19th Nov 2007 15:43
UBS Securities Australia Limited19 November 2007 This announcement replaces the previous RNS amendment reference 7183H releasedat 12:36 on 14th November 2007. FORM 8.3 DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE (Rule 8.3 of the Takeover Code) 1. KEY INFORMATION Name of person dealing (Note 1) UBS Securities Australia LimitedCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinary sharesdealings being disclosed relate (Note 2) Date of dealing 13 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 3) Long Short Number Number (%) (%) (1) Relevant securities 281,795 0.06% 2,117,437 0.46% (2) Derivatives (other than options) Warrants(3) Options and agreements to purchase/sell 6,521,431 1.43% 4,297,931 0.95% Total 6,803,226 1.49% 6,415,368 1.40% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 3) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 3 on notes on form 8.3) Class of relevant security: Details (This should only be filled in where therights are over new shares and not existingshares) 3. DEALINGS (Note 4) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 5) Purchase 121,663 138.6759Purchase 21,321 139.05Purchase 19,052 140.7236Purchase 11,203 135.2897Purchase 10,851 140Purchase 10,000 140.7Purchase 10,000 140Purchase 10,000 138.3Purchase 9,941 138.67Purchase 9,500 140Purchase 9,000 139.0614Purchase 7,500 139.4999Purchase 5,532 138.9Purchase 5,200 137.45Purchase 5,200 137.43Purchase 5,000 137.34Purchase 5,000 137.44Purchase 5,000 140Purchase 4,200 137.96Purchase 4,149 140Purchase 4,021 139.95Purchase 4,000 140Purchase 2,815 137.71Purchase 2,460 138.49Purchase 2,374 138.4Purchase 2,292 137.44Purchase 2,000 137.55Purchase 1,904 139.69Purchase 1,900 138Purchase 1,885 137.43Purchase 1,800 137.47Purchase 1,719 138.5Purchase 1,716 139.9Purchase 1,500 139.99Purchase 1,354 139.88Purchase 1,247 139.95Purchase 1,210 139.95Purchase 1,080 137.95Purchase 1,000 137.45Purchase 1,000 137.71Purchase 1,000 137.44Purchase 994 138Purchase 979 139.99Purchase 879 135.5Purchase 812 138Purchase 800 137.44Purchase 800 137.5Purchase 794 138Purchase 780 138.5Purchase 700 137.45Purchase 624 137.45Purchase 582 137.36Purchase 567 137Purchase 500 137.51Purchase 494 137.01Purchase 429 138.91Purchase 400 137.58Purchase 400 137.55Purchase 400 137.34Purchase 399 137.5Purchase 395 139.86Purchase 392 137.44Purchase 384 137.94Purchase 376 137.43Purchase 366 139.86Purchase 366 139.9Purchase 354 138.57Purchase 337 135.5Purchase 312 139.01Purchase 300 137.5Purchase 300 137.7Purchase 300 137.46Purchase 300 139.9Purchase 298 138.6Purchase 285 138.85Purchase 279 139.86Purchase 279 139.9Purchase 274 138.45Purchase 251 138.41Purchase 249 137.34Purchase 235 138.72Purchase 222 138.17Purchase 218 138.35Purchase 217 138.99Purchase 216 138.3Purchase 216 138.6Purchase 215 139.61Purchase 215 139Purchase 214 138.63Purchase 213 138.77Purchase 212 138.86Purchase 211 139.6Purchase 207 138.42Purchase 207 138.46Purchase 207 138.46Purchase 204 139.59Purchase 203 139.47Purchase 200 136.87Purchase 200 137Purchase 200 137.19Purchase 200 137.49Purchase 200 137.49Purchase 200 139.89Purchase 200 137.19Purchase 199 139.63Purchase 197 139.53Purchase 197 139.59Purchase 194 139.66Purchase 194 139.02Purchase 188 139.39Purchase 188 138.81Purchase 186 138.93Purchase 186 139.45Purchase 185 137.71Purchase 185 138.81Purchase 185 139.46Purchase 184 139.58Purchase 183 139.02Purchase 182 138.95Purchase 182 138.91Purchase 181 139.4Purchase 178 138.65Purchase 178 139.42Purchase 178 139.63Purchase 178 138.88Purchase 176 139.15Purchase 176 139.55Purchase 175 138.92Purchase 175 139.02Purchase 174 139.12Purchase 173 139.33Purchase 173 139.27Purchase 173 139.69Purchase 172 139.31Purchase 172 138.73Purchase 171 139.24Purchase 171 138.7Purchase 170 138.68Purchase 169 139.3Purchase 169 139.29Purchase 168 139.12Purchase 166 138.92Purchase 163 138.79Purchase 150 138Purchase 150 137.44Purchase 150 138Purchase 140 139.21Purchase 139 138.47Purchase 133 137Purchase 133 138.74Purchase 132 139.51Purchase 131 137Purchase 126 138.4Purchase 122 139.3Purchase 121 135.5Purchase 116 139.5Purchase 106 139.87Purchase 104 138Purchase 104 138.87Purchase 100 137.7Purchase 100 137.51Purchase 100 137.54Purchase 100 137.46Purchase 100 137.5Purchase 100 137.49Purchase 100 137.44Purchase 100 137.44Purchase 100 137.45Purchase 100 139.54Purchase 100 139.3Purchase 100 137.54Purchase 95 139.54Purchase 92 139.27Purchase 89 139.5Purchase 85 138.47Purchase 85 139Purchase 84 139.14Purchase 76 139.51Purchase 74 139.26Purchase 74 138.93Purchase 72 138.64Purchase 72 138.87Purchase 71 139.42Purchase 69 138.86Purchase 67 139.58Purchase 66 139.23Purchase 65 139.11Purchase 62 138.87Purchase 56 138.67Purchase 56 138.85Purchase 55 137.16Purchase 55 139.12Purchase 54 138.74Purchase 50 138Purchase 50 137.44Purchase 50 139.27Purchase 48 139.3Purchase 45 138Purchase 43 139.37Purchase 43 138.69Purchase 40 139.38Purchase 40 138.49Purchase 37 139.14Purchase 37 139.63Purchase 36 138.87Purchase 35 138Purchase 35 139.95Purchase 35 139.81Purchase 33 139.68Purchase 30 139.21Purchase 29 139.55Purchase 26 139.59Purchase 24 139.27Purchase 24 139.69Purchase 22 139.64Purchase 14 138.87Purchase 12 139.23Purchase 11 139.59Purchase 10 138.84Purchase 8 137.44Purchase 8 139.95Purchase 8 139.81Purchase 7 139.58Purchase 6 138.64Purchase 5 137.56Purchase 5 139Purchase 4 138.76Purchase 4 138.6Purchase 3 138.87Purchase 2 137.56Purchase 2 138.86Purchase 1 137Purchase 1 137.01Purchase 1 138.5Purchase 0 139Purchase 0 139Sale -1 138.79Sale -1 139Sale -5 138.45Sale -5 138.66Sale -9 138.45Sale -15 135.31Sale -15 138.8Sale -20 138.45Sale -20 138.79Sale -21 138.45Sale -22 138.66Sale -25 135.32Sale -28 135.36Sale -31 138.65Sale -35 139.53Sale -35 139.64Sale -36 137.12Sale -38 138.35Sale -43 139Sale -49 139Sale -51 139.09Sale -52 135.36Sale -54 139.64Sale -57 138.77Sale -60 139.59Sale -60 139.61Sale -65 139.59Sale -66 136.99Sale -70 136.34Sale -75 137.5Sale -77 139Sale -81 139Sale -83 138.91Sale -85 138.05Sale -85 139Sale -90 138Sale -92 139.62Sale -100 138Sale -117 139.56Sale -132 138.66Sale -145 138.35Sale -150 138.91Sale -150 138Sale -153 139.64Sale -161 138.73Sale -172 139.64Sale -176 140.71Sale -180 139Sale -181 137.19Sale -194 138.95Sale -196 138.35Sale -200 136.34Sale -200 137Sale -200 139Sale -200 137.19Sale -210 135.36Sale -215 139Sale -222 138.35Sale -223 140.7Sale -223 140.7Sale -233 138.91Sale -237 136.31Sale -241 138.91Sale -244 138.66Sale -246 138.92Sale -248 135.36Sale -251 138.93Sale -253 138.94Sale -264 138.73Sale -264 138.73Sale -267 138.8Sale -275 139.59Sale -281 138.55Sale -290 139.56Sale -292 139Sale -298 139Sale -300 135.31Sale -300 140.68Sale -300 139Sale -310 138.77Sale -311 137.13Sale -314 138.4Sale -324 135.28Sale -333 138.79Sale -337 139.61Sale -350 138Sale -351 136.31Sale -375 139.53Sale -410 139.52Sale -417 139.49Sale -417 139.5Sale -428 137.69Sale -450 135.32Sale -459 138.05Sale -468 135.5Sale -491 140.7Sale -499 140Sale -499 138.73Sale -506 138.73Sale -541 137.5Sale -562 140.7Sale -600 135.28Sale -600 140.69Sale -620 138Sale -622 135.31Sale -622 138.66Sale -653 139Sale -662 135.32Sale -720 138.8Sale -725 139Sale -725 139Sale -738 135.32Sale -777 140.7Sale -810 138Sale -811 138.73Sale -851 135.34Sale -880 138Sale -884 137.5Sale -889 139Sale -900 140.7Sale -937 138.35Sale -956 138.05Sale -970 140.69Sale -975 138.66Sale -983 135.28Sale -992 135.34Sale -994 138.73Sale -1,000 138Sale -1,000 140.7Sale -1,000 138.3Sale -1,000 138.8Sale -1,000 139Sale -1,001 135.31Sale -1,023 138.8Sale -1,062 136.31Sale -1,072 137.69Sale -1,167 138.79Sale -1,310 135.3Sale -1,434 135.36Sale -1,480 138.79Sale -1,500 138.5Sale -1,500 140.7Sale -1,500 139Sale -1,511 136.34Sale -1,719 138.55Sale -1,972 135.35Sale -2,000 138.3Sale -2,013 138.8Sale -2,186 138.4Sale -2,277 140.7Sale -2,500 137.14Sale -2,500 138.7Sale -2,500 138.7Sale -2,877 135.5Sale -2,916 139Sale -3,000 138.55Sale -3,133 138.77Sale -4,173 138.35Sale -4,380 139.7Sale -4,950 138.45Sale -5,000 139Sale -5,000 138.9229Sale -5,000 138.8Sale -5,224 138.9229Sale -5,226 139Sale -5,532 138.9Sale -9,000 138.9Sale -10,000 140.7Sale -10,000 140.7Sale -10,000 140Sale -10,000 139.7Sale -30,000 140.8Sale -76,633 137.9162TOTAL PURCHASE 366,100TOTAL SALE 293,160 (b) Derivatives transactions (other than options) Product name, Long/short (Note 6) Number of securities (Note 7) Price per unit (Note 5) e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 7) price European etc. date paid/received per unit (Note 5) Call Warrants Selling -103 AUD 96 European 6-Nov-08 AUD 55.06Call Warrants Selling -205 AUD 96 European 6-Nov-08 AUD 0.00Call Warrants Purchasing 205 AUD 57 European 22-Nov-07 AUD 27.68Call Warrants Purchasing 500 AUD 85 European 24-Jan-08 AUD 56.63Call Warrants Purchasing 500 AUD 85 European 24-Jan-08 AUD 55.36 (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 5) (d) Other dealings (including new securities) (Note 4) Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 8 attached? (Note 9) YES/NO Date of disclosure 19 November 2007 Contact name Ann Tran Telephone number +612 9324 3652 If a connected EFM, name of offeree/offeror with which connected N/AIf a connected EFM, state nature of connection (Note 10) N/A Notes The Notes on Form 8.3 can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk FORM 8.3 DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE (Rule 8.3 of the Takeover Code) 1. KEY INFORMATION Name of person dealing (Note 1) UBS Securities Australia LimitedCompany dealt in Rio Tinto PlcClass of relevant security to which the Ordinary sharesdealings being disclosed relate (Note 2) Date of dealing 13 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 3) Long Short Number Number (%) (%) (1) Relevant securities 1,137,836 0.11% 793,144 0.08% (2) Derivatives (other than options) Warrants(3) Options and agreements to purchase/sell 1,124,274 0.11% Total 1,137,836 1,917,418 0.11% 0.19% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 3) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 3 on notes on form 8.3) Class of relevant security: Details (This should only be filled in where therights are over new shares and not existingshares) 3. DEALINGS (Note 4) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 5) Sale -75000 136.55TOTAL SALE -75000 (b) Derivatives transactions (other than options) Product name, Long/short (Note 6) Number of securities (Note 7) Price per unit (Note 5) e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 7) price European etc. date paid/received per unit (Note 5) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 5) (d) Other dealings (including new securities) (Note 4) Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 8 attached? (Note 9) YES/NO Date of disclosure 19 November 2007 Contact name Ann Tran Telephone number +612 9324 3652 If a connected EFM, name of offeree/offeror with which connected N/AIf a connected EFM, state nature of connection (Note 10) N/A Notes The Notes on Form 8.3 can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto