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Form 8.3 - Elan Corporation

25th Jul 2013 15:17

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in

ELAN CORPORATION

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

24 July 2013

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)
(1) Relevant securities
2,913,393 0.57% 1,290,628 0.25%
(2) Derivatives (other than options):
118,902 0.02% 2,609,481 0.51%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4) TOTAL:
3,032,295 0.59% 3,900,109 0.76%
Class of relevant security: ADR
Long Short
Number (%) Number (%)
(1) Relevant securities
162,380 0.03% 3,711,508 0.73%
(2) Derivatives (other than options):
0 0.00% 0 0.00%
(3) Options and agreements to
purchase/sell: 7,226,600 1.41% 7,416,300 1.45%
(4) TOTAL:
7,388,980 1.44% 11,127,808 2.17%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security: Long Short
Number (%) Number (%)

(1) Relevant securities

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase 5,500 10.8116 EUR
Purchase 6,428 10.8100 EUR
Purchase 9,180 10.7934 EUR
Sale 602 10.6000 EUR
Sale 1,561 10.8100 EUR
Sale 33,126 10.7272 EUR
Purchase 18 14.5100 USD
Purchase 33 14.7500 USD
Purchase 100 14.6900 USD
Purchase 200 14.6750 USD
Purchase 300 14.4966 USD
Purchase 333 14.5855 USD
Purchase 349 14.5185 USD
Purchase 400 14.1850 USD
Purchase 400 14.2350 USD
Purchase 400 14.5190 USD
Purchase 400 14.5737 USD
Purchase 500 14.4020 USD
Purchase 500 14.5260 USD
Purchase 700 14.3835 USD
Purchase 800 14.4656 USD
Purchase 1,000 14.5280 USD
Purchase 1,034 14.5265 USD
Purchase 1,116 14.2379 USD
Purchase 1,250 14.5950 USD
Purchase 1,400 14.1928 USD
Purchase 1,500 14.5200 USD
Purchase 1,500 14.5473 USD
Purchase 1,600 14.2788 USD
Purchase 1,600 14.5281 USD
Purchase 1,600 14.5874 USD
Purchase 1,600 14.6712 USD
Purchase 1,700 14.4929 USD
Purchase 2,000 14.5287 USD
Purchase 2,675 14.4791 USD
Purchase 2,800 14.4223 USD
Purchase 2,951 14.2689 USD
Purchase 3,200 14.5137 USD
Purchase 3,335 14.5182 USD
Purchase 3,350 14.5295 USD
Purchase 3,600 14.6690 USD
Purchase 3,800 14.5342 USD
Purchase 4,215 14.5333 USD
Purchase 4,849 14.5605 USD
Purchase 5,600 14.6278 USD
Purchase 8,205 14.3387 USD
Purchase 8,400 14.5877 USD
Purchase 10,689 14.5691 USD
Purchase 11,300 14.5471 USD
Purchase 11,300 14.5924 USD
Purchase 12,500 14.5184 USD
Purchase 12,967 14.4753 USD
Purchase 15,000 14.6000 USD
Purchase 15,900 14.5385 USD
Purchase 16,034 14.4046 USD
Purchase 17,100 14.2587 USD
Purchase 17,600 14.3165 USD
Purchase 17,631 14.6519 USD
Purchase 18,585 14.3351 USD
Purchase 19,182 14.3014 USD
Purchase 19,850 14.5683 USD
Purchase 23,236 14.4192 USD
Purchase 25,000 14.6549 USD
Purchase 28,165 14.5205 USD
Purchase 28,200 14.7000 USD
Purchase 31,600 14.4677 USD
Purchase 32,800 14.3001 USD
Purchase 34,900 14.5425 USD
Purchase 37,560 14.3020 USD
Purchase 39,480 14.3480 USD
Purchase 42,285 14.4555 USD
Purchase 44,189 14.4668 USD
Purchase 47,400 14.4789 USD
Purchase 60,502 14.2595 USD
Purchase 77,527 14.4744 USD
Purchase 86,510 14.3605 USD
Purchase 117,800 14.5142 USD
Purchase 188,500 14.5199 USD
Purchase 242,399 14.3373 USD
Purchase 257,483 14.4762 USD
Purchase 433,517 14.4590 USD
Purchase 1,520,300 14.4000 USD
Sale 3 14.5200 USD
Sale 100 14.1900 USD
Sale 100 14.2800 USD
Sale 100 14.6600 USD
Sale 100 14.7300 USD
Sale 200 14.1910 USD
Sale 200 14.2100 USD
Sale 200 14.4200 USD
Sale 200 14.4400 USD
Sale 200 14.4850 USD
Sale 200 14.7000 USD
Sale 300 14.4666 USD
Sale 300 14.5033 USD
Sale 300 14.6800 USD
Sale 300 14.6833 USD
Sale 358 14.7120 USD
Sale 400 14.5555 USD
Sale 400 14.5750 USD
Sale 500 14.2600 USD
Sale 500 14.6260 USD
Sale 500 14.6740 USD
Sale 600 14.6500 USD
Sale 600 14.6870 USD
Sale 600 14.6900 USD
Sale 682 14.2172 USD
Sale 700 14.3607 USD
Sale 700 14.5900 USD
Sale 785 14.3143 USD
Sale 800 14.3187 USD
Sale 856 14.5157 USD
Sale 950 14.5378 USD
Sale 1,000 14.6560 USD
Sale 1,100 14.3436 USD
Sale 1,100 14.3681 USD
Sale 1,100 14.4881 USD
Sale 1,100 14.6590 USD
Sale 1,200 14.6075 USD
Sale 1,300 14.4362 USD
Sale 1,300 14.4606 USD
Sale 1,300 14.4880 USD
Sale 1,400 14.6750 USD
Sale 1,450 14.5517 USD
Sale 1,500 14.3380 USD
Sale 1,500 14.4186 USD
Sale 1,600 14.1950 USD
Sale 1,700 14.4364 USD
Sale 1,700 14.5823 USD
Sale 1,700 14.6564 USD
Sale 1,769 14.7197 USD
Sale 1,820 14.2565 USD
Sale 1,850 14.5464 USD
Sale 1,900 14.2652 USD
Sale 1,900 14.4255 USD
Sale 2,000 14.2150 USD
Sale 2,100 14.6821 USD
Sale 2,100 14.7071 USD
Sale 2,200 14.6545 USD
Sale 2,200 14.6700 USD
Sale 2,400 14.6208 USD
Sale 2,400 14.6733 USD
Sale 2,400 14.6995 USD
Sale 2,541 14.5037 USD
Sale 2,600 14.5219 USD
Sale 2,700 14.2446 USD
Sale 2,700 14.5383 USD
Sale 2,700 14.5438 USD
Sale 2,789 14.5540 USD
Sale 3,122 14.4149 USD
Sale 3,300 14.6960 USD
Sale 3,500 14.4669 USD
Sale 3,500 14.5400 USD
Sale 3,673 14.7180 USD
Sale 3,700 14.7002 USD
Sale 3,900 14.4592 USD
Sale 3,900 14.6971 USD
Sale 3,939 14.5782 USD
Sale 3,954 14.3407 USD
Sale 3,968 14.2165 USD
Sale 4,000 14.5150 USD
Sale 4,300 14.6944 USD
Sale 4,800 14.2362 USD
Sale 4,900 14.6965 USD
Sale 5,100 14.2926 USD
Sale 5,200 14.5197 USD
Sale 5,223 14.6522 USD
Sale 5,800 14.4721 USD
Sale 6,000 14.5298 USD
Sale 6,189 14.5624 USD
Sale 6,300 14.4122 USD
Sale 6,600 14.2239 USD
Sale 6,700 14.2200 USD
Sale 6,700 14.5107 USD
Sale 6,900 14.2011 USD
Sale 7,170 14.5187 USD
Sale 8,598 14.3036 USD
Sale 9,100 14.2210 USD
Sale 11,800 14.6628 USD
Sale 12,477 14.6539 USD
Sale 12,800 14.7157 USD
Sale 13,200 14.5416 USD
Sale 13,800 14.2505 USD
Sale 15,138 14.4373 USD
Sale 17,500 14.4542 USD
Sale 18,254 14.5108 USD
Sale 18,269 14.3240 USD
Sale 21,185 14.3457 USD
Sale 23,629 14.4805 USD
Sale 24,065 14.5058 USD
Sale 24,373 14.4914 USD
Sale 24,800 14.3443 USD
Sale 26,185 14.3928 USD
Sale 26,600 14.5001 USD
Sale 27,420 14.4883 USD
Sale 33,277 14.4743 USD
Sale 34,500 14.2309 USD
Sale 34,500 14.5584 USD
Sale 36,500 14.5011 USD
Sale 40,417 14.4214 USD
Sale 40,725 14.4177 USD
Sale 43,850 14.6264 USD
Sale 46,431 14.6450 USD
Sale 49,550 14.2016 USD
Sale 50,800 14.5413 USD
Sale 77,307 14.4894 USD
Sale 92,700 14.4955 USD
Sale 157,291 14.4532 USD
Sale 213,308 14.5118 USD
Sale 346,674 14.3716 USD
Sale 532,743 14.3880 USD
Sale 3,000,000 14.4000 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
ORD Long 4,679 10.7850 EUR
ORD Long 13,839 10.6800 EUR
ORD Long 14,608 10.7476 EUR
ORD Short 523 10.8327 EUR
ORD Short 2,173 10.7420 EUR
ORD Short 6,484 10.8108 EUR

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Writing, Number Exercise Type Expiry Option
description purchasing, of price date money
selling, securities per unit paid/
varying etc to which received
option per unit
relates
Call Option Purchasing 400 13 USD American 19 Oct 2013 1.7000 USD
Call Option Purchasing 1,500,000 14 USD American 21 Sep 2013 0.9000 USD
Call Option Purchasing 100 15 USD American 19 Oct 2013 0.5500 USD
Call Option Purchasing 1,900 15 USD American 18 Jan 2014 0.7000 USD
Call Option Purchasing 100 16 USD American 19 Oct 2013 0.2500 USD
Call Option Selling 48,000 15 USD American 17 Aug 2013 0.2970 USD
Call Option Selling 1,150,800 15 USD American 17 Aug 2013 0.3250 USD
Call Option Selling 4,100 15 USD American 17 Jan 2015 0.9109 USD
Put Option Purchasing 800 12 USD American 18 Jan 2014 0.2500 USD
Put Option Purchasing 17,600 13 USD American 17 Aug 2013 0.1000 USD
Put Option Purchasing 138,400 13 USD American 17 Aug 2013 0.1349 USD
Put Option Purchasing 200 14 USD American 18 Jan 2014 0.6000 USD
Put Option Selling 1,500,000 12 USD American 21 Sep 2013 0.2000 USD
Put Option Selling 153,500 13 USD American 17 Aug 2013 0.1987 USD
Put Option Selling 865,900 13 USD American 17 Aug 2013 0.2000 USD
Put Option Selling 990,000 14 USD American 17 Aug 2013 0.3459 USD

(ii) Exercising

Product name, e.g. call option Number of securities Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details Price per unit

(if applicable) (Note 5)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

25 Jul 2013

Contact name Rajesh Muthanna
Telephone number 020 3555 4634
If a connected EFM, name of offeree/offeror with which connected

020 3555 4634

If a connected EFM, state nature of connection (Note 10)

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased 200 6.0000 American 19 Oct 2013
Call Options Purchased 246,600 10.0000 American 18 Jan 2014
Call Options Purchased 100 10.0000 American 17 Jan 2015
Call Options Purchased 4,600 12.0000 American 19 Oct 2013
Call Options Purchased 343,600 12.0000 American 18 Jan 2014
Call Options Purchased 600 12.0000 American 17 Jan 2015
Call Options Purchased 850,000 13.0000 American 17 Aug 2013
Call Options Purchased 1,517,000 14.0000 American 17 Aug 2013
Call Options Purchased 1,500,000 14.0000 American 21 Sep 2013
Call Options Purchased 78,400 14.0000 American 19 Oct 2013
Call Options Purchased 2,600 14.0000 American 18 Jan 2014
Call Options Purchased 200 15.0000 American 17 Jan 2015
Call Options Purchased 356,900 16.0000 American 17 Aug 2013
Call Options Purchased 5,300 16.0000 American 19 Oct 2013
Call Options Purchased 139,600 16.0000 American 18 Jan 2014
Call Options Purchased 4,300 17.0000 American 18 Jan 2014
Call Options Purchased 400 18.0000 American 18 Jan 2014
Call Options Purchased 1,400 20.0000 American 18 Jan 2014
Call Options Purchased 4,200 22.0000 American 17 Jan 2015
Call Options Purchased 700 25.0000 American 18 Jan 2014
Call Options Written -2,400 5.0000 American 18 Jan 2014
Call Options Written -3,000 9.0000 American 17 Aug 2013
Call Options Written -1,000 10.0000 American 19 Oct 2013
Call Options Written -100 10.0000 American 17 Jan 2015
Call Options Written -3,100 11.0000 American 19 Oct 2013
Call Options Written -3,000 11.0000 American 18 Jan 2014
Call Options Written -500,000 12.0000 American 19 Oct 2013
Call Options Written -19,900 13.0000 American 19 Oct 2013
Call Options Written -15,800 13.0000 American 18 Jan 2014
Call Options Written -47,500 14.0000 American 17 Aug 2013
Call Options Written -1,632,900 15.0000 American 17 Aug 2013
Call Options Written -211,100 15.0000 American 19 Oct 2013
Call Options Written -14,600 15.0000 American 18 Jan 2014
Call Options Written -1,700 15.0000 American 17 Jan 2015
Call Options Written -800 17.0000 American 18 Jan 2014
Call Options Written -100 22.0000 American 18 Jan 2014
Put Options Purchased 2,000 5.0000 American 17 Jan 2015
Put Options Purchased 413,000 10.0000 American 18 Jan 2014
Put Options Purchased 600 10.0000 American 17 Jan 2015
Put Options Purchased 1,555,000 11.0000 American 18 Jan 2014
Put Options Purchased 42,700 12.0000 American 18 Jan 2014
Put Options Purchased 2,300 12.0000 American 17 Jan 2015
Put Options Purchased 38,800 13.0000 American 18 Jan 2014
Put Options Purchased 38,200 14.0000 American 17 Aug 2013
Put Options Purchased 77,200 14.0000 American 19 Oct 2013
Put Options Purchased 100 15.0000 American 18 Jan 2014
Put Options Written -300 8.0000 American 17 Jan 2015
Put Options Written -4,600 10.0000 American 19 Oct 2013
Put Options Written -9,900 10.0000 American 18 Jan 2014
Put Options Written -800,000 11.0000 American 17 Aug 2013
Put Options Written -12,700 11.0000 American 19 Oct 2013
Put Options Written -6,200 11.0000 American 18 Jan 2014
Put Options Written -1,374,200 12.0000 American 17 Aug 2013
Put Options Written -1,500,000 12.0000 American 21 Sep 2013
Put Options Written -74,900 12.0000 American 19 Oct 2013
Put Options Written -8,300 12.0000 American 17 Jan 2015
Put Options Written -666,300 13.0000 American 17 Aug 2013
Put Options Written -1,000 13.0000 American 21 Sep 2013
Put Options Written -4,000 13.0000 American 19 Oct 2013
Put Options Written -417,400 14.0000 American 17 Aug 2013
Put Options Written -72,900 14.0000 American 18 Jan 2014
Put Options Written -3,200 15.0000 American 19 Oct 2013
Put Options Written -3,400 22.0000 American 18 Jan 2014

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Copyright Business Wire 2013


Related Shares:

Barclays
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Change-77.93