2nd Jul 2015 11:07
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | SOPHOS GROUP PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | Apax US VII, LP, Apax Europe VII-A, LP, Apax Europe VII-B, LP, Apax Europe VII-1, LP, Apax Europe VI-A, LP and Apax Europe VI-I, LP, Pentagon Lock S.à r.l, Pentagon Lock 7-A S.à r.l, Pentagon Lock US S.à r.l, Pentagon Lock 6-A S.à r.l | |||
4. Full name of shareholder(s) (if different from 3.):iv | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | DATE OF TRANSACTION: 26 JUNE 2015 DATE THRESHOLD IS CROSSED: 1 JULY 2015 | |||
6. Date on which issuer notified: | 1 JULY 2015 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 58.8% to 40.1% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
ORDINARY
GB00BYZFZ9 | 264,714,236 | 264,714,236 | 180,414,693 | 180,414,693 | N/A | 40.1% | N/A | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
180,414,693 | 40.1% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Pentagon Lock S.à r.l. (17.9%), Pentagon Lock 7-A S.à r.l. (9.5%), Pentagon Lock US S.à r.l. (2.1%) and Pentagon Lock 6-A S.à r.l. (10.6%) together hold the direct legal title in the proportion refferred to herein.
Apax Europe VII-A, LP owns 100% of Pentagon Lock 7-A S.à r.l. Apax Europe VI-A, LP owns 100% of Pentagon Lock 6-A S.à r.l. Apax US VII, LP owns 100% of Pentagon Lock US S.à r.l. Apax Europe VII-B, LP owns 97.44% of Pentagon Lock S.à r.l. Apax Europe VII-1, LP owns 2.49% of Pentagon Lock S.à r.l. Apax Europe VI-I, LP owns 0.07% of Pentagon Lock S.à r.l. | ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |
13. Additional information: | ||
14. Contact name: | Gérard Maitrejean | |
15. Contact telephone number: | +(352) 46 83 83 | |
Related Shares:
Sophos Group