17th Oct 2008 13:17
RNS Number : 1185G
State Street Global Advisors
17 October 2008
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers & Mergers)
1. KEY INFORMATION
Name of Person State Street
Dealing (Note 1) Global Advisors & Affiliates
Company Dealt In Rio Tinto PLC
Class of Relevant Security Ord
to Which the Dealings
Being Disclosed
Relate (Note 2)
Date of Dealing 16/10/2008
2. INTERESTS, SHORT POSITIONS & RIGHTS TO SUBSCRIBE
(a) Interests & Short Positions (following dealing) in
the Class of Relevant Security Dealt In (Note 3)
Class of Relevant Security: Long Short
Number % Number %
(1) Relevant Securities 26418288 2.64944
(2) Derivatives 0 0.00000 0 0.00000
other than options
(3) Options &
Agreements to
Purchase/Sell
Total 26418288 2.64944 0 0.00000
(b) Interests & Short Positions in Relevant Securities of the Company
(ex.Class Dealt In) (Note 3)
Class of Relevant Security: Long Short
Number % Number %
(1) Relevant Securities
(2) Derivatives
other than options
(3) Options &
Agreements to
Purchase/Sell
Total
(c) Rights to Subscribe (Note 3)
Class of Relevant Security: Details
3. DEALINGS (Note 4)
(a) Purchases & Sales
Purchase / Number of Price
Sale Securities per Unit
BUY 4216 20.50
BUY 318 20.50
BUY 4796 23.57
SELL 20 23.57
SELL 572 20.50
SELL 898 23.31
SELL 14687 22.88
SELL 674 22.96
SELL 44 22.40
SELL 3384 22.88
SELL 156 22.96
SELL 10 22.40
SELL 7954 22.88
SELL 365 22.96
SELL 24 22.40
SELL 15398 22.88
SELL 707 22.96
SELL 46 22.40
SELL 5428 22.88
SELL 249 22.96
SELL 16 22.40
SELL 70190 22.88
SELL 3223 22.96
SELL 211 22.40
SELL 1120 22.88
SELL 52 22.96
SELL 3 22.40
SELL 2000 22.88
SELL 92 22.96
SELL 6 22.40
SELL 23111 22.88
SELL 1061 22.96
SELL 69 22.40
SELL 318 22.88
SELL 15 22.96
SELL 1 22.40
SELL 9254 22.88
SELL 425 22.96
SELL 28 22.40
SELL 12943 22.88
SELL 594 22.96
SELL 39 22.40
SELL 7841 22.88
SELL 360 22.96
SELL 23 22.40
SELL 3746 22.88
SELL 172 22.96
SELL 11 22.40
SELL 2863 22.88
SELL 131 22.96
SELL 9 22.40
SELL 5375 22.88
SELL 247 22.96
SELL 16 22.40
SELL 4382 22.88
SELL 201 22.96
SELL 13 22.40
SELL 21388 22.88
SELL 982 22.96
SELL 64 22.40
(b) Derivatives Transactions (other than options)
Product Name (e.g. CFD) Long/Short No./Securites Price/Unit
(Note 6) (Note 7) (Note 5)
CFD LONG 396 26.27
CFD 396 26.27
(c) Options Transactions in Respect of Existing Securities
(i) Writing, Selling, Purchasing or Varying
Product Name Write,Sell No/Securities Exercise Type
(eg call option) Purchasing, Which the Price (e.g. USA,
Varying etc. Optn Relates European etc)
Relates-Note7
Expiry Date Option Money
Paid/Received
per Unit
(Note 5)
(ii) Exercising
Product Name Number of Exercise
(eg call option) Securities Price per
Unit (Note 5)
(d) Other Dealings (including new securities) (Note 4)
Nature of Transaction Details Price / Unit
(Note 8) if applicable
(Note 5)
4. OTHER INFORMATION
(a)Agreements, Arrangements or Understandings Relating to Options or Derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing & any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced.
If none, this should be stated.
Is a Supplemental Form 8 Attached? (Note 9) NO
Disclosure Date 17/10/2008
Contact Name Harshil Naik
Telephone Number 020 7698 6213
If Connected EFM N/A
Name of Offeree/Offeror
With Which Connected
If Connected EFM N/A
State Nature of
Connection (Note 10)
Notes:
The Notes on Form 8.3 can be viewed on the
Takeover Panel’s website at www.thetakeoverpanel.org.uk
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers & Mergers)
1. KEY INFORMATION
Name of Person State Street
Dealing (Note 1) Global Advisors & Affiliates
Company Dealt In Rio Tinto LTD
Class of Relevant Security Ord
to Which the Dealings
Being Disclosed
Relate (Note 2)
Date of Dealing 16/10/2008
2. INTERESTS, SHORT POSITIONS & RIGHTS TO SUBSCRIBE
(a) Interests & Short Positions (following dealing) in
the Class of Relevant Security Dealt In (Note 3)
Class of Relevant Security: Long Short
Number % Number %
(1) Relevant Securities 8560308 1.87391
(2) Derivatives 0 0.00000 0 0.00000
other than options
(3) Options &
Agreements to
Purchase/Sell
Total 8560308 1.87391 0 0.00000
(b) Interests & Short Positions in Relevant Securities of the Company
(ex.Class Dealt In) (Note 3)
Class of Relevant Security: Long Short
Number % Number %
(1) Relevant Securities
(2) Derivatives
other than options
(3) Options &
Agreements to
Purchase/Sell
Total
(c) Rights to Subscribe (Note 3)
Class of Relevant Security: Details
3. DEALINGS (Note 4)
(a) Purchases & Sales
Purchase / Number of Price
Sale Securities per Unit
BUY 66 93.20
BUY 106 93.11
BUY 316 93.00
BUY 3052 66.01
BUY 52 93.50
BUY 48 93.90
BUY 773 92.91
BUY 893 92.93
BUY 4 109.26
BUY 312 92.90
BUY 135 93.39
(b) Derivatives Transactions (other than options)
Product Name (e.g. CFD) Long/Short No./Securites Price/Unit
(Note 6) (Note 7) (Note 5)
(c) Options Transactions in Respect of Existing Securities
(i) Writing, Selling, Purchasing or Varying
Product Name Write,Sell No/Securities Exercise Type
(eg call option) Purchasing, Which the Price (e.g. USA,
Varying etc. Optn Relates European etc)
Relates-Note7
Expiry Date Option Money
Paid/Received
per Unit
(Note 5)
(ii) Exercising
Product Name Number of Exercise
(eg call option) Securities Price per
Unit (Note 5)
(d) Other Dealings (including new securities) (Note 4)
Nature of Transaction Details Price / Unit
(Note 8) if applicable
(Note 5)
4. OTHER INFORMATION
(a)Agreements, Arrangements or Understandings Relating to Options or Derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing & any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced.
If none, this should be stated.
Is a Supplemental Form 8 Attached? (Note 9) NO
Disclosure Date 17/10/2008
Contact Name Harshil Naik
Telephone Number 020 7698 6213
If Connected EFM N/A
Name of Offeree/Offeror
With Which Connected
If Connected EFM N/A
State Nature of
Connection (Note 10)
Notes:
The Notes on Form 8.3 can be viewed on the
Takeover Panel’s website at www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
Related Shares:
Rio Tinto