29th Jul 2013 12:45
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | Elan Corporation plc | |
| Class of relevant security to which the dealings being disclosed relate (Note 2) | €0.05 ordinary shares | |
| Date of dealing | 26 July 2013 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 2,914,399 | 0.57% | 1,292,333 | 0.25% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 120,607 | 0.02% | 2,615,735 | 0.51% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 3,035,006 | 0.59% | 3,908,068 | 0.76% | ||||||||
| Class of relevant security: | ADR | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 308,978 | 0.06% | 3,859,921 | 0.75% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 6,957,100 | 1.36% | 7,562,500 | 1.48% | |||||||
| (4) | TOTAL: | ||||||||||
| 7,266,078 | 1.42% | 11,422,421 | 2.23% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||
| Number (%) | Number (%) | |||
| (1) Relevant securities | ||||
| (2) Derivatives (other than options) | ||||
| (3) Options and agreements to purchase/sell | ||||
| Total |
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 227 | 11.1016 EUR | |||
| Purchase | 244 | 11.0850 EUR | |||
| Purchase | 718 | 11.1099 EUR | |||
| Purchase | 1,000 | 11.1171 EUR | |||
| Purchase | 1,000 | 11.1400 EUR | |||
| Purchase | 1,540 | 11.1127 EUR | |||
| Purchase | 9,259 | 11.0763 EUR | |||
| Purchase | 11,000 | 11.0210 EUR | |||
| Sale | 37 | 11.0691 EUR | |||
| Sale | 244 | 11.0850 EUR | |||
| Sale | 889 | 11.0909 EUR | |||
| Sale | 1,000 | 11.1400 EUR | |||
| Sale | 1,103 | 10.8296 EUR | |||
| Sale | 1,274 | 10.9234 EUR | |||
| Sale | 8,379 | 11.0591 EUR | |||
| Sale | 21,819 | 11.1406 EUR | |||
| Purchase | 73 | 14.9500 USD | |||
| Purchase | 160 | 15.0575 USD | |||
| Purchase | 192 | 14.9073 USD | |||
| Purchase | 300 | 15.0500 USD | |||
| Purchase | 400 | 15.0347 USD | |||
| Purchase | 445 | 14.9100 USD | |||
| Purchase | 500 | 15.0300 USD | |||
| Purchase | 600 | 14.9750 USD | |||
| Purchase | 665 | 15.0700 USD | |||
| Purchase | 700 | 15.0157 USD | |||
| Purchase | 700 | 15.0671 USD | |||
| Purchase | 800 | 14.8925 USD | |||
| Purchase | 800 | 14.9074 USD | |||
| Purchase | 855 | 14.9088 USD | |||
| Purchase | 926 | 14.9287 USD | |||
| Purchase | 1,000 | 15.0400 USD | |||
| Purchase | 1,368 | 14.9542 USD | |||
| Purchase | 1,462 | 14.9666 USD | |||
| Purchase | 1,500 | 14.9440 USD | |||
| Purchase | 1,700 | 15.0600 USD | |||
| Purchase | 1,708 | 14.9050 USD | |||
| Purchase | 1,775 | 15.0609 USD | |||
| Purchase | 2,000 | 15.0607 USD | |||
| Purchase | 2,597 | 14.9919 USD | |||
| Purchase | 2,900 | 15.0636 USD | |||
| Purchase | 3,018 | 14.9593 USD | |||
| Purchase | 3,108 | 14.9615 USD | |||
| Purchase | 3,400 | 15.0032 USD | |||
| Purchase | 3,800 | 14.9223 USD | |||
| Purchase | 4,200 | 14.9650 USD | |||
| Purchase | 5,000 | 14.9820 USD | |||
| Purchase | 5,300 | 14.9175 USD | |||
| Purchase | 5,875 | 14.9800 USD | |||
| Purchase | 6,200 | 14.9891 USD | |||
| Purchase | 6,800 | 14.9765 USD | |||
| Purchase | 7,200 | 14.9052 USD | |||
| Purchase | 7,200 | 15.0529 USD | |||
| Purchase | 9,700 | 14.9404 USD | |||
| Purchase | 10,500 | 14.9833 USD | |||
| Purchase | 11,433 | 14.9851 USD | |||
| Purchase | 11,843 | 14.9531 USD | |||
| Purchase | 12,200 | 14.9662 USD | |||
| Purchase | 12,500 | 15.0016 USD | |||
| Purchase | 13,900 | 14.9068 USD | |||
| Purchase | 14,900 | 14.9625 USD | |||
| Purchase | 14,944 | 14.9643 USD | |||
| Purchase | 16,800 | 14.9715 USD | |||
| Purchase | 21,883 | 14.9646 USD | |||
| Purchase | 25,309 | 14.9898 USD | |||
| Purchase | 27,125 | 15.0066 USD | |||
| Purchase | 29,211 | 15.0010 USD | |||
| Purchase | 32,582 | 14.9907 USD | |||
| Purchase | 32,800 | 14.9813 USD | |||
| Purchase | 33,158 | 14.9690 USD | |||
| Purchase | 40,100 | 14.9727 USD | |||
| Purchase | 47,680 | 15.0048 USD | |||
| Purchase | 50,800 | 14.9193 USD | |||
| Purchase | 54,100 | 15.0270 USD | |||
| Purchase | 59,424 | 14.9895 USD | |||
| Purchase | 63,800 | 14.9686 USD | |||
| Purchase | 76,677 | 14.9711 USD | |||
| Purchase | 102,700 | 14.9000 USD | |||
| Purchase | 127,100 | 14.9828 USD | |||
| Purchase | 174,000 | 14.9740 USD | |||
| Purchase | 201,300 | 14.9734 USD | |||
| Sale | 300 | 14.9500 USD | |||
| Sale | 300 | 14.9800 USD | |||
| Sale | 400 | 14.9475 USD | |||
| Sale | 400 | 14.9900 USD | |||
| Sale | 400 | 15.0425 USD | |||
| Sale | 444 | 14.9660 USD | |||
| Sale | 500 | 14.9381 USD | |||
| Sale | 500 | 14.9982 USD | |||
| Sale | 511 | 14.9458 USD | |||
| Sale | 700 | 14.9357 USD | |||
| Sale | 700 | 14.9543 USD | |||
| Sale | 700 | 14.9614 USD | |||
| Sale | 700 | 14.9785 USD | |||
| Sale | 700 | 15.0412 USD | |||
| Sale | 700 | 15.0414 USD | |||
| Sale | 800 | 14.9940 USD | |||
| Sale | 900 | 14.9988 USD | |||
| Sale | 1,000 | 14.9430 USD | |||
| Sale | 1,100 | 14.9636 USD | |||
| Sale | 1,200 | 14.9895 USD | |||
| Sale | 1,200 | 15.0500 USD | |||
| Sale | 1,400 | 14.9521 USD | |||
| Sale | 1,500 | 14.9893 USD | |||
| Sale | 2,100 | 14.9504 USD | |||
| Sale | 2,100 | 15.0066 USD | |||
| Sale | 2,165 | 14.9814 USD | |||
| Sale | 2,495 | 14.9420 USD | |||
| Sale | 3,300 | 14.9513 USD | |||
| Sale | 3,400 | 14.9214 USD | |||
| Sale | 3,720 | 15.0463 USD | |||
| Sale | 3,800 | 14.9602 USD | |||
| Sale | 3,800 | 14.9638 USD | |||
| Sale | 3,900 | 14.9896 USD | |||
| Sale | 4,000 | 14.9622 USD | |||
| Sale | 4,000 | 14.9789 USD | |||
| Sale | 4,214 | 14.9865 USD | |||
| Sale | 4,500 | 14.9436 USD | |||
| Sale | 4,735 | 14.9349 USD | |||
| Sale | 4,844 | 14.9393 USD | |||
| Sale | 5,405 | 14.9714 USD | |||
| Sale | 5,900 | 15.0477 USD | |||
| Sale | 6,200 | 14.9300 USD | |||
| Sale | 6,553 | 14.9275 USD | |||
| Sale | 7,000 | 14.9880 USD | |||
| Sale | 7,000 | 15.0394 USD | |||
| Sale | 7,400 | 14.9700 USD | |||
| Sale | 7,900 | 14.9476 USD | |||
| Sale | 8,494 | 15.0437 USD | |||
| Sale | 11,836 | 15.0268 USD | |||
| Sale | 13,200 | 14.9951 USD | |||
| Sale | 13,200 | 15.0031 USD | |||
| Sale | 15,800 | 14.9400 USD | |||
| Sale | 16,053 | 14.9244 USD | |||
| Sale | 26,400 | 14.9757 USD | |||
| Sale | 26,800 | 14.9794 USD | |||
| Sale | 31,200 | 14.9835 USD | |||
| Sale | 42,500 | 14.9720 USD | |||
| Sale | 47,900 | 14.9818 USD | |||
| Sale | 53,400 | 14.9726 USD | |||
| Sale | 64,222 | 14.9729 USD | |||
| Sale | 107,034 | 15.0030 USD | |||
| Sale | 125,000 | 14.9013 USD | |||
| Sale | 135,800 | 14.9747 USD | |||
| Sale | 149,200 | 14.9868 USD | |||
| Sale | 186,307 | 14.9768 USD | |||
| Sale | 200,500 | 14.9000 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| ORD | Long | 12 | 11.1175 EUR | ||||
| ORD | Long | 1,560 | 11.1338 EUR | ||||
| ORD | Long | 19,964 | 11.1389 EUR | ||||
| ORD | Short | 669 | 11.0344 EUR | ||||
| ORD | Short | 3,781 | 11.1217 EUR | ||||
| ORD | Short | 4,809 | 11.0512 EUR |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option | |||||||
| purchasing, | of | price | date | money | |||||||||
| selling, | securities | paid/ | |||||||||||
| varying etc | to which | received | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| Call Option | Purchasing | 50,000 | 15 USD | American | 17 Aug 2013 | 0.5517 USD | |||||||
| Call Option | Purchasing | 1,200 | 15 USD | American | 17 Aug 2013 | 0.5833 USD | |||||||
| Call Option | Purchasing | 49,800 | 15 USD | American | 21 Sep 2013 | 0.6500 USD | |||||||
| Call Option | Purchasing | 4,500 | 15 USD | American | 21 Sep 2013 | 0.7000 USD | |||||||
| Call Option | Purchasing | 100 | 17 USD | American | 21 Sep 2013 | 0.1500 USD | |||||||
| Call Option | Purchasing | 100 | 17 USD | American | 19 Oct 2013 | 0.1500 USD | |||||||
| Call Option | Purchasing | 34,500 | 17 USD | American | 18 Jan 2014 | 0.1948 USD | |||||||
| Call Option | Selling | 20,000 | 14 USD | American | 17 Aug 2013 | 1.3260 USD | |||||||
| Call Option | Selling | 3,700 | 14 USD | American | 19 Oct 2013 | 1.4067 USD | |||||||
| Call Option | Selling | 200 | 14 USD | American | 18 Jan 2014 | 1.6000 USD | |||||||
| Call Option | Selling | 23,600 | 15 USD | American | 17 Aug 2013 | 0.5289 USD | |||||||
| Call Option | Selling | 984,400 | 16 USD | American | 17 Aug 2013 | 0.2250 USD | |||||||
| Call Option | Selling | 45,500 | 16 USD | American | 17 Aug 2013 | 0.2297 USD | |||||||
| Call Option | Selling | 500 | 16 USD | American | 21 Sep 2013 | 0.3300 USD | |||||||
| Call Option | Selling | 1,500 | 16 USD | American | 19 Oct 2013 | 0.4166 USD | |||||||
| Call Option | Selling | 1,100 | 17 USD | American | 18 Jan 2014 | 0.2000 USD | |||||||
| Put Option | Purchasing | 50,000 | 14 USD | American | 17 Aug 2013 | 0.2982 USD | |||||||
| Put Option | Selling | 300 | 13 USD | American | 19 Oct 2013 | 0.3000 USD | |||||||
| Put Option | Selling | 5,400 | 14 USD | American | 17 Aug 2013 | 0.3000 USD | |||||||
| Put Option | Selling | 100 | 15 USD | American | 17 Aug 2013 | 0.6000 USD | |||||||
| Put Option | Selling | 3,600 | 15 USD | American | 17 Jan 2015 | 1.2500 USD |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES
| Date of disclosure | 29 July 2013 | |
| Contact name | Rajesh Muthanna | |
| Telephone number | 020 3555 4634 | |
| If a connected EFM, name of offeree/offeror with which connected | ||
| If a connected EFM, state nature of connection (Note 10) |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| OPEN POSITIONS | |||||||||||
| Product name | Written or | Number of | Exercise | Type | Expiry | ||||||
| purchased | relevant securities | price | date | ||||||||
| to which the option | |||||||||||
| or derivative | |||||||||||
| relates | |||||||||||
| Call Options | Purchased | 200 | 6.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Purchased | 246,600 | 10.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 100 | 10.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 4,600 | 12.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Purchased | 343,500 | 12.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 600 | 12.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 850,000 | 13.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Purchased | 1,502,000 | 14.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Purchased | 1,500,000 | 14.0000 | American | 21 Sep 2013 | ||||||
| Call Options | Purchased | 74,700 | 14.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Purchased | 54,300 | 15.0000 | American | 21 Sep 2013 | ||||||
| Call Options | Purchased | 200 | 15.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 3,800 | 16.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Purchased | 139,600 | 16.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 100 | 17.0000 | American | 21 Sep 2013 | ||||||
| Call Options | Purchased | 100 | 17.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Purchased | 73,700 | 17.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 400 | 18.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 1,400 | 20.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 4,200 | 22.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 700 | 25.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -2,400 | 5.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -3,000 | 9.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Written | -1,000 | 10.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Written | -100 | 10.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -3,100 | 11.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Written | -3,000 | 11.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -500,000 | 12.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Written | -19,900 | 13.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Written | -15,800 | 13.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -55,800 | 14.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Written | -300 | 14.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -1,141,000 | 15.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Written | -228,400 | 15.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Written | -12,100 | 15.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -1,700 | 15.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -682,900 | 16.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Written | -500 | 16.0000 | American | 21 Sep 2013 | ||||||
| Call Options | Written | -800 | 17.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -100 | 22.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Purchased | 2,000 | 5.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | 413,000 | 10.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Purchased | 600 | 10.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | 1,555,000 | 11.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Purchased | 42,700 | 12.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Purchased | 2,300 | 12.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | 38,800 | 13.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Purchased | 19,100 | 14.0000 | American | 17 Aug 2013 | ||||||
| Put Options | Purchased | 77,200 | 14.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Purchased | 100 | 15.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Purchased | 5,500 | 16.0000 | American | 17 Aug 2013 | ||||||
| Put Options | Written | -300 | 8.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | -4,600 | 10.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Written | -9,900 | 10.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Written | -800,000 | 11.0000 | American | 17 Aug 2013 | ||||||
| Put Options | Written | -12,700 | 11.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Written | -6,200 | 11.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Written | -1,374,200 | 12.0000 | American | 17 Aug 2013 | ||||||
| Put Options | Written | -1,500,000 | 12.0000 | American | 21 Sep 2013 | ||||||
| Put Options | Written | -74,900 | 12.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Written | -8,300 | 12.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | -666,300 | 13.0000 | American | 17 Aug 2013 | ||||||
| Put Options | Written | -1,000 | 13.0000 | American | 21 Sep 2013 | ||||||
| Put Options | Written | -4,300 | 13.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Written | -367,400 | 14.0000 | American | 17 Aug 2013 | ||||||
| Put Options | Written | -50,200 | 14.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Written | -100 | 15.0000 | American | 17 Aug 2013 | ||||||
| Put Options | Written | -3,200 | 15.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Written | -3,600 | 15.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | -3,400 | 22.0000 | American | 18 Jan 2014 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Copyright Business Wire 2013
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