9th Jan 2012 13:15
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | BARCLAYS PLC | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | COLFAX CORPORATION | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 6 January 2012 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: CHARTER INTERNATIONAL PLC
|
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 262,028 | 0.60% | 504,025 | 1.15% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 333,047 | 0.76% | 0 | 0.00% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 595,075 | 1.36% | 504,025 | 1.15% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 33 | 29.5000 USD | ||||
| ORD | Purchase | 93 | 28.6800 USD | ||||
| ORD | Purchase | 100 | 28.7000 USD | ||||
| ORD | Purchase | 100 | 29.5800 USD | ||||
| ORD | Purchase | 100 | 29.6500 USD | ||||
| ORD | Purchase | 100 | 29.7510 USD | ||||
| ORD | Purchase | 111 | 29.6100 USD | ||||
| ORD | Purchase | 174 | 28.6900 USD | ||||
| ORD | Purchase | 200 | 29.0950 USD | ||||
| ORD | Purchase | 200 | 29.2350 USD | ||||
| ORD | Purchase | 200 | 29.4600 USD | ||||
| ORD | Purchase | 200 | 29.5550 USD | ||||
| ORD | Purchase | 200 | 29.7850 USD | ||||
| ORD | Purchase | 230 | 29.1173 USD | ||||
| ORD | Purchase | 300 | 28.8313 USD | ||||
| ORD | Purchase | 300 | 29.6300 USD | ||||
| ORD | Purchase | 300 | 29.6333 USD | ||||
| ORD | Purchase | 400 | 28.9500 USD | ||||
| ORD | Purchase | 400 | 28.9672 USD | ||||
| ORD | Purchase | 400 | 29.0145 USD | ||||
| ORD | Purchase | 400 | 29.0187 USD | ||||
| ORD | Purchase | 401 | 29.1572 USD | ||||
| ORD | Purchase | 417 | 29.1704 USD | ||||
| ORD | Purchase | 460 | 29.5726 USD | ||||
| ORD | Purchase | 500 | 29.0864 USD | ||||
| ORD | Purchase | 500 | 29.5580 USD | ||||
| ORD | Purchase | 500 | 29.6200 USD | ||||
| ORD | Purchase | 600 | 29.0200 USD | ||||
| ORD | Purchase | 600 | 29.0450 USD | ||||
| ORD | Purchase | 600 | 29.1133 USD | ||||
| ORD | Purchase | 600 | 29.1416 USD | ||||
| ORD | Purchase | 625 | 29.5092 USD | ||||
| ORD | Purchase | 800 | 29.4994 USD | ||||
| ORD | Purchase | 800 | 29.6748 USD | ||||
| ORD | Purchase | 999 | 29.1110 USD | ||||
| ORD | Purchase | 1,000 | 29.3410 USD | ||||
| ORD | Purchase | 1,000 | 29.3820 USD | ||||
| ORD | Purchase | 1,000 | 29.5900 USD | ||||
| ORD | Purchase | 1,200 | 29.0617 USD | ||||
| ORD | Purchase | 1,301 | 29.1422 USD | ||||
| ORD | Purchase | 1,800 | 29.0167 USD | ||||
| ORD | Purchase | 2,200 | 29.1847 USD | ||||
| ORD | Purchase | 2,682 | 29.1269 USD | ||||
| ORD | Purchase | 3,015 | 29.5402 USD | ||||
| ORD | Purchase | 5,900 | 29.2971 USD | ||||
| ORD | Purchase | 6,400 | 29.4379 USD | ||||
| ORD | Purchase | 21,147 | 29.3688 USD | ||||
| ORD | Purchase | 22,120 | 29.4088 USD | ||||
| ORD | Purchase | 25,000 | 29.1064 USD | ||||
| ORD | Purchase | 79,386 | TRANSFER | ||||
| ORD | Sale | 93 | 28.6800 USD | ||||
| ORD | Sale | 100 | 28.7000 USD | ||||
| ORD | Sale | 100 | 29.0200 USD | ||||
| ORD | Sale | 100 | 29.0500 USD | ||||
| ORD | Sale | 100 | 29.3800 USD | ||||
| ORD | Sale | 100 | 29.4600 USD | ||||
| ORD | Sale | 100 | 29.5000 USD | ||||
| ORD | Sale | 100 | 29.5500 USD | ||||
| ORD | Sale | 100 | 29.5900 USD | ||||
| ORD | Sale | 100 | 29.6500 USD | ||||
| ORD | Sale | 100 | 29.6800 USD | ||||
| ORD | Sale | 100 | 29.7510 USD | ||||
| ORD | Sale | 111 | 29.6100 USD | ||||
| ORD | Sale | 160 | 28.5260 USD | ||||
| ORD | Sale | 174 | 28.6900 USD | ||||
| ORD | Sale | 200 | 28.8970 USD | ||||
| ORD | Sale | 200 | 29.1700 USD | ||||
| ORD | Sale | 200 | 29.2350 USD | ||||
| ORD | Sale | 200 | 29.4150 USD | ||||
| ORD | Sale | 200 | 29.6200 USD | ||||
| ORD | Sale | 200 | 29.7850 USD | ||||
| ORD | Sale | 300 | 29.2167 USD | ||||
| ORD | Sale | 300 | 29.2766 USD | ||||
| ORD | Sale | 400 | 28.9750 USD | ||||
| ORD | Sale | 400 | 29.6250 USD | ||||
| ORD | Sale | 490 | 29.0228 USD | ||||
| ORD | Sale | 500 | 29.0360 USD | ||||
| ORD | Sale | 500 | 29.0440 USD | ||||
| ORD | Sale | 600 | 29.1766 USD | ||||
| ORD | Sale | 700 | 29.6014 USD | ||||
| ORD | Sale | 800 | 28.9586 USD | ||||
| ORD | Sale | 800 | 29.0166 USD | ||||
| ORD | Sale | 800 | 29.3262 USD | ||||
| ORD | Sale | 800 | 29.4993 USD | ||||
| ORD | Sale | 800 | 29.6748 USD | ||||
| ORD | Sale | 900 | 29.0161 USD | ||||
| ORD | Sale | 1,000 | 29.0650 USD | ||||
| ORD | Sale | 1,200 | 28.9536 USD | ||||
| ORD | Sale | 1,200 | 29.0617 USD | ||||
| ORD | Sale | 1,300 | 29.4392 USD | ||||
| ORD | Sale | 1,300 | 29.5661 USD | ||||
| ORD | Sale | 1,513 | 29.6492 USD | ||||
| ORD | Sale | 1,900 | 29.2694 USD | ||||
| ORD | Sale | 2,058 | 29.5087 USD | ||||
| ORD | Sale | 2,300 | 29.0318 USD | ||||
| ORD | Sale | 3,600 | 28.9600 USD | ||||
| ORD | Sale | 3,700 | 29.5068 USD | ||||
| ORD | Sale | 5,372 | 29.1454 USD | ||||
| ORD | Sale | 5,900 | 29.2971 USD | ||||
| ORD | Sale | 6,200 | 29.1547 USD | ||||
| ORD | Sale | 7,800 | 29.4667 USD | ||||
| ORD | Sale | 8,830 | 29.1460 USD | ||||
| ORD | Sale | 10,477 | 29.4484 USD | ||||
| ORD | Sale | 11,010 | 29.1179 USD | ||||
| ORD | Sale | 21,051 | 29.3648 USD | ||||
| ORD | Sale | 39,693 | TRANSFER |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 25,000 | 29.0764 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 9 Jan 2012 | |
| Contact name: | Geoff Smith | |
| Telephone number: | 020 7116 2913 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2012
Related Shares:
Barclays