30th Dec 2011 13:06
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | BARCLAYS PLC | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | COLFAX CORPORATION | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
| |
| (e) Date position held/dealing undertaken: | 29 Dec 2011 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: CHARTER INTERNATIONAL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 155,398 | 0.36% | 513,556 | 1.18% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 308,047 | 0.70% | 0 | 0.00% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 133,333 | 0.31% | 133,333 | 0.31% | |||||||
| (4) | TOTAL: | ||||||||||
| 596,778 | 1.37% | 646,889 | 1.48% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 100 | 28.1580 USD | ||||
| ORD | Purchase | 100 | 28.2200 USD | ||||
| ORD | Purchase | 100 | 28.2900 USD | ||||
| ORD | Purchase | 136 | 28.1329 USD | ||||
| ORD | Purchase | 182 | 28.0200 USD | ||||
| ORD | Purchase | 200 | 28.0800 USD | ||||
| ORD | Purchase | 200 | 28.1210 USD | ||||
| ORD | Purchase | 200 | 28.1400 USD | ||||
| ORD | Purchase | 200 | 28.1450 USD | ||||
| ORD | Purchase | 200 | 28.1650 USD | ||||
| ORD | Purchase | 200 | 28.2000 USD | ||||
| ORD | Purchase | 200 | 28.2100 USD | ||||
| ORD | Purchase | 214 | 27.9900 USD | ||||
| ORD | Purchase | 300 | 28.1133 USD | ||||
| ORD | Purchase | 300 | 28.1793 USD | ||||
| ORD | Purchase | 330 | 28.1480 USD | ||||
| ORD | Purchase | 400 | 28.0052 USD | ||||
| ORD | Purchase | 400 | 28.0925 USD | ||||
| ORD | Purchase | 500 | 28.1934 USD | ||||
| ORD | Purchase | 500 | 28.2296 USD | ||||
| ORD | Purchase | 549 | 28.1716 USD | ||||
| ORD | Purchase | 594 | 28.0688 USD | ||||
| ORD | Purchase | 600 | 28.1391 USD | ||||
| ORD | Purchase | 1,000 | 28.0590 USD | ||||
| ORD | Purchase | 1,200 | 28.1687 USD | ||||
| ORD | Purchase | 1,200 | 28.1990 USD | ||||
| ORD | Purchase | 1,300 | 28.1031 USD | ||||
| ORD | Purchase | 1,749 | 28.1216 USD | ||||
| ORD | Purchase | 1,851 | 28.1424 USD | ||||
| ORD | Purchase | 1,864 | 28.1984 USD | ||||
| ORD | Purchase | 3,990 | 28.1302 USD | ||||
| ORD | Purchase | 5,150 | 28.1163 USD | ||||
| ORD | Purchase | 10,510 | 28.1734 USD | ||||
| ORD | Purchase | 11,221 | 28.1399 USD | ||||
| ORD | Sale | 100 | 28.0200 USD | ||||
| ORD | Sale | 100 | 28.0700 USD | ||||
| ORD | Sale | 100 | 28.1300 USD | ||||
| ORD | Sale | 100 | 28.1580 USD | ||||
| ORD | Sale | 100 | 28.1800 USD | ||||
| ORD | Sale | 100 | 28.2400 USD | ||||
| ORD | Sale | 200 | 28.1210 USD | ||||
| ORD | Sale | 200 | 28.1400 USD | ||||
| ORD | Sale | 200 | 28.1450 USD | ||||
| ORD | Sale | 200 | 28.2250 USD | ||||
| ORD | Sale | 200 | 28.2500 USD | ||||
| ORD | Sale | 214 | 27.9900 USD | ||||
| ORD | Sale | 257 | 28.1845 USD | ||||
| ORD | Sale | 300 | 28.0266 USD | ||||
| ORD | Sale | 300 | 28.1793 USD | ||||
| ORD | Sale | 330 | 28.1480 USD | ||||
| ORD | Sale | 400 | 28.0052 USD | ||||
| ORD | Sale | 400 | 28.2175 USD | ||||
| ORD | Sale | 500 | 28.0620 USD | ||||
| ORD | Sale | 500 | 28.1934 USD | ||||
| ORD | Sale | 500 | 28.2200 USD | ||||
| ORD | Sale | 600 | 28.1391 USD | ||||
| ORD | Sale | 1,100 | 28.0809 USD | ||||
| ORD | Sale | 2,400 | 28.1839 USD | ||||
| ORD | Sale | 3,200 | 28.1827 USD | ||||
| ORD | Sale | 4,400 | 28.1738 USD | ||||
| ORD | Sale | 4,753 | 28.1609 USD | ||||
| ORD | Sale | 11,204 | 28.1356 USD | ||||
| ORD | Sale | 14,683 | 28.1271 USD |
(b) Derivatives transactions (other than options)
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 30 Dec 2011 | |
| Contact name: | Geoff Smith | |
| Telephone number: | 020 7116 2913 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | COLFAX CORPORATION |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Written | -133,333 | 12.6300 | European | 6 Jan 2012 | |||||||
| ORD | Call Options | Purchased | 133,333 | 15.7900 | European | 6 Jan 2012 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2011
Related Shares:
Barclays