15th Nov 2007 16:27
UBS Securities Australia Limited15 November 2007 FORM 8.3 DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE (Rule 8.3 of the Takeover Code) 1. KEY INFORMATION Name of person dealing (Note 1) UBS Securities Australia LimitedCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinary sharesdealings being disclosed relate (Note 2) Date of dealing 14 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 3) Long Short Number Number (%) (%) (1) Relevant securities 256,292 0.06% 2,676,427 0.59% (2) Derivatives (other than options) Warrants(3) Options and agreements to purchase/sell 6,481,376 1.42% 4,337,886 0.95% Total 6,737,668 1.48% 7,014,313 1.54% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 3) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 3 on notes on form 8.3) Class of relevant security: Details (This should only be filled in where therights are over new shares and not existingshares) 3. DEALINGS (Note 4) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 5) ($AUD) Sale -76786 144Sale -290 137.5Sale -200 137.19Sale -150 138Sale -123 137.5Sale -100 137.7Sale -99 138.7Sale -20 137.5Sale -2 137.5Purchase 2 137.5Purchase 3 138.5Purchase 42 138.45Purchase 43 137.7Purchase 44 137.5Purchase 87 137.5Purchase 93 139.89Purchase 123 137.5Purchase 290 137.5Purchase 400 139.9Purchase 2097 138.5Purchase 76786 142.669TOTAL SALE 77770TOTAL PURCHASE 80010 (b) Derivatives transactions (other than options) Product name, Long/short (Note 6) Number of securities (Note 7) Price per unit (Note 5)e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 7) price European etc. date paid/received per unit (Note 5) Warrant Purchasing 100 57 European 22-Nov-07 8182 (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 5) (d) Other dealings (including new securities) (Note 4) Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 8 attached? (Note 9) YES/NO Date of disclosure 15 November 2007 Contact name Ann Tran Telephone number +612 9324 3652 If a connected EFM, name of offeree/offeror with which connected N/AIf a connected EFM, state nature of connection (Note 10) N/A Notes The Notes on Form 8.3 can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk FORM 8.3 DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE (Rule 8.3 of the Takeover Code) 1. KEY INFORMATION Name of person dealing (Note 1) UBS Securities Australia LimitedCompany dealt in Rio Tinto PlcClass of relevant security to which the Ordinary sharesdealings being disclosed relate (Note 2) Date of dealing 14 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 3) Long Short Number Number (%) (%) (1) Relevant securities 2,887,111 0.29% 793,144 0.08% (2) Derivatives (other than options) Warrants(3) Options and agreements to purchase/sell 1,124,274 0.11% Total 2,887,111 0.29% 1,917,418 0.19% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 3 on notes on form 8.3) Class of relevant security: Details (This should only be filled in where therights are over new shares and not existingshares) 3. DEALINGS (Note 4) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 5) TOTAL Purchase 79,436 132.102TOTAL Sale 82929 132.102 (b) Derivatives transactions (other than options) Product name, Long/short (Note 6) Number of securities (Note 7) Price per unit (Note 5)e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 7) price European etc. date paid/received per unit (Note 5) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 5) (d) Other dealings (including new securities) (Note 4) Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 8 attached? (Note 9) YES/NO Date of disclosure 15 November 2007 Contact name Ann Tran Telephone number +612 9324 3652 If a connected EFM, name of offeree/offeror with which connected N/AIf a connected EFM, state nature of connection (Note 10) N/A Notes The Notes on Form 8.3 can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto