22nd Jan 2015 15:54
NUMIS CORPORATION PLC ("NUMIS")
22 January 2015
For filings with the FCA include the annex | |
For filings with issuer exclude the annex | |
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Numis Corporation PLC | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | |||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): |
On 21st January 2015, RIT Capital Partners plc acquired 100% of the share capital of GVO Investment Management Limited. | X | |||
3. Full name of person(s) subject to thenotification obligation: iii | RIT Capital Partners plc | ||||
4. Full name of shareholder(s) (if different from 3.):iv | Nortrust Nominees Ltd | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 21/01/2015
| ||||
6. Date on which issuer notified: | 21/01/2015 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 9% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB00B05M6465 | 0
| 0
| 0 | 0 | 10,546,251
| 0 | 9.36% | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
10,546,251 | 9.36% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
10,546,251 shares held by GVO UK Focus Fund
GVO Investment Management Ltd is the investment manager of GVO UK Focus Fund.
GVO Investment Management Ltd is 100% owned by RIT Capital Partners plc.
| ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | Simon Denyer - Group Finance Director | |
15. Contact telephone number: | 0207 260 1225 | |
The total number of Numis ordinary shares of 5p each in issue is 112,621,854 with each ordinary share carrying the right to one vote.
There are 5,816,682 (5.16%) shares held in Treasury
The total number of voting rights in Numis is 112,621,854.
22 January 2015
END
Contacts
Numis Corporation:
Oliver Hemsley, Chief Executive 020 7260 1256Simon Denyer, Group Finance Director 020 7260 1225
Brunswick:
Gill Ackers 020 7404 5959
Simone Selzer 020 7404 5959
PricewaterhouseCoopers LLP (Nominated Adviser):
Simon Boadle 020 7583 5000
Jon Raggett 020 7583 5000
Related Shares:
NUM.LRIT Capital Partners