24th Jun 2015 08:50
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | Cape Plc
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2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: | TIAA-CREF Investment Management, LLC on behalf of the accounts referred to in Exhibit B
Nuveen Investments, Inc. on behalf of the entities referred to in Exhibit A
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4. Full name of shareholder(s) (if different from 3.): | See Number 3 | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: | 19 June 2015 | |||
6. Date on which issuer notified: | 23 June 2015 | |||
7. Threshold(s) that is/are crossed orreached: | 3% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | ||||||||||||
Direct | Direct | Indirect | Direct | Indirect | ||||||||||||
JE00B5SJJD95 | 3,598,785 | 3,598,785 | 3,650,827 | 3,650,827 | 0 | 3.015% | 0% | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate | Exercise/Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
N/A | N/A | N/A | N/A | N/A | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to
| % of voting rights
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N/A | N/A | N/A | N/A | N/A
| Nominal | Delta | ||||||||||
N/A | N/A | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
3,650,827 | 3.015% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | ||
The College Retirement Equities Fund ("CREF"), managed by TIAA-CREF Investment Management LLC ("TCIM"), hereby informs you as of June 19, 2015 it held 116,833 shares of Cape Plc. CREF owned these shares in its investment account, the CREF Stock Account. It is our understanding the total voting shares outstanding of Cape Plc is 121,103,937 bringing CREF's ownership in your company to a 0.096% level.
Additionally, prior to June 19, 2015, Nuveen Investments Inc. ("NII") owned 3,481,952 ordinary shares in Cape Plc. On June 19, 2015, NII purchased 52,042 shares, bringing the total owned by NII to 3,533,994 shares in Cape Plc. NII's holding combined with CREF's holding is 3,650,827 shares or 3.015% of the issued and outstanding voting shares in Cape Plc.
Each of TCIM and NII are aggregating their holdings in Cape Plc as required by current FCA Disclosure and Transparency Rules. However, each of TCIM and NII separately and independently vote all proxies for shares held in Cape Plc.
(See Exhibit A)
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Proxy Voting: | ||
10. Name of the proxy holder: | TIAA-CREF Investment Management, LLC / Nuveen Investments, Inc. | |
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |
13. Additional information: | None | |
14. Contact name: | Stuart R. Brunet | |
15. Contact telephone number: | +1-415-882-3711 | |
Related Shares:
CIU.L