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TR-1: Notification of major holdings

28th Oct 2021 13:06

TR-1: Notification of major holdings

TR-1: Standard form for notification of major holdings

1. Issuer Details ISIN GB00BG13MH08 Issuer Name SENECA GROWTH CAPITAL VCT PLC UK or Non-UK Issuer UK 2. Reason for Notification An acquisition or disposal of voting rights 3. Details of person subject to the notification obligation Name Ian William Currie City of registered office (if applicable) Haydock Country of registered office (if applicable) UK 4. Details of the shareholder Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above N/ACity of registered office (if applicable) N/ACountry of registered office (if applicable) N/A5. Date on which the threshold was crossed or reached 28-Apr-2021 6. Date on which Issuer notified 26-Oct-2021 7. Total positions of person(s) subject to the notification obligation

. % of voting rights attached to shares (total of 8.A) % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached 3.130000 0.000000 3.130000 684293
Position of previous notification (if applicable)

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached 8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible) Number of direct voting rights (DTR5.1) Number of indirect voting rights (DTR5.2.1) % of direct voting rights (DTR5.1) % of indirect voting rights (DTR5.2.1)
GB00BG13MH08 559442 124851 2.560000 0.570000
Sub Total 8.A 684293 3.130000%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument Expiration date Exercise/conversion period Number of voting rights that may be acquired if the instrument is exercised/converted % of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument Expiration date Exercise/conversion period Physical or cash settlement Number of voting rights % of voting rights
Sub Total 8.B2

9. Information in relation to the person subject to the notification obligation 1. Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.

Ultimate controlling person Name of controlled undertaking % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold

10. In case of proxy voting Name of the proxy holder N/AThe number and % of voting rights held N/AThe date until which the voting rights will be held N/A11. Additional Information N/A12. Date of Completion 26-Oct-2021 13. Place Of Completion Haydock Merseyside UK

 


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