22nd Jul 2013 15:36
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ELAN CORPORATION PLC | |
| Class of relevant security to which the | €0.05 ordinary shares | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 19 July 2013 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||||
| Long | Short | ||||||
| Number | (%) | Number | (%) | ||||
| (1) | Relevant securities | 2,909,067 | 0.57% | 1,271,593 | 0.25% | ||
| (2) | Derivatives (other than options): | 99,868 | 0.02% | 2,609,618 | 0.51% | ||
| (3) | Options and agreements to | ||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| (4) | TOTAL: | ||||||
| 3,008,935 | 0.59% | 3,881,211 | 0.76% | ||||
| Class of relevant security: | ADR | ||||||
| Long | Short | ||||||
| Number | (%) | Number | (%) | ||||
| (1) | Relevant securities | 523,286 | 0.10% | 2,070,782 | 0.40% | ||
| (2) | Derivatives (other than options): | 0 | 0.00% | 0 | 0.00% | ||
| (3) | Options and agreements to | ||||||
| purchase/sell: | 8,321,600 | 1.63% | 5,143,900 | 1.01% | |||
| (4) | TOTAL: | ||||||
| 8,844,886 | 1.73% | 7,214,682 | 1.41% | ||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||
| Number (%) | Number (%) | |||
| (1) Relevant securities | ||||
| (2) Derivatives (other than options) | ||||
| (3) Options and agreements to purchase/sell | ||||
| Total |
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | ||
| Purchase | 6,974 | 10.6195 EUR | ||
| Purchase | 22,855 | 10.6650 EUR | ||
| Purchase | 24,179 | 10.6606 EUR | ||
| Sale | 6,597 | 10.6368 EUR | ||
| Sale | 14,900 | 10.6650 EUR | ||
| Purchase | 100 | 14.2010 USD | ||
| Purchase | 200 | 14.2050 USD | ||
| Purchase | 300 | 14.1266 USD | ||
| Purchase | 400 | 14.2125 USD | ||
| Purchase | 500 | 14.1800 USD | ||
| Purchase | 700 | 14.1641 USD | ||
| Purchase | 1,000 | 14.1680 USD | ||
| Purchase | 1,296 | 14.0908 USD | ||
| Purchase | 1,400 | 14.0814 USD | ||
| Purchase | 1,500 | 14.1526 USD | ||
| Purchase | 1,500 | 14.1893 USD | ||
| Purchase | 1,500 | 14.2100 USD | ||
| Purchase | 1,600 | 14.0543 USD | ||
| Purchase | 1,600 | 14.1700 USD | ||
| Purchase | 1,700 | 14.0600 USD | ||
| Purchase | 1,800 | 14.0644 USD | ||
| Purchase | 1,800 | 14.1688 USD | ||
| Purchase | 2,000 | 14.0570 USD | ||
| Purchase | 2,054 | 14.1140 USD | ||
| Purchase | 2,500 | 14.1551 USD | ||
| Purchase | 2,607 | 14.1367 USD | ||
| Purchase | 3,100 | 14.1809 USD | ||
| Purchase | 3,233 | 14.1600 USD | ||
| Purchase | 3,300 | 14.0660 USD | ||
| Purchase | 4,300 | 14.1898 USD | ||
| Purchase | 4,700 | 14.1548 USD | ||
| Purchase | 5,424 | 14.1841 USD | ||
| Purchase | 5,900 | 14.1744 USD | ||
| Purchase | 6,200 | 14.0538 USD | ||
| Purchase | 6,498 | 14.1547 USD | ||
| Purchase | 6,800 | 14.1555 USD | ||
| Purchase | 7,500 | 14.1532 USD | ||
| Purchase | 8,800 | 14.1412 USD | ||
| Purchase | 8,900 | 14.1852 USD | ||
| Purchase | 9,000 | 14.1506 USD | ||
| Purchase | 9,199 | 14.1911 USD | ||
| Purchase | 10,100 | 14.1278 USD | ||
| Purchase | 11,000 | 14.0799 USD | ||
| Purchase | 15,000 | 14.0605 USD | ||
| Purchase | 16,300 | 14.1709 USD | ||
| Purchase | 17,750 | 14.1511 USD | ||
| Purchase | 19,050 | 14.1651 USD | ||
| Purchase | 32,600 | 14.1422 USD | ||
| Purchase | 33,600 | 14.1669 USD | ||
| Purchase | 38,100 | 14.0800 USD | ||
| Purchase | 38,150 | 14.1508 USD | ||
| Purchase | 41,400 | 14.0591 USD | ||
| Purchase | 70,995 | 14.1739 USD | ||
| Purchase | 78,200 | 14.1155 USD | ||
| Purchase | 125,000 | 14.1525 USD | ||
| Purchase | 134,376 | 14.1337 USD | ||
| Purchase | 152,695 | 14.1500 USD | ||
| Purchase | 157,200 | 14.1150 USD | ||
| Sale | 100 | 14.0700 USD | ||
| Sale | 100 | 14.2010 USD | ||
| Sale | 300 | 14.1300 USD | ||
| Sale | 300 | 14.1650 USD | ||
| Sale | 300 | 14.1900 USD | ||
| Sale | 300 | 14.2090 USD | ||
| Sale | 390 | 14.0756 USD | ||
| Sale | 400 | 14.1250 USD | ||
| Sale | 400 | 14.1825 USD | ||
| Sale | 500 | 14.1480 USD | ||
| Sale | 500 | 14.1780 USD | ||
| Sale | 700 | 14.1584 USD | ||
| Sale | 800 | 14.0912 USD | ||
| Sale | 800 | 14.1950 USD | ||
| Sale | 900 | 14.1970 USD | ||
| Sale | 1,000 | 14.1485 USD | ||
| Sale | 1,091 | 14.2100 USD | ||
| Sale | 1,400 | 14.2057 USD | ||
| Sale | 1,500 | 14.1120 USD | ||
| Sale | 1,700 | 14.1747 USD | ||
| Sale | 1,798 | 14.2192 USD | ||
| Sale | 1,900 | 14.1536 USD | ||
| Sale | 1,900 | 14.1610 USD | ||
| Sale | 2,200 | 14.1702 USD | ||
| Sale | 3,100 | 14.0500 USD | ||
| Sale | 3,286 | 14.1295 USD | ||
| Sale | 3,700 | 14.1351 USD | ||
| Sale | 3,800 | 14.1636 USD | ||
| Sale | 3,821 | 14.1007 USD | ||
| Sale | 3,900 | 14.1855 USD | ||
| Sale | 4,166 | 14.1983 USD | ||
| Sale | 4,500 | 14.1895 USD | ||
| Sale | 4,761 | 14.2031 USD | ||
| Sale | 4,800 | 14.1606 USD | ||
| Sale | 5,000 | 14.1104 USD | ||
| Sale | 5,200 | 14.1598 USD | ||
| Sale | 5,500 | 14.1200 USD | ||
| Sale | 6,300 | 14.1613 USD | ||
| Sale | 8,013 | 14.1805 USD | ||
| Sale | 10,200 | 14.0903 USD | ||
| Sale | 11,300 | 14.1599 USD | ||
| Sale | 11,600 | 14.1942 USD | ||
| Sale | 11,728 | 14.1530 USD | ||
| Sale | 12,400 | 14.1191 USD | ||
| Sale | 13,295 | 14.1562 USD | ||
| Sale | 13,542 | 14.1433 USD | ||
| Sale | 15,000 | 14.0605 USD | ||
| Sale | 15,100 | 14.1440 USD | ||
| Sale | 15,763 | 14.1087 USD | ||
| Sale | 17,732 | 14.1418 USD | ||
| Sale | 22,105 | 14.1403 USD | ||
| Sale | 23,606 | 14.1752 USD | ||
| Sale | 27,900 | 14.1670 USD | ||
| Sale | 39,400 | 14.1445 USD | ||
| Sale | 42,400 | 14.1214 USD | ||
| Sale | 48,200 | 14.0931 USD | ||
| Sale | 54,200 | 14.0800 USD | ||
| Sale | 57,240 | 14.1723 USD | ||
| Sale | 58,000 | 14.0589 USD | ||
| Sale | 66,424 | 14.1511 USD | ||
| Sale | 67,700 | 14.1255 USD | ||
| Sale | 140,500 | 14.1369 USD | ||
| Sale | 226,000 | 14.1500 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | |||
| unit | ||||||
| ORD | Long | 2,274 | 10.6668 EUR | |||
| ORD | Long | 4,323 | 10.6173 EUR | |||
| ORD | Short | 28 | 10.6175 EUR | |||
| ORD | Short | 1,477 | 10.6327 EUR | |||
| ORD | Short | 5,469 | 10.6189 EUR | |||
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit | ||||||||
| ORD | Call Option | Purchasing | 200 | 12 USD | American | 20 Jul 2013 | 2.1500 USD | ||||||||
| ORD | Call Option | Purchasing | 4,000 | 13 USD | American | 20 Jul 2013 | 1.1425 USD | ||||||||
| ORD | Call Option | Purchasing | 2,200 | 13 USD | American | 20 Jul 2013 | 1.2000 USD | ||||||||
| ORD | Call Option | Purchasing | 500,000 | 14 USD | American | 17 Aug 2013 | 0.5600 USD | ||||||||
| ORD | Call Option | Selling | 500,000 | 14 USD | American | 20 Jul 2013 | 0.2500 USD | ||||||||
| ORD | Call Option | Selling | 14,400 | 15 USD | American | 17 Aug 2013 | 0.2500 USD | ||||||||
| ORD | Call Option | Selling | 300 | 15 USD | American | 19 Oct 2013 | 0.4000 USD | ||||||||
| ORD | Call Option | Selling | 100 | 15 USD | American | 17 Jan 2015 | 0.8800 USD | ||||||||
| ORD | Put Option | Purchasing | 49,400 | 12 USD | American | 18 Jan 2014 | 0.2501 USD | ||||||||
| ORD | Put Option | Purchasing | 119,100 | 13 USD | American | 17 Aug 2013 | 0.1750 USD | ||||||||
| ORD | Put Option | Selling | 300 | 12 USD | American | 17 Aug 2013 | 0.1000 USD | ||||||||
| ORD | Put Option | Selling | 141,600 | 14 USD | American | 17 Aug 2013 | 0.3960 USD |
(ii) Exercising
| Product name | Number of | Exercise price per | ||||
| securities | unit | |||||
| Call Option | 100,000 | 14 USD |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |||
| Date of disclosure: | 22 Jul 2013 | |||
| Contact name: | Rajesh Muthanna | |||
| Telephone number: | 020 3555 4634 | |||
| If a connected EFM, name of offeree/offeror with which connected | ||||
| If a connected EFM, state nature of connection | ||||
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry | ||||||
| purchased | relevant securities | price | date | ||||||||
| to which the option | |||||||||||
| or derivative | |||||||||||
| relates | |||||||||||
| Call Options | Purchased | 200 | 6.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Purchased | 246,700 | 10.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Purchased | 700 | 11.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Purchased | 350,800 | 12.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Purchased | 850,000 | 13.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Purchased | 3,393,600 | 14.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Purchased | 81,400 | 15.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Purchased | 362,900 | 16.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Purchased | 4,300 | 17.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Purchased | 400 | 18.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Purchased | 1,400 | 20.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Purchased | 4,200 | 22.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Purchased | 700 | 25.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Written | -2,400 | 5.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Written | -2,400 | 10.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Written | -24,900 | 11.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Written | -525,200 | 12.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Written | -933,100 | 13.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Written | -59,600 | 14.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Written | -559,000 | 15.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Written | -800 | 17.0000 | American | 21 Jul 2013 | ||||||
| Call Options | Written | -100 | 22.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Purchased | 2,000 | 5.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Purchased | 2,800 | 8.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Purchased | 9,500 | 9.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Purchased | 413,600 | 10.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Purchased | 1,555,000 | 11.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Purchased | 45,800 | 12.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Purchased | 236,600 | 13.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Purchased | 758,900 | 14.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Purchased | 100 | 15.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Written | -300 | 8.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Written | -490,100 | 10.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Written | -818,900 | 11.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Written | -1,554,100 | 12.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Written | -93,300 | 13.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Written | -73,100 | 14.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Written | -3,200 | 15.0000 | American | 21 Jul 2013 | ||||||
| Put Options | Written | -3,400 | 22.0000 | American | 21 Jul 2013 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Copyright Business Wire 2013
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