5th Aug 2022 13:41
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B61D1Y04
Issuer Name
EMIS GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
Bank of America Corporatio n
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
Merrill Lynch International | London | United Kingdom |
5. Date on which the threshold was crossed or reached
03-Aug-2022
6. Date on which Issuer notified
05-Aug-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 3.123115 | 2.972334 | 6.095449 | 3859115 |
Position of previous notification (if applicable) | 3.121340 | 2.573556 | 5.694896 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00B61D1Y04 | 1977288 | 3.123115 | ||
Sub Total 8.A | 1977288 | 3.123115% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Right to Recall | N/A | N/A | 646 | 0.001020 |
Sub Total 8.B1 | 646 | 0.001020% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Swaps | 16/11/2022 | N/A | Cash | 28 | 0.000044 |
Swaps | 9/1/2023 | N/A | Cash | 1203211 | 1.900465 |
Swaps | 23/1/2023 | N/A | Cash | 375000 | 0.592310 |
Swaps | 15/2/2023 | N/A | Cash | 10145 | 0.016024 |
Swaps | 19/7/2023 | N/A | Cash | 288100 | 0.455052 |
Swaps | 31/7/2023 | N/A | Cash | 3793 | 0.005991 |
Swaps | 6/5/2025 | N/A | Cash | 904 | 0.001428 |
Sub Total 8.B2 | 1881181 | 2.971314% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
Bank of America Corporation | Merrill Lynch International | 3.123115 | 6.094737% | |
Bank of America Corporation | Bank of America, National Association |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
05/08/2022
13. Place Of Completion
United Kingdom
Related Shares:
EMIS.L