18th Jun 2008 15:07
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
BlackRock Group |
|
Company dealt in |
Rio Tinto Plc |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
10p Ordinary shares |
|
Date of dealing |
17th June 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
|
(a) |
Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3) |
|
|
Long |
Short |
||
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
27,109,986 |
2.71% |
||
|
(2) Derivatives (other than options) |
120,600 |
0.01% |
||
|
(3) Options and agreements to purchase/sell |
164,500 |
0.01% |
-286,300 |
-0.02% |
|
Total |
27,395,086 |
2.74% |
-286,300 |
-0.02% |
|
(b) |
Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) |
|
Class of relevant security: |
Long |
Short |
||
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
||||
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Purchase |
6,000 |
GBP 56.46088 |
|
Purchase |
6,013 |
GBP 58.85 |
|
Purchase |
42 |
GBP 59.69 |
|
Purchase |
100,000 |
GBP 60.02 |
|
Purchase |
17,348 |
GBP 60.05 |
|
Purchase |
230,951 |
GBP 60.2255 |
|
Purchase |
5 ADR = 20 ord shares |
USD 473.94 |
|
Purchase |
7 ADR = 28 ord shares |
USD 474.60 |
|
Purchase |
4 ADR = 16 ord shares |
USD 474.81 |
|
Purchase |
45 ADR = 180 ord shares |
USD 474.93 |
|
Purchase |
21 ADR = 84 ord shares |
USD 474.95 |
|
Purchase |
10 ADR = 40 ord shares |
USD 475.22 |
|
Purchase |
330 ADR = 1320 ord shares |
USD 475.82 |
|
Purchase |
86 ADR = 344 ord shares |
USD 475.96 |
|
Purchase |
5 ADR = 20 ord shares |
USD 476.05 |
|
Purchase |
119 ADR = 476 ord shares |
USD 476.15 |
|
Purchase |
6 ADR = 24 ord shares |
USD 476.25 |
|
Purchase |
22 ADR = 88 ord shares |
USD 476.30 |
|
Purchase |
7 ADR = 28 ord shares |
USD 476.36 |
|
Purchase |
99 ADR = 396 ord shares |
USD 476.39 |
|
Purchase |
59 ADR = 236 ord shares |
USD 476.51 |
|
Purchase |
36 ADR = 144 ord shares |
USD 476.54 |
|
Purchase |
25 ADR = 100 ord shares |
USD 476.55 |
|
Purchase |
42065 ADR = 168260 ord shares |
USD 476.62 |
|
Purchase |
15286 ADR = 61144 ord shares |
USD 476.63 |
|
Purchase |
87 ADR = 348 ord shares |
USD 476.67 |
|
Purchase |
1 ADR = 4 ord shares |
USD 476.71 |
|
Purchase |
50 ADR = 200 ord shares |
USD 476.73 |
|
Purchase |
3 ADR = 12 ord shares |
USD 476.74 |
|
Purchase |
60 ADR = 240 ord shares |
USD 476.83 |
|
Purchase |
68 ADR = 272 ord shares |
USD 476.90 |
|
Purchase |
2 ADR = 8 ord shares |
USD 477.01 |
|
Purchase |
60 ADR = 240 ord shares |
USD 477.06 |
|
Purchase |
179 ADR = 716 ord shares |
USD 477.16 |
|
Purchase |
2 ADR = 8 ord shares |
USD 477.24 |
|
Purchase |
85 ADR = 340 ord shares |
USD 477.46 |
|
Purchase |
64 ADR = 256 ord shares |
USD 477.78 |
|
Purchase |
14 ADR = 56 ord shares |
USD 478.01 |
|
Purchase |
7 ADR = 28 ord shares |
USD 478.36 |
|
Purchase |
7 ADR = 28 ord shares |
USD 478.43 |
|
Purchase |
21 ADR = 84 ord shares |
USD 478.66 |
|
Purchase |
64 ADR = 256 ord shares |
USD 478.91 |
|
Purchase |
60 ADR = 240 ord shares |
USD 479.09 |
|
Purchase |
9 ADR = 36 ord shares |
USD 479.14 |
|
Purchase |
2 ADR = 8 ord shares |
USD 479.64 |
|
Purchase |
65 ADR = 260 ord shares |
USD 479.67 |
|
Purchase |
9 ADR = 36 ord shares |
USD 480.21 |
|
Purchase |
40 ADR = 160 ord shares |
USD 480.33 |
|
Purchase |
293 ADR = 1172 ord shares |
USD 480.92 |
|
Sale |
3 ADR = 12 ord shares |
USD 474.31 |
|
Sale |
1 ADR = 4 ord shares |
USD 474.66 |
|
Sale |
2 ADR = 8 ord shares |
USD 475.69 |
|
Sale |
2 ADR = 8 ord shares |
USD 475.80 |
|
Sale |
5 ADR = 20 ord shares |
USD 475.99 |
|
Sale |
7 ADR = 28 ord shares |
USD 476.00 |
|
Sale |
1 ADR = 4 ord shares |
USD 476.48 |
|
Sale |
1 ADR = 4 ord shares |
USD 476.49 |
|
Sale |
3 ADR = 12 ord shares |
USD 477.00 |
|
Sale |
1 ADR = 4 ord shares |
USD 477.11 |
|
Sale |
1 ADR = 4 ord shares |
USD 479.00 |
|
Sale |
2 ADR = 8 ord shares |
USD 479.11 |
|
Sale |
1 ADR = 4 ord shares |
USD 479.94 |
|
Sale |
1 ADR = 4 ord shares |
USD 479.95 |
NB There was an in specie transfer out of 1,703 shares and also a net transfer in of 8 ADRs representing
32 ordinary shares.
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name ,e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None………………………………………………………………………………………………………………………
Is a Supplemental Form 8 attached? (Note 9) YES
|
Date of disclosure |
18th June 2008 |
|
Contact name |
Kai Chew |
|
Telephone number |
020 7743 2602 |
|
If a connected EFM, name of offeree/offeror with which connected |
BHP Billiton |
|
If a connected EFM, state nature of connection (Note 10) |
Category 2 |
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
|
Product name, e.g. call option |
Written or purchased |
Number of securities to which the option or derivative relates |
Exercise price (Note 2) |
Type, e.g. American, European etc. |
Expiry date |
|
Call Option |
Sold |
-42,800 |
USD 550.00 |
American |
21 June 2008 |
|
Put Option |
Sold |
100,000 |
GBP 56.00 |
American |
18 July 2008 |
|
Put Option |
Sold |
10,000 |
GBP 58.00 |
American |
18 July 2008 |
|
Call Option |
Sold |
-10,000 |
GBP 68.00 |
American |
18 July 2008 |
|
Call Option |
Sold |
-64,000 |
USD 590.00 |
American |
19 July 2008 |
|
Call Option |
Sold |
-28,000 |
USD 610.00 |
American |
19 July 2008 |
|
Call Option |
Bought |
32,000 |
USD 550.00 |
American |
19 July 2008 |
|
Call Option |
Sold |
-22,500 |
GBP 68.25 |
European |
31 July 2008 |
|
Call Option |
Sold |
-64,000 |
GBP 73.898 |
European |
4 November 2008 |
|
Call Option |
Bought |
22,500 |
GBP 65.00 |
European |
7 November 2008 |
|
Call Option |
Sold |
-55,000 |
GBP 71.50 |
European |
7 November 2008 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto