24th Apr 2026 15:29
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | CAPRICORN ENERGY PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 23 Apr 2026 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 799 / 122p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 717,183 | 1.02% | 1,028 | 0.00% |
(2) | Cash-settled derivatives: |
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| 1,028 | 0.00% | 710,726 | 1.01% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 718,211 | 1.02% | 711,754 | 1.01% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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799 / 122p ordinary | Purchase | 6,295 | 3.1210 GBP | ||||
799 / 122p ordinary | Purchase | 5,008 | 3.0851 GBP | ||||
799 / 122p ordinary | Purchase | 4,846 | 3.0941 GBP | ||||
799 / 122p ordinary | Purchase | 3,956 | 3.0800 GBP | ||||
799 / 122p ordinary | Purchase | 2,158 | 3.1338 GBP | ||||
799 / 122p ordinary | Purchase | 1,277 | 3.1350 GBP | ||||
799 / 122p ordinary | Purchase | 1,261 | 3.1161 GBP | ||||
799 / 122p ordinary | Purchase | 1,223 | 3.0900 GBP | ||||
799 / 122p ordinary | Purchase | 271 | 3.0998 GBP | ||||
799 / 122p ordinary | Purchase | 94 | 3.0961 GBP | ||||
799 / 122p ordinary | Purchase | 74 | 3.1850 GBP | ||||
799 / 122p ordinary | Purchase | 73 | 3.1000 GBP | ||||
799 / 122p ordinary | Sale | 3,994 | 3.1574 GBP | ||||
799 / 122p ordinary | Sale | 2,252 | 3.1389 GBP | ||||
799 / 122p ordinary | Sale | 2,251 | 3.0800 GBP | ||||
799 / 122p ordinary | Sale | 1,277 | 3.1350 GBP | ||||
799 / 122p ordinary | Sale | 289 | 3.1199 GBP | ||||
799 / 122p ordinary | Sale | 128 | 3.1200 GBP | ||||
799 / 122p ordinary | Sale | 124 | 3.1135 GBP | ||||
799 / 122p ordinary | Sale | 95 | 3.0900 GBP | ||||
799 / 122p ordinary | Sale | 67 | 3.1300 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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799 / 122p ordinary | SWAP | Decreasing Short | 1 | 3.0900 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 2,251 | 3.0800 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 124 | 3.1135 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 289 | 3.1199 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 128 | 3.1200 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 901 | 3.1528 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 3,093 | 3.1587 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 4,140 | 3.0800 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 51 | 3.0823 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 637 | 3.0876 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 1,223 | 3.0900 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 532 | 3.0902 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 5,625 | 3.0906 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 22,500 | 3.0936 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 2,777 | 3.0958 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 900 | 3.0959 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 73 | 3.1000 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 1,204 | 3.1159 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 57 | 3.1200 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 670 | 3.1210 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 74 | 3.1850 GBP | |||
799 / 122p ordinary | CFD | Increasing Short | 4,135 | 3.0802 GBP | |||
799 / 122p ordinary | CFD | Increasing Short | 638 | 3.1201 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercise |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 24 Apr 2026 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
BarclaysCapricorn Energy PLC