Notification of Major Holdings 1. Details of issuer
Name: | TUI AG |
Street: | Karl-Wiechert-Allee 4 |
Postal code: | 30625 |
City: | HannoverGermany |
Legal Entity Identifier (LEI): | 529900SL2WSPV293B552 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights |
X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
| Other reason: |
3. Details of person subject to the notification obligationLegal entity: JPMorgan Chase & Co.City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG |
New | 0.17 % | 5.29 % | 5.46 % | 1099393634 |
Previous notification | 0.11 % | 4.91 % | 5.03 % | / |
7. Details on total positionsa. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN | Absolute | In % |
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) |
DE000TUAG000 | 0 | 1815325 | 0.00 % | 0.17 % |
Total | 1815325 | 0.17 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Right to recall shares lent out | n/a | n/a | 3585000 | 0.33 % |
Internal right to recall shares lent out | n/a | n/a | 5795781 | 0.53 % |
| | Total | 9380781 | 0.85 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Third Party convertible bonds - right of use held | 16/04/2028 | 16/04/2028 | Physical | 18683223 | 1.70 % |
Convertible bonds | 16/04/2028 | 16/04/2028 | Physical | 6022632 | 0.55 % |
Right to recall convertible bonds lent out | 16/04/2028 | 16/04/2028 | Physical | 1100108 | 0.10 % |
Equity Swap | 02/09/2021 - 12/07/2028 | 02/09/2021 - 12/07/2028 | Cash | 23004226 | 2.09 % |
| | | Total | 48810189 | 4.44 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
JPMorgan Chase & Co. | % | % | % |
JPMorgan Chase Bank, National Association | % | % | % |
J.P. Morgan International Finance Limited | % | % | % |
J.P. Morgan Capital Holdings Limited | % | % | % |
J.P. Morgan Securities plc | % | % | % |
- | % | % | % |
JPMorgan Chase & Co. | % | % | % |
JPMorgan Chase Holdings LLC | % | % | % |
J.P. Morgan Broker-Dealer Holdings Inc. | % | % | % |
J.P. Morgan Securities LLC | % | % | % |
- | % | % | % |
JPMorgan Chase & Co. | % | % | % |
JPMorgan Chase Bank, National Association | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:
Date