6th Dec 2013 14:43
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | AZ ELECTRONIC MATERIALS S.A. | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 5 DEC 2013 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,114,170 | 1.34% | 145,204 | 0.04% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 109,317 | 0.03% | 4,179,696 | 1.10% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 5,223,487 | 1.37% | 4,324,900 | 1.14% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 69 | 3.9460 GBP | ||||
| ORD | Purchase | 583 | 3.9780 GBP | ||||
| ORD | Purchase | 671 | 3.9956 GBP | ||||
| ORD | Purchase | 1,136 | 3.9805 GBP | ||||
| ORD | Purchase | 1,283 | 3.9430 GBP | ||||
| ORD | Purchase | 1,360 | 3.9840 GBP | ||||
| ORD | Purchase | 1,848 | 3.9853 GBP | ||||
| ORD | Purchase | 1,992 | 3.9800 GBP | ||||
| ORD | Purchase | 4,757 | 3.9815 GBP | ||||
| ORD | Purchase | 5,211 | 3.9790 GBP | ||||
| ORD | Purchase | 5,671 | 4.0200 GBP | ||||
| ORD | Purchase | 6,809 | 3.9769 GBP | ||||
| ORD | Purchase | 8,649 | 3.9897 GBP | ||||
| ORD | Purchase | 10,000 | 3.9900 GBP | ||||
| ORD | Purchase | 11,488 | 3.9972 GBP | ||||
| ORD | Purchase | 22,889 | 3.9850 GBP | ||||
| ORD | Purchase | 24,232 | 3.9500 GBP | ||||
| ORD | Purchase | 29,871 | 3.9535 GBP | ||||
| ORD | Purchase | 74,586 | 3.9537 GBP | ||||
| ORD | Purchase | 77,650 | 3.9795 GBP | ||||
| ORD | Purchase | 80,013 | 3.9615 GBP | ||||
| ORD | Purchase | 91,960 | 4.0000 GBP | ||||
| ORD | Purchase | 97,188 | 3.9449 GBP | ||||
| ORD | Purchase | 130,778 | 3.9437 GBP | ||||
| ORD | Purchase | 143,750 | 3.9830 GBP | ||||
| ORD | Purchase | 150,000 | 3.9890 GBP | ||||
| ORD | Purchase | 153,929 | 3.9802 GBP | ||||
| ORD | Purchase | 159,682 | 3.9835 GBP | ||||
| ORD | Purchase | 163,965 | 3.9825 GBP | ||||
| ORD | Purchase | 176,840 | 3.9820 GBP | ||||
| ORD | Purchase | 300,599 | 3.9604 GBP | ||||
| ORD | Purchase | 368,137 | 3.9870 GBP | ||||
| ORD | Purchase | 425,000 | 3.9880 GBP | ||||
| ORD | Purchase | 480,137 | 3.9785 GBP | ||||
| ORD | Purchase | 894,018 | 3.9816 GBP | ||||
| ORD | Purchase | 2,000,000 | 3.9865 GBP | ||||
| ORD | Purchase | 2,242,072 | 3.9886 GBP | ||||
| ORD | Sale | 69 | 3.9460 GBP | ||||
| ORD | Sale | 583 | 3.9780 GBP | ||||
| ORD | Sale | 824 | 3.9870 GBP | ||||
| ORD | Sale | 1,136 | 3.9805 GBP | ||||
| ORD | Sale | 1,283 | 3.9430 GBP | ||||
| ORD | Sale | 1,360 | 3.9840 GBP | ||||
| ORD | Sale | 1,992 | 3.9800 GBP | ||||
| ORD | Sale | 4,757 | 3.9815 GBP | ||||
| ORD | Sale | 5,211 | 3.9790 GBP | ||||
| ORD | Sale | 5,267 | 3.9719 GBP | ||||
| ORD | Sale | 5,671 | 4.0200 GBP | ||||
| ORD | Sale | 7,500 | 3.9600 GBP | ||||
| ORD | Sale | 10,000 | 3.9900 GBP | ||||
| ORD | Sale | 11,627 | 3.9644 GBP | ||||
| ORD | Sale | 12,570 | 4.0139 GBP | ||||
| ORD | Sale | 12,787 | 3.9869 GBP | ||||
| ORD | Sale | 12,977 | 3.9618 GBP | ||||
| ORD | Sale | 20,047 | 3.9500 GBP | ||||
| ORD | Sale | 22,889 | 3.9850 GBP | ||||
| ORD | Sale | 23,052 | 3.9804 GBP | ||||
| ORD | Sale | 58,318 | 3.9781 GBP | ||||
| ORD | Sale | 64,046 | 3.9810 GBP | ||||
| ORD | Sale | 143,986 | 3.9830 GBP | ||||
| ORD | Sale | 159,682 | 3.9835 GBP | ||||
| ORD | Sale | 161,954 | 3.9784 GBP | ||||
| ORD | Sale | 161,976 | 3.9825 GBP | ||||
| ORD | Sale | 176,840 | 3.9820 GBP | ||||
| ORD | Sale | 237,151 | 3.9818 GBP | ||||
| ORD | Sale | 399,239 | 3.9833 GBP | ||||
| ORD | Sale | 547,867 | 3.9841 GBP | ||||
| ORD | Sale | 744,526 | 3.9802 GBP | ||||
| ORD | Sale | 810,555 | 3.9828 GBP | ||||
| ORD | Sale | 872,417 | 3.9843 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 3,510 | 3.9869 GBP | |||||
| ORD | SWAP | Long | 43,721 | 3.9842 GBP | |||||
| ORD | CFD | Long | 59,545 | 3.9812 GBP | |||||
| ORD | SWAP | Long | 179,994 | 3.9771 GBP | |||||
| ORD | SWAP | Short | 233 | 3.9909 GBP | |||||
| ORD | SWAP | Short | 4,900 | 3.9795 GBP | |||||
| ORD | CFD | Short | 10,000 | 3.9904 GBP | |||||
| ORD | CFD | Short | 13,188 | 3.9911 GBP | |||||
| ORD | CFD | Short | 21,797 | 4.0017 GBP | |||||
| ORD | CFD | Short | 70,764 | 3.9933 GBP | |||||
| ORD | SWAP | Short | 179,159 | 3.9776 GBP | |||||
| ORD | CFD | Short | 848,594 | 3.9809 GBP | |||||
| ORD | SWAP | Short | 2,242,072 | 3.9886 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 6 Dec 2013 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2013
Related Shares:
Barclays