18th Jul 2013 13:55
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||
| Company dealt in | Elan Corporation plc | ||
| Class of relevant security to which the | €0.05 ordinary shares | ||
| dealings being disclosed relate (Note 2) | |||
| Date of dealing | 17 July 2013 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 2,936,961 | 0.57% | 1,198,725 | 0.23% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 27,000 | 0.01% | 2,669,095 | 0.52% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 2,963,961 | 0.58% | 3,867,820 | 0.76% | ||||||||
| Class of relevant security: | ADR | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 488,976 | 0.10% | 2,037,340 | 0.40% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 8,340,500 | 1.63% | 4,163,800 | 0.81% | |||||||
| (4) | TOTAL: | ||||||||||
| 8,829,476 | 1.73% | 6,201,140 | 1.21% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||
| Number (%) | Number (%) | |||
| (1) Relevant securities | ||||
| (2) Derivatives (other than options) | ||||
| (3) Options and agreements to purchase/sell | ||||
| Total |
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 2,100 | 10.6855 EUR | |||
| Purchase | 4,490 | 10.5374 EUR | |||
| Purchase | 7,126 | 10.6900 EUR | |||
| Sale | 3,557 | 10.5642 EUR | |||
| Sale | 4,129 | 10.5545 EUR | |||
| Sale | 25,468 | 10.6337 EUR | |||
| Purchase | 200 | 14.1350 USD | |||
| Purchase | 250 | 14.1000 USD | |||
| Purchase | 300 | 14.1300 USD | |||
| Purchase | 400 | 14.1075 USD | |||
| Purchase | 400 | 14.1225 USD | |||
| Purchase | 400 | 14.1325 USD | |||
| Purchase | 500 | 14.1320 USD | |||
| Purchase | 500 | 14.1400 USD | |||
| Purchase | 600 | 14.1441 USD | |||
| Purchase | 700 | 14.1357 USD | |||
| Purchase | 800 | 14.1155 USD | |||
| Purchase | 800 | 14.2000 USD | |||
| Purchase | 900 | 14.0922 USD | |||
| Purchase | 1,000 | 14.1160 USD | |||
| Purchase | 1,100 | 14.0945 USD | |||
| Purchase | 1,500 | 14.1186 USD | |||
| Purchase | 2,100 | 14.1600 USD | |||
| Purchase | 2,500 | 14.1494 USD | |||
| Purchase | 4,600 | 14.1097 USD | |||
| Purchase | 4,700 | 14.0940 USD | |||
| Purchase | 5,050 | 14.1255 USD | |||
| Purchase | 5,300 | 14.0949 USD | |||
| Purchase | 6,100 | 14.1168 USD | |||
| Purchase | 10,600 | 14.1748 USD | |||
| Purchase | 12,415 | 14.0920 USD | |||
| Purchase | 14,700 | 14.0960 USD | |||
| Purchase | 19,700 | 14.1114 USD | |||
| Purchase | 22,900 | 14.1094 USD | |||
| Purchase | 24,450 | 14.0956 USD | |||
| Purchase | 28,146 | 14.0898 USD | |||
| Purchase | 29,300 | 14.1251 USD | |||
| Purchase | 39,000 | 14.0900 USD | |||
| Purchase | 40,600 | 14.1219 USD | |||
| Purchase | 50,458 | 14.1190 USD | |||
| Purchase | 50,500 | 14.1177 USD | |||
| Purchase | 57,000 | 14.1086 USD | |||
| Sale | 100 | 14.1110 USD | |||
| Sale | 149 | 14.1400 USD | |||
| Sale | 500 | 14.1480 USD | |||
| Sale | 600 | 14.0900 USD | |||
| Sale | 800 | 14.1062 USD | |||
| Sale | 1,100 | 14.1172 USD | |||
| Sale | 1,600 | 14.1050 USD | |||
| Sale | 1,600 | 14.1206 USD | |||
| Sale | 1,700 | 14.1135 USD | |||
| Sale | 1,735 | 14.1100 USD | |||
| Sale | 1,900 | 14.1073 USD | |||
| Sale | 1,900 | 14.1384 USD | |||
| Sale | 2,100 | 14.1164 USD | |||
| Sale | 2,142 | 14.1250 USD | |||
| Sale | 2,200 | 14.1152 USD | |||
| Sale | 2,300 | 14.1221 USD | |||
| Sale | 2,351 | 14.1500 USD | |||
| Sale | 2,500 | 14.1140 USD | |||
| Sale | 2,900 | 14.1710 USD | |||
| Sale | 3,138 | 14.1200 USD | |||
| Sale | 3,500 | 14.1337 USD | |||
| Sale | 3,800 | 14.1247 USD | |||
| Sale | 4,000 | 14.1182 USD | |||
| Sale | 4,000 | 14.1195 USD | |||
| Sale | 4,800 | 14.1175 USD | |||
| Sale | 6,059 | 14.1199 USD | |||
| Sale | 6,300 | 14.1260 USD | |||
| Sale | 6,500 | 14.1326 USD | |||
| Sale | 7,100 | 14.1049 USD | |||
| Sale | 7,600 | 14.1307 USD | |||
| Sale | 8,600 | 14.1039 USD | |||
| Sale | 10,000 | 14.1300 USD | |||
| Sale | 10,600 | 14.1748 USD | |||
| Sale | 10,700 | 14.1138 USD | |||
| Sale | 12,000 | 14.1205 USD | |||
| Sale | 12,500 | 14.1111 USD | |||
| Sale | 15,500 | 14.1216 USD | |||
| Sale | 17,517 | 14.1144 USD | |||
| Sale | 18,200 | 14.1107 USD | |||
| Sale | 22,900 | 14.1093 USD | |||
| Sale | 24,700 | 14.1229 USD | |||
| Sale | 26,958 | 14.1222 USD | |||
| Sale | 33,700 | 14.0968 USD | |||
| Sale | 70,200 | 14.1159 USD | |||
| Sale | 130,711 | 14.0923 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| ORD | Long | 5,170 | 10.5673 EUR | ||||
| ORD | Long | 9,063 | 10.6525 EUR | ||||
| ORD | Long | 10,545 | 10.6485 EUR | ||||
| ORD | Short | 1,548 | 10.4710 EUR | ||||
| ORD | Short | 2,942 | 10.5758 EUR |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product | Writing, | Number | Exercise | Type | Expiry | Option | |||||||
| description | purchasing, | of | price | date | money | ||||||||
| selling, | securities | per unit | paid/ | ||||||||||
| varying etc | to which | received | |||||||||||
| option | per unit | ||||||||||||
| relates | |||||||||||||
| Call Option | Purchasing | 500 | 11 USD | American | 20 Jul 2013 | 3.1000 USD | |||||||
| Call Option | Purchasing | 93,100 | 14 USD | American | 19 Oct 2013 | 0.9241 USD | |||||||
| Call Option | Purchasing | 3,200 | 15 USD | American | 17 Aug 2013 | 0.2000 USD | |||||||
| Call Option | Purchasing | 900 | 15 USD | American | 17 Jan 2015 | 0.9000 USD | |||||||
| Call Option | Purchasing | 5,300 | 16 USD | American | 17 Aug 2013 | 0.0500 USD | |||||||
| Call Option | Selling | 47,500 | 14 USD | American | 17 Aug 2013 | 0.6500 USD | |||||||
| Put Option | Purchasing | 100 | 11 USD | American | 18 Jan 2014 | 0.2000 USD | |||||||
| Put Option | Purchasing | 12,800 | 14 USD | American | 18 Jan 2014 | 1.0500 USD |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES
| Date of disclosure | 18 Jul 2013 | |
| Contact name | Rajesh Muthanna | |
| Telephone number | 020 3555 4634 | |
| If a connected EFM, name of offeree/offeror with which connected | ||
| If a connected EFM, state nature of connection (Note 10) |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry | ||||||
| purchased | relevant securities | price | date | ||||||||
| to which the option | |||||||||||
| or derivative | |||||||||||
| relates | |||||||||||
| Call Options | Purchased | 100,000 | 14.0000 | European | 19 Jul 2013 | ||||||
| Call Options | Purchased | 200 | 6.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Purchased | 246,700 | 10.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Purchased | 700 | 11.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Purchased | 350,800 | 12.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Purchased | 1,850,000 | 13.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Purchased | 2,391,000 | 14.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Purchased | 96,100 | 15.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Purchased | 362,900 | 16.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Purchased | 4,300 | 17.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Purchased | 400 | 18.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Purchased | 1,400 | 20.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Purchased | 4,200 | 22.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Purchased | 700 | 25.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Written | -2,400 | 5.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Written | -2,400 | 10.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Written | -24,900 | 11.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Written | -525,400 | 12.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Written | -939,300 | 13.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Written | -62,600 | 14.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Written | -558,800 | 15.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Written | -800 | 17.0000 | American | 19 Jul 2013 | ||||||
| Call Options | Written | -100 | 22.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Purchased | 2,000 | 5.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Purchased | 2,800 | 8.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Purchased | 9,500 | 9.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Purchased | 413,600 | 10.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Purchased | 1,555,000 | 11.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Purchased | 6,000 | 12.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Purchased | 117,500 | 13.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Purchased | 824,600 | 14.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Purchased | 100 | 15.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Written | -300 | 8.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Written | -490,100 | 10.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Written | -818,900 | 11.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Written | -563,400 | 12.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Written | -93,300 | 13.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Written | -74,500 | 14.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Written | -3,200 | 15.0000 | American | 19 Jul 2013 | ||||||
| Put Options | Written | -3,400 | 22.0000 | American | 19 Jul 2013 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Copyright Business Wire 2013
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