23rd Jul 2013 15:25
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||
| Company dealt in | ELAN CORPORATION | ||
| Class of relevant security to which the | €0.05 ordinary shares | ||
| dealings being disclosed relate (Note 2) | |||
| Date of dealing | 22 July 2013 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 2,914,508 | 0.57% | 1,279,101 | 0.25% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 107,376 | 0.02% | 2,622,180 | 0.51% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 3,021,884 | 0.59% | 3,901,281 | 0.76% | ||||||||
| Class of relevant security: | ADR | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 173,296 | 0.03% | 2,034,142 | 0.40% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 6,500,700 | 1.27% | 3,640,700 | 0.71% | |||||||
| (4) | TOTAL: | ||||||||||
| 6,673,996 | 1.30% | 5,674,842 | 1.11% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||
| Number (%) | Number (%) | |||
| (1) Relevant securities | ||||
| (2) Derivatives (other than options) | ||||
| (3) Options and agreements to purchase/sell | ||||
| Total |
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 670 | 10.5850 EUR | |||
| Purchase | 17,259 | 10.5820 EUR | |||
| Sale | 5,465 | 10.7036 EUR | |||
| Sale | 14,531 | 10.6637 EUR | |||
| Purchase | 100 | 14.2200 USD | |||
| Purchase | 100 | 14.2400 USD | |||
| Purchase | 200 | 14.1500 USD | |||
| Purchase | 400 | 14.1610 USD | |||
| Purchase | 400 | 14.1950 USD | |||
| Purchase | 600 | 14.2066 USD | |||
| Purchase | 700 | 14.1642 USD | |||
| Purchase | 700 | 14.1871 USD | |||
| Purchase | 800 | 14.1887 USD | |||
| Purchase | 1,000 | 14.1952 USD | |||
| Purchase | 1,100 | 14.2332 USD | |||
| Purchase | 1,200 | 14.1587 USD | |||
| Purchase | 1,500 | 14.1886 USD | |||
| Purchase | 1,600 | 14.1900 USD | |||
| Purchase | 1,700 | 14.1647 USD | |||
| Purchase | 2,200 | 14.2247 USD | |||
| Purchase | 2,400 | 14.1922 USD | |||
| Purchase | 2,400 | 14.1991 USD | |||
| Purchase | 2,600 | 14.1596 USD | |||
| Purchase | 3,335 | 14.1845 USD | |||
| Purchase | 3,900 | 14.1623 USD | |||
| Purchase | 4,000 | 14.1962 USD | |||
| Purchase | 4,181 | 14.2144 USD | |||
| Purchase | 4,462 | 14.1644 USD | |||
| Purchase | 5,000 | 14.2217 USD | |||
| Purchase | 5,050 | 14.1600 USD | |||
| Purchase | 5,409 | 14.1629 USD | |||
| Purchase | 7,100 | 14.2065 USD | |||
| Purchase | 7,900 | 14.1732 USD | |||
| Purchase | 9,400 | 14.1499 USD | |||
| Purchase | 10,000 | 14.2011 USD | |||
| Purchase | 10,800 | 14.1590 USD | |||
| Purchase | 11,400 | 14.1609 USD | |||
| Purchase | 12,274 | 14.1891 USD | |||
| Purchase | 12,800 | 14.1874 USD | |||
| Purchase | 14,200 | 14.1592 USD | |||
| Purchase | 14,379 | 14.1605 USD | |||
| Purchase | 16,800 | 14.1784 USD | |||
| Purchase | 19,243 | 14.1584 USD | |||
| Purchase | 19,800 | 14.2414 USD | |||
| Purchase | 25,800 | 14.1928 USD | |||
| Purchase | 29,127 | 14.1846 USD | |||
| Purchase | 34,093 | 14.1946 USD | |||
| Purchase | 34,600 | 14.2156 USD | |||
| Purchase | 41,686 | 14.1601 USD | |||
| Purchase | 44,839 | 14.2382 USD | |||
| Purchase | 50,000 | 14.1931 USD | |||
| Purchase | 59,900 | 14.2142 USD | |||
| Purchase | 64,000 | 14.2177 USD | |||
| Purchase | 188,000 | 14.1700 USD | |||
| Purchase | 198,108 | 14.1906 USD | |||
| Sale | 87 | 14.2500 USD | |||
| Sale | 100 | 14.2000 USD | |||
| Sale | 100 | 14.2400 USD | |||
| Sale | 150 | 14.1866 USD | |||
| Sale | 300 | 14.1416 USD | |||
| Sale | 300 | 14.1800 USD | |||
| Sale | 300 | 14.1966 USD | |||
| Sale | 300 | 14.2066 USD | |||
| Sale | 300 | 14.2200 USD | |||
| Sale | 300 | 14.2333 USD | |||
| Sale | 364 | 14.1613 USD | |||
| Sale | 400 | 14.1610 USD | |||
| Sale | 400 | 14.1950 USD | |||
| Sale | 600 | 14.2466 USD | |||
| Sale | 800 | 14.1475 USD | |||
| Sale | 900 | 14.1533 USD | |||
| Sale | 900 | 14.1816 USD | |||
| Sale | 1,100 | 14.1854 USD | |||
| Sale | 1,300 | 14.1676 USD | |||
| Sale | 1,500 | 14.2386 USD | |||
| Sale | 1,800 | 14.1511 USD | |||
| Sale | 1,900 | 14.2394 USD | |||
| Sale | 2,000 | 14.1844 USD | |||
| Sale | 2,200 | 14.1495 USD | |||
| Sale | 2,300 | 14.1878 USD | |||
| Sale | 2,300 | 14.1917 USD | |||
| Sale | 2,300 | 14.1947 USD | |||
| Sale | 2,529 | 14.1584 USD | |||
| Sale | 2,635 | 14.1839 USD | |||
| Sale | 2,900 | 14.1400 USD | |||
| Sale | 3,300 | 14.1775 USD | |||
| Sale | 3,900 | 14.1623 USD | |||
| Sale | 4,200 | 14.1680 USD | |||
| Sale | 4,367 | 14.1603 USD | |||
| Sale | 4,567 | 14.1987 USD | |||
| Sale | 4,813 | 14.1804 USD | |||
| Sale | 5,600 | 14.2014 USD | |||
| Sale | 6,022 | 14.1942 USD | |||
| Sale | 6,800 | 14.1979 USD | |||
| Sale | 6,900 | 14.2371 USD | |||
| Sale | 8,500 | 14.1496 USD | |||
| Sale | 8,800 | 14.2189 USD | |||
| Sale | 9,700 | 14.1985 USD | |||
| Sale | 12,165 | 14.1510 USD | |||
| Sale | 12,383 | 14.1591 USD | |||
| Sale | 13,300 | 14.1716 USD | |||
| Sale | 16,800 | 14.1784 USD | |||
| Sale | 16,920 | 14.1936 USD | |||
| Sale | 20,900 | 14.2410 USD | |||
| Sale | 23,000 | 14.2263 USD | |||
| Sale | 24,232 | 14.1786 USD | |||
| Sale | 25,500 | 14.2146 USD | |||
| Sale | 34,069 | 14.1746 USD | |||
| Sale | 38,786 | 14.1600 USD | |||
| Sale | 39,200 | 14.2122 USD | |||
| Sale | 43,121 | 14.1935 USD | |||
| Sale | 60,929 | 14.1601 USD | |||
| Sale | 94,000 | 14.1700 USD | |||
| Sale | 406,800 | 14.1988 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| ORD | Long | 3,056 | 10.6847 EUR | ||||
| ORD | Long | 3,067 | 10.6193 EUR | ||||
| ORD | Long | 4,598 | 10.6436 EUR | ||||
| ORD | Short | 1,600 | 10.5894 EUR | ||||
| ORD | Short | 7,279 | 10.5849 EUR | ||||
| ORD | Short | 8,380 | 10.5834 EUR |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product | Writing, | Number | Exercise | Type | Expiry | Option | |||||||
| description | purchasing, | of | price | date | money | ||||||||
| selling, | securities | per unit | paid/ | ||||||||||
| varying etc | to which | received | |||||||||||
| option | per unit | ||||||||||||
| relates | |||||||||||||
| Call Option | Purchasing | 8,000 | 14 USD | American | 19 Oct 2013 | 0.8000 USD | |||||||
| Call Option | Purchasing | 126,200 | 16 USD | American | 18 Jan 2014 | 0.1910 USD | |||||||
| Call Option | Selling | 126,000 | 15 USD | American | 19 Oct 2013 | 0.3854 USD | |||||||
| Put Option | Selling | 10,000 | 12 USD | American | 17 Aug 2013 | 0.1000 USD | |||||||
| Put Option | Selling | 100 | 13 USD | American | 17 Aug 2013 | 0.1500 USD |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES
| Date of disclosure | 23 Jul 2013 | |
| Contact name | Rajesh Muthanna | |
| Telephone number | 020 3555 4634 | |
| If a connected EFM, name of offeree/offeror with which connected | ||
| If a connected EFM, state nature of connection (Note 10) |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry | ||||||
| purchased | relevant securities | price | date | ||||||||
| to which the option | |||||||||||
| or derivative | |||||||||||
| relates | |||||||||||
| Call Options | Purchased | 200 | 6.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Purchased | 246,600 | 10.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 100 | 10.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 6,600 | 12.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Purchased | 343,600 | 12.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 600 | 12.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 850,000 | 13.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Purchased | 1,517,000 | 14.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Purchased | 69,400 | 14.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Purchased | 2,600 | 14.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 22,700 | 15.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Purchased | 2,600 | 15.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 356,900 | 16.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Purchased | 5,200 | 16.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Purchased | 126,200 | 16.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 4,300 | 17.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 400 | 18.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 1,400 | 20.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 4,200 | 22.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 700 | 25.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -2,400 | 5.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -1,000 | 10.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Written | -100 | 10.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -3,100 | 11.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Written | -3,000 | 11.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -500,000 | 12.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Written | -20,300 | 13.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Written | -15,800 | 13.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -47,500 | 14.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Written | -456,800 | 15.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Written | -198,400 | 15.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Written | -16,600 | 15.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -800 | 17.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -100 | 22.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Purchased | 2,000 | 5.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | 413,000 | 10.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Purchased | 600 | 10.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | 1,555,000 | 11.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Purchased | 41,900 | 12.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Purchased | 2,300 | 12.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | 197,700 | 13.0000 | American | 17 Aug 2013 | ||||||
| Put Options | Purchased | 38,800 | 13.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Purchased | 610,800 | 14.0000 | American | 17 Aug 2013 | ||||||
| Put Options | Purchased | 77,200 | 14.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Purchased | 100 | 15.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Written | -300 | 8.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | -4,600 | 10.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Written | -9,900 | 10.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Written | -800,000 | 11.0000 | American | 17 Aug 2013 | ||||||
| Put Options | Written | -12,700 | 11.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Written | -6,200 | 11.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Written | -1,374,200 | 12.0000 | American | 17 Aug 2013 | ||||||
| Put Options | Written | -74,900 | 12.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Written | -8,300 | 12.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | -4,000 | 13.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Written | -73,100 | 14.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Written | -3,200 | 15.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Written | -3,400 | 22.0000 | American | 18 Jan 2014 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Copyright Business Wire 2013
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