12th Jul 2013 15:39
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | ||
| Company dealt in | ELAN CORP PLC | ||
| Class of relevant security to which the | €0.05 ordinary shares | ||
| dealings being disclosed relate (Note 2) | |||
| Date of dealing | 11 July 2013 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 3,092,577 | 0.60% | 1,128,530 | 0.22% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 1,705 | 0.00% | 2,812,591 | 0.55% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 3,094,282 | 0.60% | 3,941,121 | 0.77% | ||||||||
| Class of relevant security: | ADR | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 624,454 | 0.12% | 1,980,155 | 0.39% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 8,136,000 | 1.59% | 4,113,000 | 0.80% | |||||||
| (4) | TOTAL: | ||||||||||
| 8,760,454 | 1.71% | 6,093,155 | 1.19% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||
| Number (%) | Number (%) | |||
| (1) Relevant securities | ||||
| (2) Derivatives (other than options) | ||||
| (3) Options and agreements to purchase/sell | ||||
| Total |
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 192 | 10.6400 EUR | |||
| Purchase | 350 | 10.8124 EUR | |||
| Purchase | 11,153 | 10.7920 EUR | |||
| Purchase | 11,638 | 10.7145 EUR | |||
| Sale | 192 | 10.6400 EUR | |||
| Sale | 11,988 | 10.7173 EUR | |||
| Sale | 53,467 | 10.7601 EUR | |||
| Purchase | 100 | 13.9500 USD | |||
| Purchase | 100 | 13.9799 USD | |||
| Purchase | 100 | 14.0000 USD | |||
| Purchase | 200 | 14.0750 USD | |||
| Purchase | 200 | 14.1000 USD | |||
| Purchase | 200 | 14.1300 USD | |||
| Purchase | 200 | 14.1325 USD | |||
| Purchase | 200 | 14.1350 USD | |||
| Purchase | 300 | 14.0799 USD | |||
| Purchase | 300 | 14.2700 USD | |||
| Purchase | 400 | 14.1337 USD | |||
| Purchase | 500 | 14.0100 USD | |||
| Purchase | 500 | 14.0550 USD | |||
| Purchase | 500 | 14.1280 USD | |||
| Purchase | 700 | 14.1200 USD | |||
| Purchase | 800 | 14.0793 USD | |||
| Purchase | 900 | 14.0956 USD | |||
| Purchase | 900 | 14.1455 USD | |||
| Purchase | 1,200 | 13.9885 USD | |||
| Purchase | 1,200 | 14.0585 USD | |||
| Purchase | 1,200 | 14.1341 USD | |||
| Purchase | 1,300 | 14.1392 USD | |||
| Purchase | 1,500 | 14.0650 USD | |||
| Purchase | 1,700 | 14.0852 USD | |||
| Purchase | 1,700 | 14.1294 USD | |||
| Purchase | 2,200 | 14.0151 USD | |||
| Purchase | 2,200 | 14.0797 USD | |||
| Purchase | 2,300 | 14.1439 USD | |||
| Purchase | 2,400 | 14.0800 USD | |||
| Purchase | 2,500 | 14.1224 USD | |||
| Purchase | 2,667 | 14.1178 USD | |||
| Purchase | 3,145 | 14.0490 USD | |||
| Purchase | 3,600 | 14.0511 USD | |||
| Purchase | 3,940 | 14.1208 USD | |||
| Purchase | 4,000 | 14.0240 USD | |||
| Purchase | 4,400 | 14.1410 USD | |||
| Purchase | 4,636 | 14.0362 USD | |||
| Purchase | 4,697 | 14.0429 USD | |||
| Purchase | 4,900 | 13.9800 USD | |||
| Purchase | 5,300 | 14.0928 USD | |||
| Purchase | 5,502 | 14.0699 USD | |||
| Purchase | 6,300 | 14.1377 USD | |||
| Purchase | 6,900 | 13.9779 USD | |||
| Purchase | 7,500 | 14.0618 USD | |||
| Purchase | 8,600 | 14.1494 USD | |||
| Purchase | 8,964 | 14.1265 USD | |||
| Purchase | 9,300 | 14.0593 USD | |||
| Purchase | 10,300 | 13.9869 USD | |||
| Purchase | 11,400 | 13.9744 USD | |||
| Purchase | 12,483 | 14.0590 USD | |||
| Purchase | 12,800 | 14.1309 USD | |||
| Purchase | 16,400 | 14.0557 USD | |||
| Purchase | 19,498 | 14.0700 USD | |||
| Purchase | 21,200 | 13.9805 USD | |||
| Purchase | 22,900 | 14.1232 USD | |||
| Purchase | 22,953 | 14.0552 USD | |||
| Purchase | 27,485 | 14.1303 USD | |||
| Purchase | 33,207 | 14.1286 USD | |||
| Purchase | 33,300 | 14.1657 USD | |||
| Purchase | 34,400 | 14.0489 USD | |||
| Purchase | 34,500 | 14.1457 USD | |||
| Purchase | 38,927 | 14.0703 USD | |||
| Purchase | 42,700 | 14.0378 USD | |||
| Purchase | 43,100 | 14.1148 USD | |||
| Purchase | 57,900 | 14.1437 USD | |||
| Purchase | 59,100 | 14.0313 USD | |||
| Purchase | 62,700 | 14.0301 USD | |||
| Purchase | 70,897 | 14.0610 USD | |||
| Purchase | 142,268 | 14.1120 USD | |||
| Purchase | 303,413 | 14.0720 USD | |||
| Purchase | 315,500 | 14.0607 USD | |||
| Purchase | 668,906 | 14.0600 USD | |||
| Sale | 100 | 14.0400 USD | |||
| Sale | 300 | 14.1210 USD | |||
| Sale | 500 | 13.9620 USD | |||
| Sale | 500 | 14.0480 USD | |||
| Sale | 600 | 14.1100 USD | |||
| Sale | 800 | 13.9812 USD | |||
| Sale | 958 | 13.9764 USD | |||
| Sale | 1,100 | 13.9672 USD | |||
| Sale | 1,200 | 13.9758 USD | |||
| Sale | 1,200 | 13.9883 USD | |||
| Sale | 1,200 | 14.0350 USD | |||
| Sale | 1,200 | 14.0541 USD | |||
| Sale | 1,400 | 13.9821 USD | |||
| Sale | 1,600 | 13.9800 USD | |||
| Sale | 1,600 | 14.0293 USD | |||
| Sale | 1,636 | 13.9488 USD | |||
| Sale | 1,764 | 14.0021 USD | |||
| Sale | 1,800 | 14.0833 USD | |||
| Sale | 2,000 | 14.0505 USD | |||
| Sale | 2,100 | 14.0661 USD | |||
| Sale | 2,240 | 14.0464 USD | |||
| Sale | 2,400 | 14.0437 USD | |||
| Sale | 2,700 | 14.0800 USD | |||
| Sale | 2,800 | 14.1296 USD | |||
| Sale | 3,200 | 14.0268 USD | |||
| Sale | 3,500 | 14.0602 USD | |||
| Sale | 3,600 | 14.0977 USD | |||
| Sale | 3,681 | 14.0089 USD | |||
| Sale | 3,700 | 14.0221 USD | |||
| Sale | 4,100 | 14.0736 USD | |||
| Sale | 4,800 | 14.0714 USD | |||
| Sale | 5,000 | 14.0537 USD | |||
| Sale | 5,500 | 14.0545 USD | |||
| Sale | 5,500 | 14.0613 USD | |||
| Sale | 5,588 | 14.0675 USD | |||
| Sale | 5,805 | 14.0342 USD | |||
| Sale | 6,085 | 14.0548 USD | |||
| Sale | 6,600 | 14.0568 USD | |||
| Sale | 9,725 | 14.0405 USD | |||
| Sale | 10,815 | 14.0482 USD | |||
| Sale | 13,900 | 14.0836 USD | |||
| Sale | 15,000 | 14.0098 USD | |||
| Sale | 15,842 | 14.1000 USD | |||
| Sale | 16,944 | 14.0845 USD | |||
| Sale | 18,000 | 14.0130 USD | |||
| Sale | 19,600 | 13.9965 USD | |||
| Sale | 21,600 | 14.1285 USD | |||
| Sale | 22,700 | 14.0075 USD | |||
| Sale | 23,100 | 14.0726 USD | |||
| Sale | 25,000 | 14.0700 USD | |||
| Sale | 29,000 | 14.0779 USD | |||
| Sale | 30,000 | 14.1352 USD | |||
| Sale | 33,400 | 14.1132 USD | |||
| Sale | 34,600 | 14.0030 USD | |||
| Sale | 39,326 | 14.0658 USD | |||
| Sale | 39,900 | 14.0395 USD | |||
| Sale | 54,200 | 14.1249 USD | |||
| Sale | 64,900 | 14.0296 USD | |||
| Sale | 70,685 | 14.0603 USD | |||
| Sale | 73,600 | 14.0695 USD | |||
| Sale | 110,513 | 14.1055 USD | |||
| Sale | 133,016 | 14.0439 USD | |||
| Sale | 161,850 | 14.0636 USD | |||
| Sale | 169,699 | 14.0491 USD | |||
| Sale | 186,200 | 14.0458 USD | |||
| Sale | 313,713 | 14.0725 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| ORD | Long | 4,985 | 10.8221 EUR | ||||
| ORD | Long | 16,683 | 10.6882 EUR | ||||
| ORD | Long | 31,799 | 10.7837 EUR | ||||
| ORD | Short | 1,665 | 10.7404 EUR |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option | |||||||
| purchasing, | of | price | date | money | |||||||||
| selling, | securities | paid/ | |||||||||||
| varying etc | to which | received | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| Call Option | Purchasing | 2,300 | 14 USD | American | 17 Aug 2013 | 0.6000 USD | |||||||
| Call Option | Purchasing | 5,900 | 15 USD | American | 20 Jul 2013 | 0.0500 USD | |||||||
| Call Option | Purchasing | 300 | 15 USD | American | 17 Jan 2015 | 0.8000 USD | |||||||
| Call Option | Purchasing | 270,000 | 16 USD | American | 17 Aug 2013 | 0.0500 USD | |||||||
| Call Option | Selling | 300 | 14 USD | American | 19 Oct 2013 | 1.0000 USD | |||||||
| Call Option | Selling | 500 | 15 USD | American | 19 Oct 2013 | 0.6000 USD | |||||||
| Put Option | Purchasing | 1,100 | 13 USD | American | 20 Jul 2013 | 0.0500 USD | |||||||
| Put Option | Purchasing | 20,000 | 13 USD | American | 17 Aug 2013 | 0.3000 USD | |||||||
| Put Option | Purchasing | 1,400 | 14 USD | American | 20 Jul 2013 | 0.1000 USD | |||||||
| Put Option | Purchasing | 200 | 14 USD | American | 17 Aug 2013 | 0.5500 USD | |||||||
| Put Option | Purchasing | 27,100 | 14 USD | American | 17 Aug 2013 | 0.6038 USD | |||||||
| Put Option | Selling | 270,000 | 12 USD | American | 17 Aug 2013 | 0.1500 USD |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES
| Date of disclosure | 12 Jul 2013 | |
| Contact name | Rajesh Muthanna | |
| Telephone number | 020 3555 4634 | |
| If a connected EFM, name of offeree/offeror with which connected | ||
| If a connected EFM, state nature of connection (Note 10) |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry | ||||||
| purchased | relevant securities | price | date | ||||||||
| to which the option | |||||||||||
| or derivative | |||||||||||
| relates | |||||||||||
| Call Options | Purchased | 100,000 | 14.0000 | European | 19 Jul 2013 | ||||||
| Call Options | Purchased | 246,700 | 10.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Purchased | 700 | 11.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Purchased | 350,800 | 12.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Purchased | 1,850,000 | 13.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Purchased | 2,321,200 | 14.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Purchased | 56,300 | 15.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Purchased | 357,600 | 16.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Purchased | 4,300 | 17.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Purchased | 400 | 18.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Purchased | 1,400 | 20.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Purchased | 4,200 | 22.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Purchased | 700 | 25.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Written | -2,400 | 5.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Written | -2,400 | 10.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Written | -25,400 | 11.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Written | -525,400 | 12.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Written | -938,900 | 13.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Written | -64,000 | 14.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Written | -559,600 | 15.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Written | -800 | 17.0000 | American | 13 Jul 2013 | ||||||
| Call Options | Written | -100 | 22.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Purchased | 2,000 | 5.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Purchased | 2,800 | 8.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Purchased | 9,500 | 9.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Purchased | 413,600 | 10.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Purchased | 1,555,000 | 11.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Purchased | 6,000 | 12.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Purchased | 58,800 | 13.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Purchased | 793,900 | 14.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Purchased | 100 | 15.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Written | -300 | 8.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Written | -490,100 | 10.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Written | -825,200 | 11.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Written | -551,100 | 12.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Written | -93,300 | 13.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Written | -27,400 | 14.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Written | -3,200 | 15.0000 | American | 13 Jul 2013 | ||||||
| Put Options | Written | -3,400 | 22.0000 | American | 13 Jul 2013 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Copyright Business Wire 2013
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