28th May 2026 15:18
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | CAPRICORN ENERGY PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 27 May 2026 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 799 / 122p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 916,055 | 1.30% | 6,805 | 0.01% |
(2) | Cash-settled derivatives: |
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| 6,635 | 0.01% | 915,303 | 1.30% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 922,690 | 1.31% | 922,108 | 1.31% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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799 / 122p ordinary | Purchase | 9,255 | 3.2264 GBP | ||||
799 / 122p ordinary | Purchase | 3,153 | 3.2293 GBP | ||||
799 / 122p ordinary | Purchase | 2,343 | 3.2370 GBP | ||||
799 / 122p ordinary | Purchase | 1,545 | 3.2251 GBP | ||||
799 / 122p ordinary | Purchase | 948 | 3.2163 GBP | ||||
799 / 122p ordinary | Purchase | 589 | 3.2310 GBP | ||||
799 / 122p ordinary | Purchase | 180 | 3.2448 GBP | ||||
799 / 122p ordinary | Purchase | 130 | 3.2595 GBP | ||||
799 / 122p ordinary | Purchase | 35 | 3.2700 GBP | ||||
799 / 122p ordinary | Purchase | 1 | 3.2800 GBP | ||||
799 / 122p ordinary | Sale | 5,496 | 3.2683 GBP | ||||
799 / 122p ordinary | Sale | 1,000 | 3.2250 GBP | ||||
799 / 122p ordinary | Sale | 996 | 3.2100 GBP | ||||
799 / 122p ordinary | Sale | 738 | 3.2699 GBP | ||||
799 / 122p ordinary | Sale | 474 | 3.2350 GBP | ||||
799 / 122p ordinary | Sale | 181 | 3.2450 GBP | ||||
799 / 122p ordinary | Sale | 170 | 3.2300 GBP | ||||
799 / 122p ordinary | Sale | 140 | 3.2200 GBP | ||||
799 / 122p ordinary | Sale | 74 | 3.2150 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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799 / 122p ordinary | SWAP | Decreasing Short | 594 | 3.2098 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 148 | 3.2175 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 66 | 3.2200 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 1,000 | 3.2250 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 1,107 | 3.2650 GBP | |||
799 / 122p ordinary | SWAP | Decreasing Short | 738 | 3.2699 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 348 | 3.2100 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 450 | 3.2150 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 8,219 | 3.2251 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 1,095 | 3.2292 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 589 | 3.2310 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 1,036 | 3.2359 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 130 | 3.2595 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 1,107 | 3.2650 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 35 | 3.2700 GBP | |||
799 / 122p ordinary | SWAP | Increasing Short | 1 | 3.2800 GBP | |||
799 / 122p ordinary | CFD | Decreasing Short | 1,057 | 3.2272 GBP | |||
799 / 122p ordinary | CFD | Increasing Short | 600 | 3.2202 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercise |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 28 May 2026 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
BarclaysCapricorn Energy PLC