8th Jul 2015 16:00
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Rex Bionics PLC (RXB.LN) | ||
2 Reason for the notification (please tick the appropriate box or boxes): | |||
An acquisition or disposal of voting rights |
ü | ||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||
An event changing the breakdown of voting rights | |||
Other (please specify): | |||
3. Full name of person(s) subject to the notification obligation: iii |
Hunter Hall Investment Management Limited | ||
4. Full name of shareholder(s) (if different from 3.):iv |
Hunter Hall Value Growth Trust (ARSN 093 079 906) Hunter Hall Global Deep Green Trust (ARSN 121 915 526) Hunter Hall Global Value Limited (CAN 107462 966) | ||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
01st July 2015 | ||
6. Date on which issuer notified: |
01st July 2015 | ||
7. Threshold(s) that is/are crossed or reached: vi, vii |
Holding increased to more than 3%. | ||
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type of shares
if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
Direct | xi Direct | xii Indirect |
Direct |
Indirect | |||
GB00BLRLQM66 |
1,833,333 |
1,833,333 |
2,676,670 |
2,676,670 |
15.01% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |
Nominal |
Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
2,676,670 |
15.01% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Under the Financial Services Reform Act 2001 (Australia) Hunter Hall Investment Management
Limited is the Responsible Entity for the following investment schemes:
HUNTER HALL VALUE GROWTH TRUST (VGT) HUNTER HALL GLOBAL DEEP GREEN TRUST (GDG)
Hunter Hall Investment Management Limited is also investment manager for:
HUNTER HALL GLOBAL VALUE LIMITED, which is a public "listed investment company" listed
Holder of Voting Rights | Person registered and entitled to be Registered as Holder | Nature of Voting Rights & Control |
Hunter Hall Investment Management Ltd | JP Morgan Chase Bank, N.A. as the Custodian of the Hunter Hall Value Growth Trust, Hunter Hall Global Deep Green Trust and Hunter Hall Global Value Limited | Hunter Hall Investment Management Limited has the power to control the vote attached to the securities, and the power to exercise control over the disposal of securities as: • Responsible Entity for the Hunter Hall Value Growth Trust, Hunter Hall Global Deep Green Trust; and • Investment Manager for Hunter Hall Global Value Limited |
Hunter Hall International Limited | As above | Hunter Hall International Ltd has a relevant interest in the said securities, as it wholly owns Hunter Hall Investment Management Limited. |
Hampshire Assets And Services Pty Ltd, Aubigny Investments Pty Limited, Zeppelin Investments Pty Ltd and Peter James Hall | As above | Hampshire Assets And Services Pty Ltd has a relevant interest in the said securities as it holds 44.64% of issued securities in Hunter Hall International Ltd. Hampshire Assets and Services Pty Limited is controlled by Peter James Hall. Peter James Hall controls a further 1.29% of issued securities in Hunter Hall International Ltd through Aubigny Investments Pty Ltd and Zeppelin Investments Pty Limited. |
Hunter Hall Global Value Limited | As above | Hunter Hall Global Value Limited managed pursuant to an investment management agreement by Hunter Hall Investment Management Ltd. |
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | |
14. Contact name: |
Christina Seppelt |
15. Contact telephone number: |
+612 8224 0328 |
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) |
Hunter Hall Investment Management Limited |
Contact address (registered office for legal entities) | Level 2, 56 Pitt St. Sydney NSW 2000 Australia |
Phone number & email |
+612 8224 0328 cseppelt@hunterhall.com.au |
Other useful information (at least legal representative for legal persons) |
B: Identity of the notifier, if applicable | |
Full name |
Christina Seppelt |
Contact address | Level 2, 56 Pitt Street. Sydney NSW 2000 Australia |
Phone number & email |
+612 8224 0328 cseppelt@hunterhall.com.au |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
Company Secretary |
C: Additional information
For notes on how to complete form TR-1 please see the FSA website.
Related Shares:
RXB.L