purchased 100,000 80.0000 American 19 Dec 2014
ORD Call Options Written -50,000 48.0000 American 20 Dec 2013
ORD Call Options Written -100,000 50.0000 American 20 Dec 2013
ORD Call Options Written -75,000 60.0000 American 20 Dec 2013
ORD Call Options Written -119,000 60.0000 American 21 Feb 2014
ORD Call Options Written -55,000 62.0000 American 20 Dec 2013
ORD Call Options Written -50,000 64.0000 American 20 Dec 2013
ORD Call Options Written -50,000 64.0000 American 19 Dec 2014

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2013

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