25th Feb 2016 17:51
For filings with the FCA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Sophos Group Plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | Yes | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | n/a | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | n/a | ||||
An event changing the breakdown of voting rights | n/a | ||||
Other (please specify): |
| n/a | |||
3. Full name of person(s) subject to thenotification obligation: iii | Apax Global Alpha Limited
Apax US VII, LP, Apax Europe VII-A, LP, Apax Europe Vii-B, LP, Apax Europe VII-1, LP, Apax Europe VI-A, LP and Apax Europe VI-I, LP Pentagon Lock S.à r.l, Pentagon Lock 7-A S.à r.l, Pentagon Lock US S.à r.l, Pentagon Lock 6-A S.à r.l
Apax Guernsey Managers Limited is the investment manager for Apax Global Alpha Limited and shares a common owner with the managers of the entities mentioned above. | ||||
4. Full name of shareholder(s) (if different from 3.):iv |
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5. Date of the transaction and date onwhich the threshold is crossed orreached: v | Date of transaction and date threshold is crossed: 23 February 2016 | ||||
6. Date on which issuer notified: | 25 February 2016 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 22% (21.8% to 22.3%) | ||||
8. Notified details: | |||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||
| Direct xi | Indirect xii | Direct | Indirect | |||||||||||
ORDINARY GB00BYZFZ9 | 98,615,682 | 98,615,682 | 100,722,776
(of which 2,307,094 is held by Apax Global Apha Limited) | 100,722,776
(of which 2,307,094 is held by Apax Global Alpha Limited) | N/A | 22.3%
(of which 0.51% is held by Apax Global Alpha Limited) | N/A | ||||||||
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B: Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||
- | - | - | - | - | |||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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- | - | - | - |
- | Nominal | Delta | |||||||||
- | - | ||||||||||||||
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Total (A+B+C) | |||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||
100,722,776 (of which 2,307,094 is held by Apax Global Alpha Limited) | 22.3% (of which 0.51% is held by Apax Global Alpha Limited) | ||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Apax Global Alpha Limited holds 0.51% direct legal title.
Pentagon Lock S.à r.l. (9.77%), Pentagon Lock 7-A S,à r.l (5.19%), Pentagon Lock US S.à r.l. (1.13%) and Pentagon Lock 6-A S.à r.l. (5.74%) together hold 21.8% direct legal title in the proportion referred to herein.
Apax Europe VII-A, LP owns 100% of Pentagon Lock 7-A S.à r.l. Apax Europe VI-A, LP owns 100% of Pentagon Lock 6-A S.à r.l. Apax US VII, LP owns 100% of Pentagon Lock US S.à r.l. Apax Europe VII-B, LP owns 97.44% of Pentagon Lock S.à r.l. Apax Europe VII-1, LP owns 2.49% of Pentagon Lock S.à r.l. Apax Europe VI-I, LP owns 0.07% of Pentagon Lock S.à r.l.
Apax Guernsey Managers Limited is the investment manager for Apax Global Alpha Limited and shares a common owner with the managers of the entities mentioned above. | ||
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Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |
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13. Additional information: |
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14. Contact name: | Jacques Colley, Aztec Financial Services (Guernsey) Limited
Sarah Butcher, Apax Partners LLP | |
15. Contact telephone number: | Jacques Colley: +441481749762 Sarah Butcher: +442078726453 | |
Related Shares:
Sophos Group