12th Jun 2014 11:08
NUMIS CORPORATION PLC ("NUMIS")
12 June 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Numis Corporation Plc | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | GVO Investment Management Ltd | |||
4. Full name of shareholder(s) (if different from 3.):iv | Nortrust Nominees Ltd | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 10/06/2014
| |||
6. Date on which issuer notified: | 11/06/2014 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 5% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB00B05M6465 | 4,153,706 | 4,153,706 | 6,203,706 | 0 | 6,203,706 | 0 | 5.39% | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
6,203,706 | 5.39% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
| ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | Simon Denyer | |
15. Contact telephone number: | 020 260 1225 | |
The total number of Numis ordinary shares of 5p each in issue is 115,061,499 with each ordinary share carrying the right to one vote.
There are 3,035,459 (2.64%) shares held in Treasury
The total number of voting rights in Numis is 115,061,499
12 June 2014
END
Contacts
Numis Corporation:
Oliver Hemsley, Chief Executive 020 7260 1256Simon Denyer, Group Finance Director 020 7260 1225
Brunswick:
Gill Ackers 020 7404 5959
Simone Selzer 020 7404 5959
PricewaterhouseCoopers LLP (Nominated Adviser):
Simon Boadle 020 7583 5000
Jon Raggett 020 7583 5000
Note: Annex should only be submitted to the FSA not the issuer | |||
Annex: Notification of major interests in share | |||
A: Identity of the persons or legal entity subject to the notification obligation | |||
Full name (including legal form of legal entities)
|
GVO Investment Management Ltd | ||
Contact address (registered office for legal entities)
|
| ||
Phone number & email
| 020 3691 6108 | ||
Other useful information (at least legal representative for legal persons)
| |||
B: Identity of the notifier, if applicable | |||
Full name
| |||
Contact address
| |||
Phone number & email
| |||
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | |||
C: Additional information | |||
For notes on how to complete form TR-1 please see the FSA website. |
Related Shares:
NUM.L