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Rule 8.3- Rio Tinto

23rd May 2008 15:18

RNS Number : 1970V
State Street Global Advisors
23 May 2008
 

FORM 8.3

DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE 

(Rule 8.3 of the City Code on Takeovers & Mergers)

1. KEY INFORMATION

Name of Person Dealing (Note 1) State Street Global Advisors & Affiliates

 

Company Dealt In Rio Tinto PLC

 

Class of Relevant Security to Which the Ord

Dealings Being Disclosed Relate (Note 2)

 

Date of Dealing 22/05/2008

2. INTERESTS, SHORT POSITIONS & RIGHTS TO SUBSCRIBE

Variance of 292,425 due to Transfer Receive

(a) Interests & Short Positions (following dealing) in 

the Class of Relevant Security Dealt In (Note 3)

Class of Relevant Security: Long Short

Number % Number %

(1) Relevant Securities 27414143 2.74931

(2) Derivatives other than options 0 0.00000 0 0.00000

(3) Options & Agreements to Purchase/Sell

Total 27414143 2.74931 0 0.00000

(b) Interests & Short Positions in Relevant Securities of the Company 

(ex.Class Dealt In) (Note 3)

Class of Relevant Security: Long Short 

Number % Number %

(1) Relevant Securities

(2) Derivatives other than options

(3) Options & Agreements to Purchase/Sell

Total

(c) Rights to Subscribe (Note 3)

Class of Relevant Security: Details

3. DEALINGS (Note 4)

(a) Purchases & Sales

 

Purchase / Number of Price

Sale Securities per Unit

 

BUY 373 67.47

BUY 148 66.49

SELL 4530 67.40

(b) Derivatives Transactions (other than options)

 

 

Product Name (e.g. CFD) Long/Short No./Securites Price/Unit

(Note 6) (Note 7) (Note 5)

(c) Options Transactions in Respect of Existing Securities

(i) Writing, Selling, Purchasing or Varying

 

Product Name Write,Sell No/Securities Exercise Type

(eg call option) Purchasing, Which the Price (e.g. USA,

Varying etc. Optn Relates European etc)

Relates-Note7

Expiry Date Option Money

Paid/Received

per Unit

(Note 5)

(ii) Exercising

 

Product Name Number of Exercise

(eg call option) Securities Price per

Unit (Note 5)

(d) Other Dealings (including new securities) (Note 4)

 

Nature of Transaction Details Price / Unit

(Note 8) if applicable

(Note 5)

4. OTHER INFORMATION

(a)Agreements, Arrangements or Understandings Relating to Options or Derivatives

Full details of any agreement, arrangement or understanding between the person

disclosing & any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting

rights or future acquisition or disposal of any relevant securities to which

any derivative referred to on this form is referenced.

If none, this should be stated.

Is a Supplemental Form 8 Attached? (Note 9) NO

Disclosure Date 23/05/2008

Contact Name Harshil Naik

Telephone Number 020 7698 6213

If Connected EFM N/A

Name of Offeree/Offeror

With Which Connected

If Connected EFM N/A

State Nature of

Connection (Note 10)

Notes:

The Notes on Form 8.3 can be viewed on the

Takeover Panel's website at www.thetakeoverpanel.org.uk

FORM 8.3

DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE 

(Rule 8.3 of the City Code on Takeovers & Mergers)

1. KEY INFORMATION

Name of Person Dealing (Note 1) Sate Street Global Advisors & Affiliates

 

Company Dealt In Rio Tinto LTD

 

Class of Relevant Security to Which the Ord

Dealings Being Disclosed Relate (Note 2)

 

Date of Dealing 22/05/2008

2. INTERESTS, SHORT POSITIONS & RIGHTS TO SUBSCRIBE

Variance of 156 due to Transfer Receive

(a) Interests & Short Positions (following dealing) in 

the Class of Relevant Security Dealt In (Note 3)

Class of Relevant Security: Long Short 

Number % Number %

(1) Relevant Securities 8774710 1.92084

(2) Derivatives other than options 0 0.00000 0 0.00000

(3) Options & Agreements to Purchase/Sell

Total 8774710 1.92084 0 0.00000

(b) Interests & Short Positions in Relevant Securities of the Company 

(ex.Class Dealt In) (Note 3)

Class of Relevant Security: Long Short

Number % Number %

(1) Relevant Securities

(2) Derivatives other than options

(3) Options & Agreements to Purchase/Sell

Total

(c) Rights to Subscribe (Note 3)

Class of Relevant Security: Details

3. DEALINGS (Note 4)

(a) Purchases & Sales

Purchase / Sale Number of Price

Securities per Unit

SELL 2004 149.40

(b) Derivatives Transactions (other than options)

 

Product Name (e.g. CFD) Long/Short No./Securites Price/Unit

(Note 6) (Note 7) (Note 5)

 

(c) Options Transactions in Respect of Existing Securities

(i) Writing, Selling, Purchasing or Varying

 

Product Name Write,Sell No/Securities Exercise Type

(eg call option) Purchasing, Which the Price (e.g. USA,

Varying etc. Optn Relates European etc)

Relates-Note7

Expiry Date Option Money

Paid/Received

per Unit

(Note 5)

 

(ii) Exercising

 

Product Name Number of Exercise

(eg call option) Securities Price per

Unit (Note 5)

(d) Other Dealings (including new securities) (Note 4)

 

Nature of Transaction Details Price / Unit

(Note 8) if applicable

(Note 5)

4. OTHER INFORMATION

(a)Agreements, Arrangements or Understandings Relating to Options or Derivatives

Full details of any agreement, arrangement or understanding between the person

disclosing & any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting

rights or future acquisition or disposal of any relevant securities to which

any derivative referred to on this form is referenced.

If none, this should be stated.

Is a Supplemental Form 8 Attached? (Note 9) NO

Disclosure Date 23/05/2008

Contact Name Harshil Naik

Telephone Number 020 7698 6213

If Connected EFM N/A

Name of Offeree/Offeror

With Which Connected

If Connected EFM N/A

State Nature of

Connection (Note 10)

Notes:

The Notes on Form 8.3 can be viewed on the

Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
RETPUUCAAUPRGWW

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