1st Jun 2026 15:23
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | CAPRICORN ENERGY PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 29 May 2026 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 799 / 122p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 917,610 | 1.30% | 9,752 | 0.01% |
(2) | Cash-settled derivatives: |
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| 7,899 | 0.01% | 917,609 | 1.30% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 925,509 | 1.31% | 927,361 | 1.31% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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799 / 122p ordinary | Purchase | 12,711 | 3.2600 GBP | ||||
799 / 122p ordinary | Purchase | 3,712 | 3.2399 GBP | ||||
799 / 122p ordinary | Purchase | 3,458 | 3.2477 GBP | ||||
799 / 122p ordinary | Purchase | 1,815 | 3.2428 GBP | ||||
799 / 122p ordinary | Purchase | 1,564 | 3.1801 GBP | ||||
799 / 122p ordinary | Purchase | 866 | 3.2500 GBP | ||||
799 / 122p ordinary | Purchase | 602 | 3.1800 GBP | ||||
799 / 122p ordinary | Purchase | 602 | 3.2201 GBP | ||||
799 / 122p ordinary | Purchase | 321 | 3.1994 GBP | ||||
799 / 122p ordinary | Purchase | 318 | 3.2350 GBP | ||||
799 / 122p ordinary | Purchase | 246 | 3.2400 GBP | ||||
799 / 122p ordinary | Purchase | 53 | 3.1900 GBP | ||||
799 / 122p ordinary | Purchase | 35 | 3.2700 GBP | ||||
799 / 122p ordinary | Sale | 12,711 | 3.2539 GBP | ||||
799 / 122p ordinary | Sale | 4,244 | 3.1811 GBP | ||||
799 / 122p ordinary | Sale | 2,445 | 3.2365 GBP | ||||
799 / 122p ordinary | Sale | 1,853 | 3.2545 GBP | ||||
799 / 122p ordinary | Sale | 1,595 | 3.1982 GBP | ||||
799 / 122p ordinary | Sale | 1,372 | 3.2451 GBP | ||||
799 / 122p ordinary | Sale | 823 | 3.2300 GBP | ||||
799 / 122p ordinary | Sale | 391 | 3.2350 GBP | ||||
799 / 122p ordinary | Sale | 344 | 3.2100 GBP | ||||
799 / 122p ordinary | Sale | 248 | 3.1875 GBP | ||||
799 / 122p ordinary | Sale | 188 | 3.2400 GBP | ||||
799 / 122p ordinary | Sale | 82 | 3.2000 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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799 / 122p ordinary | SWAP | Opening Short | 3,458 | 3.2477 GBP | |||
799 / 122p ordinary | SWAP | Opening Short | 83 | 3.1978 GBP | |||
799 / 122p ordinary | SWAP | Opening Short | 602 | 3.1801 GBP | |||
799 / 122p ordinary | SWAP | Opening Short | 119 | 3.1800 GBP | |||
799 / 122p ordinary | CFD | Opening Long | 1,251 | 3.2180 GBP | |||
799 / 122p ordinary | CFD | Opening Long | 1,366 | 3.2250 GBP | |||
799 / 122p ordinary | CFD | Opening Short | 1 | 3.2200 GBP | |||
799 / 122p ordinary | SWAP | Opening Short | 1,564 | 3.1801 GBP | |||
799 / 122p ordinary | SWAP | Closing Short | 3,458 | 3.1811 GBP | |||
799 / 122p ordinary | SWAP | Opening Long | 786 | 3.1811 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 73 | 3.2350 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 118 | 3.2200 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 602 | 3.2201 GBP | |||
799 / 122p ordinary | SWAP | Closing Long | 786 | 3.2475 GBP | |||
799 / 122p ordinary | SWAP | Opening Short | 1,087 | 3.2475 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 88 | 3.2218 GBP | |||
799 / 122p ordinary | SWAP | Closing Short | 720 | 3.1800 GBP | |||
799 / 122p ordinary | SWAP | Opening Long | 140 | 3.1800 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 1,839 | 3.2322 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 58 | 3.2400 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercise |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 01 Jun 2026 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
BarclaysCapricorn Energy PLC