15th Apr 2015 07:00
For filings with the FCA include the annex | |
For filings with issuer exclude the annex | |
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | Cap-XX Ltd | |||
2. Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | Yes | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached. | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to the notification obligation: | Legal & General Group Plc (L&G) | |||
4. Full name of shareholder(s) (if different from 3.): | Legal & General Assurance Society Limited (LGAS & LGPL)
Legal & General (Unit Trust Managers) Limited (UTM) | |||
5. Date of the transaction and date on which the threshold is crossed or reached: | 10 April 2015 | |||
6. Date on which issuer notified: | 13 April 2015 | |||
7. Threshold(s) that is/are crossed or reached: | L&G (Direct) (From 4% to 5%) | |||
8. Notified details:
| ||||||||||||||||
A: Voting rights attached to shares | ||||||||||||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | ||||||||||||
Direct | Indirect | Direct | Indirect | |||||||||||||
NPV | 3,774,500 (Direct)
(As on 27/10/2011) | 35,395,455 | 13,052,227 | 22,343,228 | 5.52% | 9.46% | ||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | |||||||||||
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
13,052,227 (Direct) | 5.52% (Direct) | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | ||||||||||||
| ||||||||||||
Proxy Voting: | ||||||||||||
10. Name of the proxy holder: | N/A | |||||||||||
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |||||||||||
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |||||||||||
13. Additional information: | Notification using the total voting rights figure of 236,227,365 | |||||||||||
14. Contact name: | Amy Williams (LGIM) | |||||||||||
15. Contact telephone number: | 029 2035 4097 | |||||||||||