24th Jul 2013 15:32
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||
| Company dealt in | ELAN CORPORATION | ||
| Class of relevant security to which the | €0.05 ordinary shares | ||
| dealings being disclosed relate (Note 2) | |||
| Date of dealing | 23 July 2013 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 2,915,860 | 0.57% | 1,278,914 | 0.25% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 107,021 | 0.02% | 2,623,546 | 0.51% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | |||||||||||
| 3,022,881 | 0.59% | 3,902,460 | 0.76% | ||||||||
| Class of relevant security: | ADR | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 182,428 | 0.04% | 2,037,003 | 0.40% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 6,520,500 | 1.27% | 3,657,400 | 0.71% | |||||||
| TOTAL: | |||||||||||
| 6,702,928 | 1.31% | 5,694,403 | 1.11% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||
| Number (%) | Number (%) | |||
| (1) Relevant securities | ||||
| (2) Derivatives (other than options) | ||||
| (3) Options and agreements to purchase/sell | ||||
| Total |
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 2,746 | 10.5989 EUR | |||
| Sale | 182 | 10.5634 EUR | |||
| Sale | 1,025 | 10.5999 EUR | |||
| Purchase | 100 | 14.0700 USD | |||
| Purchase | 100 | 14.0790 USD | |||
| Purchase | 100 | 14.1400 USD | |||
| Purchase | 200 | 14.0799 USD | |||
| Purchase | 200 | 14.0890 USD | |||
| Purchase | 300 | 14.0866 USD | |||
| Purchase | 341 | 14.0812 USD | |||
| Purchase | 400 | 14.0500 USD | |||
| Purchase | 400 | 14.0780 USD | |||
| Purchase | 400 | 14.0992 USD | |||
| Purchase | 500 | 14.1100 USD | |||
| Purchase | 500 | 14.1240 USD | |||
| Purchase | 500 | 14.1260 USD | |||
| Purchase | 700 | 14.0775 USD | |||
| Purchase | 800 | 14.0762 USD | |||
| Purchase | 800 | 14.1200 USD | |||
| Purchase | 900 | 14.0658 USD | |||
| Purchase | 900 | 14.0882 USD | |||
| Purchase | 900 | 14.1144 USD | |||
| Purchase | 1,100 | 14.0736 USD | |||
| Purchase | 1,100 | 14.1350 USD | |||
| Purchase | 1,200 | 14.0783 USD | |||
| Purchase | 1,400 | 14.0899 USD | |||
| Purchase | 1,400 | 14.0950 USD | |||
| Purchase | 1,600 | 14.1391 USD | |||
| Purchase | 1,700 | 14.1664 USD | |||
| Purchase | 2,200 | 14.1397 USD | |||
| Purchase | 2,500 | 14.0842 USD | |||
| Purchase | 2,542 | 14.0807 USD | |||
| Purchase | 3,100 | 14.1312 USD | |||
| Purchase | 5,500 | 14.1392 USD | |||
| Purchase | 5,658 | 14.1174 USD | |||
| Purchase | 7,200 | 14.0897 USD | |||
| Purchase | 7,300 | 14.0900 USD | |||
| Purchase | 8,300 | 14.1076 USD | |||
| Purchase | 13,450 | 14.0898 USD | |||
| Purchase | 13,800 | 14.0981 USD | |||
| Purchase | 16,300 | 14.0832 USD | |||
| Purchase | 32,400 | 14.1001 USD | |||
| Purchase | 33,700 | 14.0725 USD | |||
| Purchase | 42,522 | 14.0960 USD | |||
| Purchase | 46,966 | 14.0800 USD | |||
| Purchase | 105,283 | 14.1043 USD | |||
| Sale | 100 | 14.0790 USD | |||
| Sale | 100 | 14.1000 USD | |||
| Sale | 200 | 14.0950 USD | |||
| Sale | 200 | 14.1050 USD | |||
| Sale | 400 | 14.1025 USD | |||
| Sale | 400 | 14.1150 USD | |||
| Sale | 400 | 14.1300 USD | |||
| Sale | 500 | 14.1700 USD | |||
| Sale | 700 | 14.1100 USD | |||
| Sale | 700 | 14.1114 USD | |||
| Sale | 800 | 14.0750 USD | |||
| Sale | 800 | 14.1350 USD | |||
| Sale | 811 | 14.0906 USD | |||
| Sale | 900 | 14.0855 USD | |||
| Sale | 900 | 14.1244 USD | |||
| Sale | 1,099 | 14.1044 USD | |||
| Sale | 1,700 | 14.1664 USD | |||
| Sale | 1,800 | 14.1222 USD | |||
| Sale | 1,800 | 14.1411 USD | |||
| Sale | 1,900 | 14.0789 USD | |||
| Sale | 2,100 | 14.1200 USD | |||
| Sale | 2,300 | 14.0795 USD | |||
| Sale | 2,300 | 14.0810 USD | |||
| Sale | 2,400 | 14.0762 USD | |||
| Sale | 2,700 | 14.0947 USD | |||
| Sale | 2,700 | 14.1555 USD | |||
| Sale | 2,950 | 14.0645 USD | |||
| Sale | 3,300 | 14.0840 USD | |||
| Sale | 3,400 | 14.0891 USD | |||
| Sale | 5,700 | 14.0726 USD | |||
| Sale | 8,000 | 14.0801 USD | |||
| Sale | 8,500 | 14.0821 USD | |||
| Sale | 8,800 | 14.1077 USD | |||
| Sale | 8,940 | 14.1029 USD | |||
| Sale | 12,442 | 14.0879 USD | |||
| Sale | 16,550 | 14.0967 USD | |||
| Sale | 18,000 | 14.0901 USD | |||
| Sale | 24,450 | 14.0987 USD | |||
| Sale | 27,300 | 14.1145 USD | |||
| Sale | 28,800 | 14.0766 USD | |||
| Sale | 33,283 | 14.1253 USD | |||
| Sale | 38,300 | 14.1043 USD | |||
| Sale | 81,166 | 14.0800 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| ORD | Long | 5 | 10.7580 EUR | ||||
| ORD | Long | 344 | 10.5724 EUR | ||||
| ORD | Long | 676 | 10.6093 EUR | ||||
| ORD | Short | 1,036 | 10.6057 EUR | ||||
| ORD | Short | 1,710 | 10.5986 EUR |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product | Writing, | Number | Exercise | Type | Expiry | Option | |||||||
| description | purchasing, | of | price | date | money | ||||||||
| selling, | securities | per unit | paid/ | ||||||||||
| varying etc | to which | received | |||||||||||
| option | per unit | ||||||||||||
| Call Option | Purchasing | 9,000 | 14 USD | American | 19 Oct 2013 | 0.7833 USD | |||||||
| Call Option | Purchasing | 100 | 15 USD | American | 18 Jan 2014 | 0.5000 USD | |||||||
| Call Option | Purchasing | 13,400 | 16 USD | American | 18 Jan 2014 | 0.1932 USD | |||||||
| Call Option | Selling | 3,000 | 9 USD | American | 17 Aug 2013 | 5.1000 USD | |||||||
| Call Option | Selling | 2,000 | 12 USD | American | 19 Oct 2013 | 2.3400 USD | |||||||
| Call Option | Selling | 12,800 | 15 USD | American | 19 Oct 2013 | 0.3857 USD | |||||||
| Put Option | Selling | 600 | 13 USD | American | 17 Aug 2013 | 0.2000 USD | |||||||
| Put Option | Selling | 1,000 | 13 USD | American | 21 Sep 2013 | 0.3500 USD |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 24 Jul 2013 |
| Contact name: | Rajesh Muthanna |
| Telephone number: | 020 3555 4634 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry | ||||||
| purchased | relevant securities | price | date | ||||||||
| to which the option | |||||||||||
| or derivative | |||||||||||
| relates | |||||||||||
| Call Options | Purchased | 200 | 6.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Purchased | 246,600 | 10.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 100 | 10.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 4,600 | 12.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Purchased | 343,600 | 12.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 600 | 12.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 850,000 | 13.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Purchased | 1,517,000 | 14.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Purchased | 78,400 | 14.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Purchased | 2,600 | 14.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 22,700 | 15.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Purchased | 2,600 | 15.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 356,900 | 16.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Purchased | 5,200 | 16.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Purchased | 139,600 | 16.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 4,300 | 17.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 400 | 18.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 1,400 | 20.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Purchased | 4,200 | 22.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 700 | 25.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -2,400 | 5.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -3,000 | 9.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Written | -1,000 | 10.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Written | -100 | 10.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -3,100 | 11.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Written | -3,000 | 11.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -500,000 | 12.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Written | -20,300 | 13.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Written | -15,800 | 13.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -47,500 | 14.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Written | -456,800 | 15.0000 | American | 17 Aug 2013 | ||||||
| Call Options | Written | -211,200 | 15.0000 | American | 19 Oct 2013 | ||||||
| Call Options | Written | -16,500 | 15.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -800 | 17.0000 | American | 18 Jan 2014 | ||||||
| Call Options | Written | -100 | 22.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Purchased | 2,000 | 5.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | 413,000 | 10.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Purchased | 600 | 10.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | 1,555,000 | 11.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Purchased | 41,900 | 12.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Purchased | 2,300 | 12.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | 197,100 | 13.0000 | American | 17 Aug 2013 | ||||||
| Put Options | Purchased | 38,800 | 13.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Purchased | 610,800 | 14.0000 | American | 17 Aug 2013 | ||||||
| Put Options | Purchased | 77,200 | 14.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Purchased | 100 | 15.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Written | -300 | 8.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | -4,600 | 10.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Written | -9,900 | 10.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Written | -800,000 | 11.0000 | American | 17 Aug 2013 | ||||||
| Put Options | Written | -12,700 | 11.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Written | -6,200 | 11.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Written | -1,374,200 | 12.0000 | American | 17 Aug 2013 | ||||||
| Put Options | Written | -74,900 | 12.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Written | -8,300 | 12.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | -1,000 | 13.0000 | American | 21 Sep 2013 | ||||||
| Put Options | Written | -4,000 | 13.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Written | -73,100 | 14.0000 | American | 18 Jan 2014 | ||||||
| Put Options | Written | -3,200 | 15.0000 | American | 19 Oct 2013 | ||||||
| Put Options | Written | -3,400 | 22.0000 | American | 18 Jan 2014 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Copyright Business Wire 2013
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