17th Jul 2013 14:38
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||
| Company dealt in | Elan Corporation plc | ||
| Class of relevant security to which the | €0.05 ordinary shares | ||
| dealings being disclosed relate (Note 2) | |||
| Date of dealing | 16 July 2013 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 2,943,671 | 0.58% | 1,145,397 | 0.22% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 14,272 | 0.00% | 2,685,031 | 0.52% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 2,957,943 | 0.58% | 3,830,428 | 0.75% | ||||||||
| Class of relevant security: | ADR | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities |
| |||||||||
| 523,267 | 0.10% | 2,000,440 | 0.39% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 8,269,700 | 1.62% | 4,167,600 | 0.81% | |||||||
| (4) | TOTAL: | ||||||||||
| 8,792,967 | 1.72% | 6,168,040 | 1.21% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||
| Number (%) | Number (%) | |||
| (1) Relevant securities | ||||
| (2) Derivatives (other than options) | ||||
| (3) Options and agreements to purchase/sell | ||||
| Total |
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 65 | 10.6119 EUR | |||
| Purchase | 1,548 | 10.6604 EUR | |||
| Purchase | 2,882 | 10.5900 EUR | |||
| Sale | 24,293 | 10.5900 EUR | |||
| Sale | 51,074 | 10.6444 EUR | |||
| Purchase | 100 | 14.1100 USD | |||
| Purchase | 100 | 14.1450 USD | |||
| Purchase | 200 | 14.1199 USD | |||
| Purchase | 300 | 14.0933 USD | |||
| Purchase | 300 | 14.1666 USD | |||
| Purchase | 400 | 14.1400 USD | |||
| Purchase | 500 | 14.1660 USD | |||
| Purchase | 500 | 14.2300 USD | |||
| Purchase | 800 | 14.1000 USD | |||
| Purchase | 800 | 14.1150 USD | |||
| Purchase | 900 | 14.0966 USD | |||
| Purchase | 900 | 14.1055 USD | |||
| Purchase | 1,000 | 14.1050 USD | |||
| Purchase | 1,200 | 14.1683 USD | |||
| Purchase | 1,300 | 14.1200 USD | |||
| Purchase | 1,500 | 14.1593 USD | |||
| Purchase | 1,532 | 14.1497 USD | |||
| Purchase | 1,800 | 14.1094 USD | |||
| Purchase | 1,800 | 14.1639 USD | |||
| Purchase | 2,000 | 14.1120 USD | |||
| Purchase | 2,100 | 14.1095 USD | |||
| Purchase | 2,700 | 14.1590 USD | |||
| Purchase | 2,900 | 14.1170 USD | |||
| Purchase | 3,100 | 14.1482 USD | |||
| Purchase | 3,155 | 14.1646 USD | |||
| Purchase | 3,243 | 14.1447 USD | |||
| Purchase | 3,341 | 14.1700 USD | |||
| Purchase | 3,500 | 14.1144 USD | |||
| Purchase | 4,249 | 14.1514 USD | |||
| Purchase | 4,300 | 14.1395 USD | |||
| Purchase | 4,400 | 14.1699 USD | |||
| Purchase | 5,750 | 14.1486 USD | |||
| Purchase | 6,600 | 14.1361 USD | |||
| Purchase | 6,849 | 14.1468 USD | |||
| Purchase | 6,900 | 14.1586 USD | |||
| Purchase | 7,100 | 14.1653 USD | |||
| Purchase | 7,167 | 14.1600 USD | |||
| Purchase | 7,500 | 14.1194 USD | |||
| Purchase | 7,750 | 14.1483 USD | |||
| Purchase | 8,900 | 14.0928 USD | |||
| Purchase | 9,300 | 14.1179 USD | |||
| Purchase | 9,400 | 14.1651 USD | |||
| Purchase | 11,664 | 14.1458 USD | |||
| Purchase | 11,700 | 14.1343 USD | |||
| Purchase | 16,988 | 14.1475 USD | |||
| Purchase | 18,052 | 14.1668 USD | |||
| Purchase | 22,101 | 14.1500 USD | |||
| Purchase | 27,200 | 14.1485 USD | |||
| Purchase | 29,500 | 14.1157 USD | |||
| Purchase | 35,100 | 14.1159 USD | |||
| Purchase | 42,857 | 14.1478 USD | |||
| Purchase | 43,100 | 14.1371 USD | |||
| Purchase | 47,400 | 14.0974 USD | |||
| Purchase | 48,366 | 14.1470 USD | |||
| Purchase | 50,754 | 14.1274 USD | |||
| Purchase | 51,000 | 14.1480 USD | |||
| Purchase | 87,800 | 14.1193 USD | |||
| Purchase | 125,904 | 14.1290 USD | |||
| Purchase | 136,752 | 14.1473 USD | |||
| Purchase | 157,500 | 14.1379 USD | |||
| Sale | 100 | 14.1700 USD | |||
| Sale | 200 | 14.1650 USD | |||
| Sale | 200 | 14.1900 USD | |||
| Sale | 408 | 14.1182 USD | |||
| Sale | 500 | 14.0750 USD | |||
| Sale | 500 | 14.1660 USD | |||
| Sale | 500 | 14.2300 USD | |||
| Sale | 600 | 14.1600 USD | |||
| Sale | 1,000 | 14.1200 USD | |||
| Sale | 1,000 | 14.1540 USD | |||
| Sale | 1,300 | 14.1546 USD | |||
| Sale | 1,300 | 14.1576 USD | |||
| Sale | 1,500 | 14.1453 USD | |||
| Sale | 1,700 | 14.1382 USD | |||
| Sale | 1,800 | 14.1383 USD | |||
| Sale | 1,800 | 14.1638 USD | |||
| Sale | 2,100 | 14.1347 USD | |||
| Sale | 2,100 | 14.1785 USD | |||
| Sale | 2,300 | 14.1400 USD | |||
| Sale | 2,400 | 14.1687 USD | |||
| Sale | 2,600 | 14.1869 USD | |||
| Sale | 3,200 | 14.1387 USD | |||
| Sale | 3,304 | 14.1709 USD | |||
| Sale | 3,400 | 14.1364 USD | |||
| Sale | 3,600 | 14.1605 USD | |||
| Sale | 3,800 | 14.1494 USD | |||
| Sale | 4,000 | 14.1191 USD | |||
| Sale | 4,100 | 14.1500 USD | |||
| Sale | 4,200 | 14.1304 USD | |||
| Sale | 5,600 | 14.1346 USD | |||
| Sale | 5,800 | 14.1246 USD | |||
| Sale | 6,602 | 14.1377 USD | |||
| Sale | 7,803 | 14.1300 USD | |||
| Sale | 8,145 | 14.1412 USD | |||
| Sale | 8,900 | 14.0929 USD | |||
| Sale | 11,900 | 14.1281 USD | |||
| Sale | 16,323 | 14.1449 USD | |||
| Sale | 16,900 | 14.1642 USD | |||
| Sale | 19,603 | 14.1273 USD | |||
| Sale | 23,900 | 14.1113 USD | |||
| Sale | 25,400 | 14.1428 USD | |||
| Sale | 26,210 | 14.1206 USD | |||
| Sale | 28,800 | 14.1484 USD | |||
| Sale | 31,696 | 14.1218 USD | |||
| Sale | 32,467 | 14.1467 USD | |||
| Sale | 40,600 | 14.1326 USD | |||
| Sale | 43,100 | 14.1371 USD | |||
| Sale | 50,000 | 14.0955 USD | |||
| Sale | 50,300 | 14.0985 USD | |||
| Sale | 85,093 | 14.1452 USD | |||
| Sale | 100,000 | 14.1187 USD | |||
| Sale | 135,952 | 14.1473 USD | |||
| Sale | 250,000 | 14.1476 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| ORD | Long | 972 | 10.7331 EUR | ||||
| ORD | Long | 2,807 | 10.6796 EUR | ||||
| ORD | Long | 42,652 | 10.6404 EUR | ||||
| ORD | Short | 500 | 10.6876 EUR | ||||
| ORD | Short | 1,048 | 10.6507 EUR |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product description | Writing, | Number | Exercise | Type | Expiry | Option | |||||||
| purchasing, | of | price | date | money | |||||||||
| selling, | securities | per unit | paid/ | ||||||||||
| varying etc | to which | received | |||||||||||
| option | per unit | ||||||||||||
| relates | |||||||||||||
| Call Option | Purchasing | 2,700 | 14 USD | American | 17 Aug 2013 | 0.6000 USD | |||||||
| Put Option | Purchasing | 38,000 | 14 USD | American | 17 Aug 2013 | 0.4526 USD | |||||||
| Put Option | Selling | 700 | 14 USD | American | 18 Jan 2014 | 1.2000 USD |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES
| Date of disclosure | 17 Jul 2013
| |
| Contact name | Rajesh Muthanna | |
| Telephone number | 020 3555 4634 | |
| If a connected EFM, name of offeree/offeror with which connected | ||
| If a connected EFM, state nature of connection (Note 10) |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry | ||||||
| purchased | relevant securities | price | date | ||||||||
| to which the option | |||||||||||
| or derivative | |||||||||||
| relates | |||||||||||
| Call Options | Purchased | 100,000 | 14.0000 | European | 19 Jul 2013 | ||||||
| Call Options | Purchased | 200 | 6.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Purchased | 246,700 | 10.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Purchased | 700 | 11.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Purchased | 350,800 | 12.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Purchased | 1,850,000 | 13.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Purchased | 2,329,600 | 14.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Purchased | 92,000 | 15.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Purchased | 357,600 | 16.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Purchased | 4,300 | 17.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Purchased | 400 | 18.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Purchased | 1,400 | 20.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Purchased | 4,200 | 22.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Purchased | 700 | 25.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Written | -2,400 | 5.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Written | -2,400 | 10.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Written | -25,400 | 11.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Written | -525,400 | 12.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Written | -939,300 | 13.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Written | -46,800 | 14.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Written | -558,800 | 15.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Written | -800 | 17.0000 | American | 18 Jul 2013 | ||||||
| Call Options | Written | -100 | 22.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Purchased | 2,000 | 5.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Purchased | 2,800 | 8.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Purchased | 9,500 | 9.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Purchased | 413,600 | 10.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Purchased | 1,555,000 | 11.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Purchased | 6,000 | 12.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Purchased | 117,500 | 13.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Purchased | 824,600 | 14.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Purchased | 100 | 15.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Written | -300 | 8.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Written | -490,100 | 10.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Written | -825,200 | 11.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Written | -563,400 | 12.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Written | -93,300 | 13.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Written | -87,300 | 14.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Written | -3,200 | 15.0000 | American | 18 Jul 2013 | ||||||
| Put Options | Written | -3,400 | 22.0000 | American | 18 Jul 2013 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Copyright Business Wire 2013
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