14th Apr 2011 09:57
NUMIS CORPORATION PLC ("NUMIS")
14 April 2011
TR-1:-NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Numis Corporation plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | |||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | On market transfer between indirect and direct funds | √ | |||
3. Full name of person(s) subject to thenotification obligation: iii | Aviva plc & its subsidiaries | ||||
4. Full name of shareholder(s) (if different from 3.):iv | Registered Holder:
BNY Norwich Union Nominees Limited 996,487*
Chase (GA Group) Nominees Limited 5,970,441* * denotes direct interest
Chase Nominees Limited 147,083
| ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 12 April 2011 | ||||
6. Date on which issuer notified: | 13 April 2011 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 5% to 6% Change at Direct Interest Level | ||||
8. Notified details: | |||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||
Ordinary SharesGB00B05M6465 | 6,964,011 | 6,964,011 | 7,114,011 | 6,966,928 | 147,083 | 6.21% | 0.13% | ||||
| |||||||||||
B: Qualifying Financial Instruments | |||||||||||
Resulting situation after the triggering transaction | |||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |
| Nominal | Delta | ||||
Total (A+B+C) | ||||||
Number of voting rights | Percentage of voting rights | |||||
7,114,011 | 6.34% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |
The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited: ·; Aviva plc (Parent Company) ·; Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) ·; Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) ·; Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
| |
Proxy Voting: | |
10. Name of the proxy holder: | See Section 4 |
11. Number of voting rights proxy holder will ceaseto hold: | |
12. Date on which proxy holder will cease to holdvoting rights: |
13. Additional information: | Figures are based on the total number of voting rights of 112,195,996, as per the Company's announcement of 23 February 2011.
|
14. Contact name: | Neil Whittaker, Aviva plc |
15. Contact telephone number: | 01603 684420 |
The total number of Numis ordinary shares of 5p each in issue is 112,195,998 with each ordinary share carrying the right to one vote. There are no shares held in treasury.
The total number of voting rights in Numis is 112,195,998.
14 April 2011
END
Contacts
Numis Corporation:
Oliver Hemsley, Chief Executive 020 7260 1256Simon Denyer, Group Finance Director & Company Secretary 020 7260 1225
Brunswick:
Gill Ackers 020 7396 5382
Carole Cable 020 7396 7458
PricewaterhouseCoopers LLP (Nominated Adviser):
Simon Boadle 020 7583 5000
Jon Raggett 020 7583 5000
Related Shares:
AvivaNUM.L